0001256949-14-000009.txt : 20140212 0001256949-14-000009.hdr.sgml : 20140212 20140212132249 ACCESSION NUMBER: 0001256949-14-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140210 FILED AS OF DATE: 20140212 DATE AS OF CHANGE: 20140212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORMFACTOR INC CENTRAL INDEX KEY: 0001039399 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 133711155 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 7005 SOUTHFRONT ROAD CITY: LIVERMORE STATE: CA ZIP: 94551 BUSINESS PHONE: 9252433522 MAIL ADDRESS: STREET 1: 7005 SOUTHFRONT ROAD CITY: LIVERMORE STATE: CA ZIP: 94551 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: St Dennis Thomas CENTRAL INDEX KEY: 0001339595 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50307 FILM NUMBER: 14598851 MAIL ADDRESS: STREET 1: C/O FORMFACTOR, INC. STREET 2: 7005 SOUTHFRONT ROAD CITY: LIVERMORE STATE: CA ZIP: 94551 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-02-10 0 0001039399 FORMFACTOR INC FORM 0001339595 St Dennis Thomas 7005 SOUTHFRONT ROAD LIVERMORE CA 94551 1 1 0 0 CEO Common Stock 2014-02-10 4 M 0 16667 0 A 60276 D Common Stock 2014-02-11 4 S 0 6990 6.4684 D 53286 D Restricted Stock Units 0 2014-02-10 4 M 0 16667 0 D Common Stock 16667 101667 D Represents vested shares of common stock issued pursuant to the second conversion of one-third of the restricted stock units granted May 4, 2012. Represents vested shares of common stock sold to satisfy certain tax withholding obligations associated with the conversion of the restricted stock units. The Restricted Stock Units vest and are exercisable in three annual installments on each February 10 of 2013, 2014, and 2015 (or the first market trading day during an open trading window under the Issuer's insider trading policy thereafter if the applicable vesting date is not on a market trading day during an open trading window). The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement. THE CONFIRMING STATEMENT GRANTING THE ATTORNEY-IN-FACT THE AUTHORITY TO EXECUTE AND FILE THIS FORM 4 HAS BEEN PREVIOUSLY FILED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION. By: /s/ Stuart L Merkadeau, Attorney-in-Fact For: Thomas St. Dennis 2014-02-12