a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000012316 |
iii. Ticker symbol, if any | OEPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000012315 |
iii. Ticker symbol, if any | OEPIX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 177,027,000.00 |
Principal Transactions Record:
2 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 40,063,000.00 |
Principal Transactions Record:
3 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 332,540,000.00 |
Principal Transactions Record:
4 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 120,698,000.00 |
Principal Transactions Record:
5 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 258,205,000.00 |
Principal Transactions Record:
6 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 205,313,000.00 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008403 |
iii. Ticker symbol, if any | PMPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008404 |
iii. Ticker symbol, if any | PMPSX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 411,243,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 212,344,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 18.08000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 44,417,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 257,063,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 152,266,000.00000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 314,630,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008374 |
iii. Ticker symbol, if any | SOPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008375 |
iii. Ticker symbol, if any | SOPSX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 192,372,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 910,300,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 734,284,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,252,985,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 960,469,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 440,354,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008383 |
iii. Ticker symbol, if any | UWPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008382 |
iii. Ticker symbol, if any | UWPIX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 157,365,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 124,373,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 78,438,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 210,526,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 129,356,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 25,436,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008376 |
iii. Ticker symbol, if any | URPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008377 |
iii. Ticker symbol, if any | URPSX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 121,569,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 562,819,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 823,495,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,083,761,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 661,195,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 393,057,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008435 |
iii. Ticker symbol, if any | ENPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008436 |
iii. Ticker symbol, if any | ENPSX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 260,072,000.00 |
Principal Transactions Record:
2 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 461,071,000.00 |
Principal Transactions Record:
3 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 548,621,000.00 |
Principal Transactions Record:
4 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 734,993,000.00 |
Principal Transactions Record:
5 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 97,911,000.00 |
Principal Transactions Record:
6 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 453,080,000.00 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000057903 |
iii. Ticker symbol, if any | UHPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000057904 |
iii. Ticker symbol, if any | UHPSX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 19,816,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 126,856,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 106,383,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 63,499,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 92,518,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 168,401,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008334 |
iii. Ticker symbol, if any | BLPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008335 |
iii. Ticker symbol, if any | BLPSX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 523,720,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2,205.18000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 91,821,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 343,465,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 864,145,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 634,965,000.00000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 495,368,016.60000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008414 |
iii. Ticker symbol, if any | UTPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008413 |
iii. Ticker symbol, if any | UTPIX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 18,498,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 151,802,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 73.87000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 110,680,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 55,718,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 99,595,000.00000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 89,713,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008428 |
iii. Ticker symbol, if any | FDPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008427 |
iii. Ticker symbol, if any | FDPIX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 49,803,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 98,757,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 64,042,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 11,806,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 34,263,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 77,091,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008398 |
iii. Ticker symbol, if any | BKPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008397 |
iii. Ticker symbol, if any | BKPIX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 112,908,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 80,631,049.45000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 292.67000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 16,110,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 55,750,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 91,049,000.00000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 149,901,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008343 |
iii. Ticker symbol, if any | UMPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008342 |
iii. Ticker symbol, if any | UMPIX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,869.30 |
Brokers Record:
2 |
i. Full name of broker | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 350.50 |
Brokers Record:
3 |
i. Full name of broker | BNP Paribas Securities Corp. |
ii. SEC file number | 008-32682 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 153.37 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 2,373.17 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 418,498,000.00 |
Principal Transactions Record:
2 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 686,132,000.00 |
Principal Transactions Record:
3 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 54.81 |
Principal Transactions Record:
4 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 407,391,251.38 |
Principal Transactions Record:
5 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 513,689,000.00 |
Principal Transactions Record:
6 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 244,517,000.00 |
Principal Transactions Record:
7 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 84,444,000.00 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000057897 |
iii. Ticker symbol, if any | UGPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000057898 |
