0001339595-14-000002.txt : 20140508 0001339595-14-000002.hdr.sgml : 20140508 20140508185329 ACCESSION NUMBER: 0001339595-14-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140506 FILED AS OF DATE: 20140508 DATE AS OF CHANGE: 20140508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORMFACTOR INC CENTRAL INDEX KEY: 0001039399 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 133711155 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 7005 SOUTHFRONT ROAD CITY: LIVERMORE STATE: CA ZIP: 94551 BUSINESS PHONE: 9252433522 MAIL ADDRESS: STREET 1: 7005 SOUTHFRONT ROAD CITY: LIVERMORE STATE: CA ZIP: 94551 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: St Dennis Thomas CENTRAL INDEX KEY: 0001339595 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50307 FILM NUMBER: 14826582 MAIL ADDRESS: STREET 1: C/O FORMFACTOR, INC. STREET 2: 7005 SOUTHFRONT ROAD CITY: LIVERMORE STATE: CA ZIP: 94551 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-05-06 0 0001039399 FORMFACTOR INC FORM 0001339595 St Dennis Thomas 7005 SOUTHFRONT ROAD LIVERMORE CA 94551 1 1 0 0 CEO Common Stock 2014-05-06 4 M 0 20000 0 A 100252 D Common Stock 2014-05-07 4 S 0 2055 5.7746 D 98197 D Common Stock 2014-05-07 4 S 0 7849 5.7746 D 90348 D Restricted Stock Units 0 2014-05-06 4 M 0 20000 0 D Common Stock 20000 136667 D Represents vested shares of common stock issued pursuant to the first conversion of one-third of the restricted stock units granted on May 6, 2013. Represents vested shares of common stock sold to satisfy certain tax withholding obligations associated with the conversion of the restricted stock units that were released on May 5, 2014. Represents vested shares of common stock sold to satisfy certain tax withholding obligations associated with the conversion of the restricted stock units that were released on May 6, 2014. The Restricted Stock Units vest and are exercisable in three annual installments on each May 6 of 2014, 2015, and 2016 (or the first market trading day during an open trading window under the Issuer's insider trading policy thereafter if the applicable vesting date is not on a market trading day during an open trading window). The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement. THE CONFIRMING STATEMENT GRANTING THE ATTORNEY-IN-FACT THE AUTHORITY TO EXECUTE AND FILE THIS FORM 4 HAS BEEN PREVIOUSLY FILED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION. By: /s/ Stuart L Merkadeau, Attorney-in-Fact For: Thomas St. Dennis 2014-05-08