0001140361-11-036623.txt : 20110713 0001140361-11-036623.hdr.sgml : 20110713 20110713095032 ACCESSION NUMBER: 0001140361-11-036623 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110712 FILED AS OF DATE: 20110713 DATE AS OF CHANGE: 20110713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roseman Mark J CENTRAL INDEX KEY: 0001500220 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23019 FILM NUMBER: 11965037 MAIL ADDRESS: STREET 1: 441 VINE STREET STREET 2: SUITE 500 CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KENDLE INTERNATIONAL INC CENTRAL INDEX KEY: 0001039151 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 311274091 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 441 VINE ST STREET 2: SUITE 500 CITY: CINCINNATI STATE: OH ZIP: 45202-2902 BUSINESS PHONE: 5137631414 MAIL ADDRESS: STREET 1: 441 VINE STREET STREET 2: SUITE 500 CITY: CINCINNATI STATE: OH ZIP: 45202-2902 4 1 doc1.xml FORM 4 X0303 4 2011-07-12 1 0001039151 KENDLE INTERNATIONAL INC KNDL 0001500220 Roseman Mark J 441 VINE STREET SUITE 500 CINCINNATI OH 45202 0 1 0 0 Sr. VP/Chief Marketing Officer Common Shares 2011-07-12 4 D 0 21331 D 0 D Stock Options (Right to Buy) 8.02 2011-07-12 4 D 0 15000 7.23 D 2020-08-30 Common Stock 15000 0 D Disposed of pursuant to a merger agreement between the issuer and an unaffiliated acquirer for a cash payment equal to $15.25 per share. Options, whether vested or unvested, disposed of pursuant to a merger agreement between issuer and an unaffiliated acquirer for a cash payment equal to the product of (i) the number of common shares underlying the unexercised stock option, multiplied by (ii) the excess, if any, of $15.25 over the per share exercise price of such option. These options vest at a rate of 25% per year beginning on the first anniversary of the grant date. /s/ Stacey Heiser, as Attorney-in-Fact for Mark J. Roseman 2011-07-12