0001039399-18-000010.txt : 20180222 0001039399-18-000010.hdr.sgml : 20180222 20180222185157 ACCESSION NUMBER: 0001039399-18-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180220 FILED AS OF DATE: 20180222 DATE AS OF CHANGE: 20180222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUDWIG MICHAEL M CENTRAL INDEX KEY: 0001256949 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50307 FILM NUMBER: 18634149 MAIL ADDRESS: STREET 1: 7005 SOUTHFRONT ROAD CITY: LIVERMORE STATE: CA ZIP: 94551 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORMFACTOR INC CENTRAL INDEX KEY: 0001039399 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 133711155 STATE OF INCORPORATION: DE FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: 7005 SOUTHFRONT ROAD CITY: LIVERMORE STATE: CA ZIP: 94551 BUSINESS PHONE: 9252433522 MAIL ADDRESS: STREET 1: 7005 SOUTHFRONT ROAD CITY: LIVERMORE STATE: CA ZIP: 94551 4 1 wf-form4_151934350338730.xml FORM 4 X0306 4 2018-02-20 0 0001039399 FORMFACTOR INC FORM 0001256949 LUDWIG MICHAEL M 7005 SOUTHFRONT ROAD LIVERMORE CA 94551 0 1 0 0 SR VP, CFO Common Stock 2018-02-20 4 M 0 2500 10.37 A 242887 D Common Stock 2018-02-20 4 S 0 2500 13.375 D 240387 D Common Stock 2018-02-21 4 M 0 25000 10.37 A 265387 D Common Stock 2018-02-21 4 S 0 25000 13.0537 D 240387 D Common Stock 2018-02-22 4 M 0 17500 10.37 A 257887 D Common Stock 2018-02-22 4 S 0 17500 13 D 240387 D Non-Qualified Stock Option (right to buy) 10.37 2018-02-20 4 M 0 2500 10.37 D 2018-04-29 Common Stock 2500.0 42500 D Non-Qualified Stock Option (right to buy) 10.37 2018-02-21 4 M 0 25000 10.37 D 2018-04-29 Common Stock 25000.0 17500 D Non-Qualified Stock Option (right to buy) 10.37 2018-02-22 4 M 0 17500 10.37 D 2018-04-29 Common Stock 17500.0 0 D Price represents the sale price for the transaction reported. Price of the shares sold is $13.375. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $12.95 through $13.2. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Price represents the sale price for the transaction reported. Price of shares sold is $13.00. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on April 29, 2012 and the remainder vesting in equal annual installments over the following three years. Represents the exercise and sale of non-qualified stock options due to expire on April 29, 2018. By: Jason Cohen, attorney-in-fact,for Michael M Ludwig 2018-02-22