0001039828-16-000152.txt : 20160314 0001039828-16-000152.hdr.sgml : 20160314 20160314155832 ACCESSION NUMBER: 0001039828-16-000152 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160310 FILED AS OF DATE: 20160314 DATE AS OF CHANGE: 20160314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EQUITY INVESTMENT LIFE HOLDING CO CENTRAL INDEX KEY: 0001039828 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 421447959 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6000 WESTOWN PARKWAY CITY: WEST DEMOINES STATE: IA ZIP: 50266 BUSINESS PHONE: 5152210002 MAIL ADDRESS: STREET 1: 6000 WESTOWN PARKWAY CITY: WEST DES MOINES STATE: IA ZIP: 50266 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHARDSON DEBRA J CENTRAL INDEX KEY: 0001260545 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31911 FILM NUMBER: 161503801 4 1 wf-form4_145798550136368.xml FORM 4 X0306 4 2016-03-10 0 0001039828 AMERICAN EQUITY INVESTMENT LIFE HOLDING CO AEL 0001260545 RICHARDSON DEBRA J 6000 WESTOWN PARKWAY WEST DES MOINES IA 50266 1 1 0 0 Executive VP & Secretary Common Stock 2016-03-10 4 A 0 9644 0 A 236165 D Common Stock 2016-03-11 4 M 0 47250 10.24 A 283415 D Common Stock 2016-03-11 4 S 0 47250 15.189 D 236165 D Common Stock 8380 I Shares are owned by trusts to which Mrs. Richardson is trustee. Common Stock 9181 I By ESOP Options - Right to Buy 10.24 2016-03-11 4 M 0 47250 0 D 2013-03-15 2016-03-15 Common Stock 47250.0 0 D An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2009 Employee Incentive Plan that vested and converted into shares of common stock. This transaction was executed in multiple trades at prices ranging from $15.00 to $15.365. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. Debra J. Richardson 2016-03-14