0001039399-18-000010.txt : 20180222
0001039399-18-000010.hdr.sgml : 20180222
20180222185157
ACCESSION NUMBER: 0001039399-18-000010
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180220
FILED AS OF DATE: 20180222
DATE AS OF CHANGE: 20180222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUDWIG MICHAEL M
CENTRAL INDEX KEY: 0001256949
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50307
FILM NUMBER: 18634149
MAIL ADDRESS:
STREET 1: 7005 SOUTHFRONT ROAD
CITY: LIVERMORE
STATE: CA
ZIP: 94551
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FORMFACTOR INC
CENTRAL INDEX KEY: 0001039399
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 133711155
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1226
BUSINESS ADDRESS:
STREET 1: 7005 SOUTHFRONT ROAD
CITY: LIVERMORE
STATE: CA
ZIP: 94551
BUSINESS PHONE: 9252433522
MAIL ADDRESS:
STREET 1: 7005 SOUTHFRONT ROAD
CITY: LIVERMORE
STATE: CA
ZIP: 94551
4
1
wf-form4_151934350338730.xml
FORM 4
X0306
4
2018-02-20
0
0001039399
FORMFACTOR INC
FORM
0001256949
LUDWIG MICHAEL M
7005 SOUTHFRONT ROAD
LIVERMORE
CA
94551
0
1
0
0
SR VP, CFO
Common Stock
2018-02-20
4
M
0
2500
10.37
A
242887
D
Common Stock
2018-02-20
4
S
0
2500
13.375
D
240387
D
Common Stock
2018-02-21
4
M
0
25000
10.37
A
265387
D
Common Stock
2018-02-21
4
S
0
25000
13.0537
D
240387
D
Common Stock
2018-02-22
4
M
0
17500
10.37
A
257887
D
Common Stock
2018-02-22
4
S
0
17500
13
D
240387
D
Non-Qualified Stock Option (right to buy)
10.37
2018-02-20
4
M
0
2500
10.37
D
2018-04-29
Common Stock
2500.0
42500
D
Non-Qualified Stock Option (right to buy)
10.37
2018-02-21
4
M
0
25000
10.37
D
2018-04-29
Common Stock
25000.0
17500
D
Non-Qualified Stock Option (right to buy)
10.37
2018-02-22
4
M
0
17500
10.37
D
2018-04-29
Common Stock
17500.0
0
D
Price represents the sale price for the transaction reported. Price of the shares sold is $13.375. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $12.95 through $13.2. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Price represents the sale price for the transaction reported. Price of shares sold is $13.00. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on April 29, 2012 and the remainder vesting in equal annual installments over the following three years.
Represents the exercise and sale of non-qualified stock options due to expire on April 29, 2018.
By: Jason Cohen, attorney-in-fact,for Michael M Ludwig
2018-02-22