iii. Ticker symbol, if any | UGPSX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 171,586,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 31,934,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 268,388,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 93,652,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 148,900,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 8.24000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | Merrill Lynch, Pierce, Fenner & Smith Incorporated |
ii. SEC file number | 008-07221 |
iii. CRD number | 000007691 |
iv. LEI, if any | 8NAV47T0Y26Q87Y0QP81 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 189.00000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 206,461,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008340 |
iii. Ticker symbol, if any | ULPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008341 |
iii. Ticker symbol, if any | ULPSX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,714,065,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 203,591,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,293,150,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 635,863,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,001,323,506.34000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,110.07000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,053,347,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000024084 |
iii. Ticker symbol, if any | UXPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000024083 |
iii. Ticker symbol, if any | UXPIX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 27,365,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 159,838,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 85,020,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 133,754,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 221,666,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 143,788,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008441 |
iii. Ticker symbol, if any | IDPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008442 |
iii. Ticker symbol, if any | IDPSX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,038.05000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 7,915,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 83,031,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 62,898,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 52,194,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | BNP Paribas Securities Corp. |
ii. SEC file number | 008-32682 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 246.51000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 31,569,000.00000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 42,087,041.82000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008378 |
iii. Ticker symbol, if any | UMPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008379 |
iii. Ticker symbol, if any | UMPSX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 13,131,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 70,847,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 115,091,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 43,454,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 85,947,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 64,728,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008408 |
iii. Ticker symbol, if any | SMPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008407 |
iii. Ticker symbol, if any | SMPIX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 130,258,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 835,045,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,032,411,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 635,691,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 26.39000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,355,423,000.00000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 514,197,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008430 |
iii. Ticker symbol, if any | BIPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008429 |
iii. Ticker symbol, if any | BIPIX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,405,648,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 974,370,608.63000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,859,693,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 715,686,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,140,495,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 195,130,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008399 |
iii. Ticker symbol, if any | INPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008400 |
iii. Ticker symbol, if any | INPSX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 676,142,556.60000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 428,368,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 132,719,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 703,622,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 863,665,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,159,471,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008361 |
iii. Ticker symbol, if any | LGPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008360 |
iii. Ticker symbol, if any | LGPIX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 971,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 750,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,307,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | BNP Paribas Securities Corp. |
ii. SEC file number | 008-32682 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 340.93000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 991,406.40000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 72,000.00000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,378.86000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 502,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000024080 |
iii. Ticker symbol, if any | UKPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000024081 |
iii. Ticker symbol, if any | UKPSX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 22,019,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 36,098,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 15,103,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 16,959,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 27,641,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2,844,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008406 |
iii. Ticker symbol, if any | REPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008405 |
iii. Ticker symbol, if any | REPIX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | BNP Paribas Securities Corp. |
ii. SEC file number | 008-32682 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 18.96000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 10,759,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 68,332,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 57,656,394.33000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 33,870,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 55,158,000.00000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 92,033,000.00000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 154.81000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008370 |
iii. Ticker symbol, if any | SRPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008371 |
iii. Ticker symbol, if any | SRPSX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 15,491,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 50,871,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 76,566,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 83,322,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 102,250,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 136,792,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008410 |
iii. Ticker symbol, if any | TEPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008409 |
iii. Ticker symbol, if any | TEPIX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 578.39000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 421,592,675.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 338,162,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 515,646,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 629,236,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 76,713,000.00000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 842,502,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000226850 |
