0001039828-20-000087.txt : 20201123 0001039828-20-000087.hdr.sgml : 20201123 20201123170339 ACCESSION NUMBER: 0001039828-20-000087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201119 FILED AS OF DATE: 20201123 DATE AS OF CHANGE: 20201123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lorenzen Jeffrey D CENTRAL INDEX KEY: 0001353991 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31911 FILM NUMBER: 201338699 MAIL ADDRESS: STREET 1: 6000 WESTOWN PARKWAY CITY: WEST DES MOINES STATE: IA ZIP: 50266 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EQUITY INVESTMENT LIFE HOLDING CO CENTRAL INDEX KEY: 0001039828 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 421447959 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6000 WESTOWN PARKWAY CITY: WEST DEMOINES STATE: IA ZIP: 50266 BUSINESS PHONE: 5152210002 MAIL ADDRESS: STREET 1: 6000 WESTOWN PARKWAY CITY: WEST DES MOINES STATE: IA ZIP: 50266 4 1 wf-form4_160616900274023.xml FORM 4 X0306 4 2020-11-19 0 0001039828 AMERICAN EQUITY INVESTMENT LIFE HOLDING CO AEL 0001353991 Lorenzen Jeffrey D 6000 WESTOWN PARKWAY WEST DES MOINES IA 50266 0 1 0 0 Executive VP-Chief Inv Officer Options - Right to Buy 27.05 2020-11-19 4 A 0 49565 0 A 2021-11-19 2030-11-19 Common Stock 49565.0 49565 D Fifty percent (50%) of the Option Award granted vests upon the later of: (i) the Company attaining a $37.00 per share common stock price (based on a 30-day trading average); and (ii) the one year anniversary of the Grant Date. The remaining fifty percent (50%) of the Option Award vests on the one year anniversary of the vesting of the initial fifty percent (50%) of the Option Award. If the Company does not achieve the $37 per share common stock price on or before the fifth anniversary of the Grant Date, the Option Award shall be forfeited. Renee D. Montz, by Power of Attorney 2020-11-23