X0306 4 2017-11-01 0 0001038773 SMARTFINANCIAL INC. SMBK 0001721614 Tucker Steven B. 10448 HARBOURTOWNE DRIVE NORTHPORT AL 35475 1 0 0 0 Common Stock 2017-11-01 4 A 0 32087 A 32087 D Stock Option 11.76 2017-11-01 4 A 0 11333 A 2010-05-01 2020-05-01 Common Stock 11333 11333 D Received in exchange for 37,750 shares of Capstone Bancshares, Inc. common stock in connection with the merger of Capstone Bancshares, Inc. in connection with the merger of Capstone Bancshares, Inc. with and into SmartFinancial, Inc. (the "Merger"). On the effective date of the Merger, the last known purchase price of Capstone Bancshares, Inc.'s common stock was $11.05 per share, and the closing price of SmartFinancial, Inc.'s common stock was $23.26 per share. Received in exchange for 13,333 options to purchase shares of Capstone Bancshares, Inc. common stock in connection with the Merger. Elizabeth Clippard, Attorney-in-fact 2017-11-03