0001039828-23-000135.txt : 20230918 0001039828-23-000135.hdr.sgml : 20230918 20230918192634 ACCESSION NUMBER: 0001039828-23-000135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230915 FILED AS OF DATE: 20230918 DATE AS OF CHANGE: 20230918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hamalainen James Louis CENTRAL INDEX KEY: 0001834057 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31911 FILM NUMBER: 231262250 MAIL ADDRESS: STREET 1: 6000 WESTOWN PKWY CITY: WEST DES MOINES STATE: IA ZIP: 50266 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EQUITY INVESTMENT LIFE HOLDING CO CENTRAL INDEX KEY: 0001039828 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 421447959 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6000 WESTOWN PARKWAY CITY: WEST DEMOINES STATE: IA ZIP: 50266 BUSINESS PHONE: 5152210002 MAIL ADDRESS: STREET 1: 6000 WESTOWN PARKWAY CITY: WEST DES MOINES STATE: IA ZIP: 50266 4 1 wk-form4_1695079585.xml FORM 4 X0508 4 2023-09-15 0 0001039828 AMERICAN EQUITY INVESTMENT LIFE HOLDING CO AEL 0001834057 Hamalainen James Louis 6000 WESTOWN PARKWAY WEST DES MOINES IA 50266 0 1 0 0 EVP & Chief Investment Officer 0 Common Stock 2023-09-15 4 M 0 36249 21.98 A 55465 D Common Stock 2023-09-15 4 M 0 32666 27.05 A 88131 D Common Stock 2023-09-15 4 S 0 68915 54.03 D 19216 D Common Stock 1370 I By ESOP Options - Right to Buy 21.98 2023-09-15 4 M 0 36249 0 D 2023-07-07 2030-07-07 Common Stock 36249 0 D Options - Right to Buy 27.05 2023-09-15 4 M 0 32666 0 D 2022-01-02 2030-11-19 Common Stock 32666 66463 D /s/ Mark A. Schuman, authorized signer 2023-09-18