iii. Ticker symbol, if any | FYASX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000226849 |
iii. Ticker symbol, if any | FYAIX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
FLORIDA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | ICE Securities Execution & Clearing, LLC |
ii. SEC file number | 008-70258 |
iii. CRD number | 000299634 |
iv. LEI, if any | 549300Q54HHOIVWCEN57 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 859.19 |
Brokers Record:
2 |
i. Full name of broker | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 292.25 |
Brokers Record:
3 |
i. Full name of broker | GOLDMAN SACHS & CO. LLC |
ii. SEC file number | 008-00129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 11,467.57 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 12,619.01 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 563,963,992.76 |
Principal Transactions Record:
2 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 47,483,000.00 |
Principal Transactions Record:
3 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 182,727,000.00 |
Principal Transactions Record:
4 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 297,864,000.00 |
Principal Transactions Record:
5 |
i. Full name of dealer | Citigroup Global Markets Inc. |
ii. SEC file number | 008-08177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 45,568,564.05 |
Principal Transactions Record:
6 |
i. Full name of dealer | Deutsche Bank Securities Inc. |
ii. SEC file number | 008-17822 |
iii. CRD number | 000002525 |
iv. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 136,978.44 |
Principal Transactions Record:
7 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 343,379,000.00 |
Principal Transactions Record:
8 |
i. Full name of dealer | Wells Fargo Securities, LLC |
ii. SEC file number | 008-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 91,248,372.66 |
Principal Transactions Record:
9 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 224,616,000.00 |
Principal Transactions Record:
10 |
i. Full name of dealer | Goldman Sachs & Co. LLC |
ii. SEC file number | 008-00129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 161,795,842.43 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008422 |
iii. Ticker symbol, if any | RTPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008421 |
iii. Ticker symbol, if any | RTPIX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 124,167,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 243,204,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 330,512,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 205,449,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 227,664,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 46,169,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008337 |
iii. Ticker symbol, if any | SGPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008336 |
iii. Ticker symbol, if any | SGPIX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 14,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 260,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 60,614.46000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 61,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 136,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 205,000.00000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 441,006.11000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | BNP Paribas Securities Corp. |
ii. SEC file number | 008-32682 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 14,279.59000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008367 |
iii. Ticker symbol, if any | SVPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008366 |
iii. Ticker symbol, if any | SVPIX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 216,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 544,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 408,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 72,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 93,630.85000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,130,230.99000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 726,000.00000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | BNP Paribas Securities Corp. |
ii. SEC file number | 008-32682 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 29,376.07000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000024061 |
iii. Ticker symbol, if any | UUPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000024060 |
iii. Ticker symbol, if any | UUPIX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 63,667,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 29,738,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 51,246,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 80,894,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 25.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 42,706,001.47000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 9,323,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008401 |
iii. Ticker symbol, if any | PHPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008402 |
iii. Ticker symbol, if any | PHPSX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 49,981,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 10,057,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 49,456,663.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 27,365,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 62,296,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 80,769,000.00000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 55.71000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008368 |
iii. Ticker symbol, if any | BRPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008369 |
iii. Ticker symbol, if any | BRPSX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 916,667,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,089,557,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,455,785,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 874,635,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 507,014,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 188,270,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008355 |
iii. Ticker symbol, if any | SLPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008354 |
iii. Ticker symbol, if any | SLPIX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,123.81000000 |
Brokers Record:
2 |
i. Full name of broker | BNP Paribas Securities Corp. |
ii. SEC file number | 008-32682 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,656.58000000 |
Brokers Record:
3 |
i. Full name of broker | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 4.20000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 2,784.59000000 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 62,992,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 45,595.27000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 102,392,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | BNP Paribas Securities Corp. |
ii. SEC file number | 008-32682 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 41,202.75000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 13,190,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 77,606,000.00000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 35,654,000.00000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 62,010,176.31000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008358 |
iii. Ticker symbol, if any | LVPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008359 |
iii. Ticker symbol, if any | LVPSX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 98,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 505,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 370,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | BNP Paribas Securities Corp. |
ii. SEC file number | 008-32682 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 221.06000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 24,534.63000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 890,000.00000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 635,000.00000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 732,990.11000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008381 |
