0001140361-11-036620.txt : 20110713 0001140361-11-036620.hdr.sgml : 20110713 20110713094920 ACCESSION NUMBER: 0001140361-11-036620 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110712 FILED AS OF DATE: 20110713 DATE AS OF CHANGE: 20110713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUSS FREDERICK A CENTRAL INDEX KEY: 0001187540 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23019 FILM NUMBER: 11965034 MAIL ADDRESS: STREET 1: C/O CHARLES & COLVARD STREET 2: 3800 GATEWAY BLVD STE 310 CITY: MORRISVILLE STATE: NC ZIP: 27560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KENDLE INTERNATIONAL INC CENTRAL INDEX KEY: 0001039151 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 311274091 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 441 VINE ST STREET 2: SUITE 500 CITY: CINCINNATI STATE: OH ZIP: 45202-2902 BUSINESS PHONE: 5137631414 MAIL ADDRESS: STREET 1: 441 VINE STREET STREET 2: SUITE 500 CITY: CINCINNATI STATE: OH ZIP: 45202-2902 4 1 doc1.xml FORM 4 X0303 4 2011-07-12 1 0001039151 KENDLE INTERNATIONAL INC KNDL 0001187540 RUSS FREDERICK A 8628 INDIAN RIDGE DRIVE WEST CHESTER OH 45069 1 0 0 0 Common Shares 2011-07-12 4 D 0 7158 D 0 D Stock Options (Right to Buy) 33.87 2011-07-12 4 D 0 5000 0 D 2016-05-11 Common Stock 5000 0 D Stock Options (Right to Buy) 31.74 2011-07-12 4 D 0 5000 0 D 2017-05-10 Common Stock 5000 0 D Stock Options (Right to Buy) 37.42 2011-07-12 4 D 0 5000 0 D 2018-05-15 Common Stock 5000 0 D Stock Options (Right to Buy) 9.40 2011-07-12 4 D 0 5000 5.85 D 2019-05-14 Common Stock 5000 0 D Stock Options (Right to Buy) 14.26 2011-07-12 4 D 0 5000 .99 D 2020-05-20 Common Stock 5000 0 D Disposed of pursuant to a merger agreement between the issuer and an unaffiliated acquirer for a cash payment equal to $15.25 per share. Options, whether vested or unvested, disposed of pursuant to a merger agreement between issuer and an unaffiliated acquirer for a cash payment equal to the product of (i) the number of common shares underlying the unexercised stock option, multiplied by (ii) the excess, if any, of $15.25 over the per share exercise price of such option. These options vest in full on the grant date. /s/ Stacey Heiser as Attorney-in-Fact for Frederick A. Russ 2011-07-12