0001039828-18-000023.txt : 20180326 0001039828-18-000023.hdr.sgml : 20180326 20180326173525 ACCESSION NUMBER: 0001039828-18-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180323 FILED AS OF DATE: 20180326 DATE AS OF CHANGE: 20180326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grensteiner Ronald James CENTRAL INDEX KEY: 0001468460 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31911 FILM NUMBER: 18713656 MAIL ADDRESS: STREET 1: 5000 WESTOWN PARKWAY CITY: WEST DES MOINES STATE: IA ZIP: 50266 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EQUITY INVESTMENT LIFE HOLDING CO CENTRAL INDEX KEY: 0001039828 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 421447959 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6000 WESTOWN PARKWAY CITY: WEST DEMOINES STATE: IA ZIP: 50266 BUSINESS PHONE: 5152210002 MAIL ADDRESS: STREET 1: 6000 WESTOWN PARKWAY CITY: WEST DES MOINES STATE: IA ZIP: 50266 4 1 wf-form4_152210011177338.xml FORM 4 X0306 4 2018-03-23 0 0001039828 AMERICAN EQUITY INVESTMENT LIFE HOLDING CO AEL 0001468460 Grensteiner Ronald James 6000 WESTOWN PARKWAY WEST DES MOINES IA 50266 0 1 0 0 Executive Vice President Common Stock 2018-03-23 4 M 0 27750 9.27 A 122792 D Common Stock 2018-03-23 4 M 0 270 7 A 123062 D Common Stock 2018-03-23 4 S 0 28020 30.6114 D 95042 D Common Stock 2018-03-26 4 M 0 19730 7 A 114772 D Common Stock 2018-03-26 4 S 0 19730 29.6081 D 95042 D Common Stock 11324 I By ESOP Options - Right to Buy 9.27 2018-03-23 4 M 0 27750 0 D 2013-06-11 2020-06-11 Common Stock 27750.0 0 D Options - Right to Buy 7.0 2018-03-23 4 M 0 270 0 D 2012-05-08 2019-05-08 Common Stock 270.0 19730 D Options - Right to Buy 7.0 2018-03-26 4 M 0 19730 0 D 2012-05-08 2019-05-08 Common Stock 19730.0 0 D This transaction was executed in multiple trades at prices ranging from $30.50 to $31.105. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. This transaction was executed in multiple trades at prices ranging from $29.50 to $29.73. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. Renee D. Montz, by Power of Attorney 2018-03-26