iii. Ticker symbol, if any | UCPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008380 |
iii. Ticker symbol, if any | UCPIX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 181,698,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 378,790,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 494,596,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 304,945,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 56,203,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 265,913,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000226852 |
iii. Ticker symbol, if any | AFBSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000226851 |
iii. Ticker symbol, if any | AFBIX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
FLORIDA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 459.25 |
Brokers Record:
2 |
i. Full name of broker | GOLDMAN SACHS & CO. LLC |
ii. SEC file number | 008-00129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,285.28 |
Brokers Record:
3 |
i. Full name of broker | ICE Securities Execution & Clearing, LLC |
ii. SEC file number | 008-70258 |
iii. CRD number | 000299634 |
iv. LEI, if any | 549300Q54HHOIVWCEN57 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 132.56 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 1,877.09 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | Goldman Sachs & Co. LLC |
ii. SEC file number | 008-00129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 37,219.11 |
Principal Transactions Record:
2 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 16,561,000.00 |
Principal Transactions Record:
3 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 140,329,000.00 |
Principal Transactions Record:
4 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 84,680,000.00 |
Principal Transactions Record:
5 |
i. Full name of dealer | Deutsche Bank Securities Inc. |
ii. SEC file number | 008-17822 |
iii. CRD number | 000002525 |
iv. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 24,000.60 |
Principal Transactions Record:
6 |
i. Full name of dealer | Credit Suisse Securities (USA) LLC |
ii. SEC file number | 008-00422 |
iii. CRD number | 000000816 |
iv. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 57,011.84 |
Principal Transactions Record:
7 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 50,086,000.00 |
Principal Transactions Record:
8 |
i. Full name of dealer | Citigroup Global Markets Inc. |
ii. SEC file number | 008-08177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 41,073.63 |
Principal Transactions Record:
9 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 105,901,000.00 |
Principal Transactions Record:
10 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 80,438,000.00 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008365 |
iii. Ticker symbol, if any | MGPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008364 |
iii. Ticker symbol, if any | MGPIX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | BNP Paribas Securities Corp. |
ii. SEC file number | 008-32682 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 546.08000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 67,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 624,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 528,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 750,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,180,000.00000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 12,522.32000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 916,084.46000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008426 |
iii. Ticker symbol, if any | RDPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008425 |
iii. Ticker symbol, if any | RDPIX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 211,063,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 907,697,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,500,586,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 529,241,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,003,851,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,095,486,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000229022 |
iii. Ticker symbol, if any | BTCFX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 309,038,916.45 |
Principal Transactions Record:
2 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 17,798,760.00 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008351 |
iii. Ticker symbol, if any | UJPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008350 |
iii. Ticker symbol, if any | UJPIX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 602,963,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 742,094,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 492,783,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 985,760,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 92,953,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 394,739,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008431 |
iii. Ticker symbol, if any | CYPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008432 |
iii. Ticker symbol, if any | CYPSX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 309,833,000.00 |
Principal Transactions Record:
2 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 206,212,000.00 |
Principal Transactions Record:
3 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 505,495,000.00 |
Principal Transactions Record:
4 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 376,845,000.00 |
Principal Transactions Record:
5 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 45,445,000.00 |
Principal Transactions Record:
6 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 253,954,000.00 |
Principal Transactions Record:
7 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 220.48 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008433 |
iii. Ticker symbol, if any | CNPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008434 |
iii. Ticker symbol, if any | CNPSX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 7,888,000.00 |
Principal Transactions Record:
2 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 25,875,000.00 |
Principal Transactions Record:
3 |
i. Full name of dealer | BNP Paribas Securities Corp. |
ii. SEC file number | 008-32682 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 27.05 |
Principal Transactions Record:
4 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 52,698,000.00 |
Principal Transactions Record:
5 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 703.75 |
Principal Transactions Record:
6 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 43,160,000.00 |
Principal Transactions Record:
7 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 42,356,000.00 |
Principal Transactions Record:
8 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 70,518,000.00 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008339 |
iii. Ticker symbol, if any | UEPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008338 |
iii. Ticker symbol, if any | UEPIX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | Merrill Lynch, Pierce, Fenner & Smith Incorporated |
ii. SEC file number | 008-07221 |
iii. CRD number | 000007691 |
iv. LEI, if any | 8NAV47T0Y26Q87Y0QP81 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 199,695.75000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,117,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2,370,031.94000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 4,661,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,409,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,805,000.00000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 479,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000034786 |
iii. Ticker symbol, if any | UFPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000034787 |
iii. Ticker symbol, if any | UFPSX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 79,047,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 10,964,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 64,962,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 42,869,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 109,509,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 65,263,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008356 |
