0001039828-16-000152.txt : 20160314
0001039828-16-000152.hdr.sgml : 20160314
20160314155832
ACCESSION NUMBER: 0001039828-16-000152
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160310
FILED AS OF DATE: 20160314
DATE AS OF CHANGE: 20160314
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN EQUITY INVESTMENT LIFE HOLDING CO
CENTRAL INDEX KEY: 0001039828
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 421447959
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6000 WESTOWN PARKWAY
CITY: WEST DEMOINES
STATE: IA
ZIP: 50266
BUSINESS PHONE: 5152210002
MAIL ADDRESS:
STREET 1: 6000 WESTOWN PARKWAY
CITY: WEST DES MOINES
STATE: IA
ZIP: 50266
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICHARDSON DEBRA J
CENTRAL INDEX KEY: 0001260545
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31911
FILM NUMBER: 161503801
4
1
wf-form4_145798550136368.xml
FORM 4
X0306
4
2016-03-10
0
0001039828
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO
AEL
0001260545
RICHARDSON DEBRA J
6000 WESTOWN PARKWAY
WEST DES MOINES
IA
50266
1
1
0
0
Executive VP & Secretary
Common Stock
2016-03-10
4
A
0
9644
0
A
236165
D
Common Stock
2016-03-11
4
M
0
47250
10.24
A
283415
D
Common Stock
2016-03-11
4
S
0
47250
15.189
D
236165
D
Common Stock
8380
I
Shares are owned by trusts to which Mrs. Richardson is trustee.
Common Stock
9181
I
By ESOP
Options - Right to Buy
10.24
2016-03-11
4
M
0
47250
0
D
2013-03-15
2016-03-15
Common Stock
47250.0
0
D
An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2009 Employee Incentive Plan that vested and converted into shares of common stock.
This transaction was executed in multiple trades at prices ranging from $15.00 to $15.365. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
Debra J. Richardson
2016-03-14