iii. Ticker symbol, if any | OTPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008357 |
iii. Ticker symbol, if any | OTPSX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 14.70000000 |
Brokers Record:
2 |
i. Full name of broker | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 815.32000000 |
Brokers Record:
3 |
i. Full name of broker | BNP Paribas Securities Corp. |
ii. SEC file number | 008-32682 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 4,347.24000000 |
Brokers Record:
4 |
i. Full name of broker | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 8,967.98000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 14,145.24000000 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2,634,896,034.25000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 32.91000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2,845,178,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,523,797,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,764,818,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 519,540,000.00000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 4,680,156,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000012306 |
iii. Ticker symbol, if any | SPPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000012307 |
iii. Ticker symbol, if any | SPPSX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 37,762,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 192,116,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 198,519,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 116,778,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 325,060,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 238,916,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008440 |
iii. Ticker symbol, if any | HCPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008439 |
iii. Ticker symbol, if any | HCPIX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 185,682,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 231,247,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 35,403,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 167,830,336.66000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 423.30000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 109,702,000.00000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 302,100,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008423 |
iii. Ticker symbol, if any | RRPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008424 |
iii. Ticker symbol, if any | RRPSX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 245,729,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,768,501,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 669,596,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,052,855,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,275,906,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,247,279,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008415 |
iii. Ticker symbol, if any | WCPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008416 |
iii. Ticker symbol, if any | WCPSX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 43,460,698.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 30,227,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 8,011,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 61,087,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 49,282,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 28.81000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 81,186,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008387 |
iii. Ticker symbol, if any | SNPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008386 |
iii. Ticker symbol, if any | SNPIX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 40,911,000.00 |
Principal Transactions Record:
2 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 65,017,000.00 |
Principal Transactions Record:
3 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 113,307,000.00 |
Principal Transactions Record:
4 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 13,827,000.00 |
Principal Transactions Record:
5 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 69,494,000.00 |
Principal Transactions Record:
6 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 85,658,000.00 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008419 |
iii. Ticker symbol, if any | BMPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008420 |
iii. Ticker symbol, if any | BMPSX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 81,687,000.00 |
Principal Transactions Record:
2 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 67,550,000.00 |
Principal Transactions Record:
3 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 10,235,000.00 |
Principal Transactions Record:
4 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 51,471,000.00 |
Principal Transactions Record:
5 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 105,526,000.00 |
Principal Transactions Record:
6 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 39,768,000.00 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008345 |
iii. Ticker symbol, if any | UAPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008344 |
iii. Ticker symbol, if any | UAPIX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | BNP Paribas Securities Corp. |
ii. SEC file number | 008-32682 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 3,845.22000000 |
Brokers Record:
2 |
i. Full name of broker | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 14.00000000 |
Brokers Record:
3 |
i. Full name of broker | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,175.95000000 |
Brokers Record:
4 |
i. Full name of broker | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 4,534.82000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 9,569.99000000 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 372,826,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 62,394.81000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | BNP Paribas Securities Corp. |
ii. SEC file number | 008-32682 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2,103.52000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,043,888,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 127,585,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 618,504,411.39000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 785,752,000.00000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 633,602,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000024071 |
iii. Ticker symbol, if any | UNPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000024072 |
iii. Ticker symbol, if any | UNPSX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 305,331,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 112,654,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 138,472,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 29,146,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 195,619,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 236,380,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008372 |
iii. Ticker symbol, if any | SHPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008373 |
iii. Ticker symbol, if any | SHPSX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 386,688,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 314,309,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 36,296,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 225,612,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 151,870,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 139,721,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000034818 |
iii. Ticker symbol, if any | UBPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000034819 |
iii. Ticker symbol, if any | UBPSX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 60,268,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 34,953,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 74,123,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | Merrill Lynch, Pierce, Fenner & Smith Incorporated |
ii. SEC file number | 008-07221 |
iii. CRD number | 000007691 |
iv. LEI, if any | 8NAV47T0Y26Q87Y0QP81 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 374.58000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 11,255,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 56,562,002.12000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 97,391,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000024075 |
iii. Ticker symbol, if any | UVPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000024074 |
iii. Ticker symbol, if any | UVPIX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 34,710,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 62,985,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 11,276,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 95,353,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 56,401,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 68,949,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008349 |
iii. Ticker symbol, if any | UOPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008348 |
iii. Ticker symbol, if any | UOPIX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | BNP Paribas Securities Corp. |
ii. SEC file number | 008-32682 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 15,778.53000000 |
Brokers Record:
2 |
i. Full name of broker | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,190.70000000 |
Brokers Record:
3 |
i. Full name of broker | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 42,516.56000000 |
Brokers Record:
4 |
i. Full name of broker | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 10,402.63000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 69,888.42000000 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 7,909,359,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 12,992,421,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 9,750,317,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 6,933,524,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 5,096,793,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,312,018,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008363 |
iii. Ticker symbol, if any | MLPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008362 |
iii. Ticker symbol, if any | MLPIX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 251,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 462,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 851,827.96000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 680,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 13,459.84000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | BNP Paribas Securities Corp. |
ii. SEC file number | 008-32682 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,336.10000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 343,000.00000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 99,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008385 |
iii. Ticker symbol, if any | USPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008384 |
iii. Ticker symbol, if any | USPIX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,323,656,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,357,688,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 287,517,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 771,983,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,622,906,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2,170,663,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008346 |
iii. Ticker symbol, if any | UDPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008347 |
iii. Ticker symbol, if any | UDPSX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | BNP Paribas Securities Corp. |
ii. SEC file number | 008-32682 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 240.05000000 |
Brokers Record:
2 |
i. Full name of broker | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 487.55000000 |
Brokers Record:
3 |
i. Full name of broker | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 37.80000000 |
Brokers Record:
4 |
i. Full name of broker | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,706.30000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 2,471.70000000 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 483,051,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 358,630,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 57,365,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 176,675,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 295,455,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 36.79000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 280,508,000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000236592 |
iii. Ticker symbol, if any | BITIX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 7,973,375.84 |
Principal Transactions Record:
2 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 148,323.00 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008353 |
iii. Ticker symbol, if any | MDPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008352 |
iii. Ticker symbol, if any | MDPIX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,267.24000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 141,566,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 92,974,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 43,364,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 18,274,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 110,101,000.00000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 83,613,714.20000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008437 |
iii. Ticker symbol, if any | FNPIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008438 |
iii. Ticker symbol, if any | FNPSX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 80,449,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 60,517,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 9,297,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | BNP Paribas Securities Corp. |
ii. SEC file number | 008-32682 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 181.62000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 48,817,109.99000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 48,622,000.00000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 28,959,000.00000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | Susquehanna Securities |
ii. SEC file number | 008-47034 |
iii. CRD number | 000035874 |
iv. LEI, if any | 549300RX9GZX8Y9IGJ81 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2,913.43000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000008418 |
iii. Ticker symbol, if any | GVPSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Class |
ii. Class identification number, if any | C000008417 |
iii. Ticker symbol, if any | GVPIX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Refinitiv US Holdings, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | ProFunds Distributors, Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
MARYLAND
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Citi Fund Services Ohio, Inc. |
ii. LEI, if any, or other identifying number | 549300OX9HIV34JOX333 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | HSBC Securities (USA) Inc. |
ii. SEC file number | 008-41562 |
iii. CRD number | 000019585 |
iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 215,551,000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 346,913,000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Credit Agricole Securities (USA) Inc. |
ii. SEC file number | 008-13753 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 444,485,000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | UMB Financial Services, Inc. |
ii. SEC file number | 008-34999 |
iii. CRD number | 000017073 |
iv. LEI, if any | 254900GFVO9NGQ21JC37 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 323,245,000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | SG Americas Securities, LLC |
ii. SEC file number | 008-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 581,341,000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | CIBC World Markets Corp. |
ii. SEC file number | 008-18333 |
iii. CRD number | 000000630 |
iv. LEI, if any | 549300445CON3DBMU275 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 64,560,000.00000000 |