0001415889-21-000434.txt : 20210128
0001415889-21-000434.hdr.sgml : 20210128
20210128172106
ACCESSION NUMBER: 0001415889-21-000434
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210128
FILED AS OF DATE: 20210128
DATE AS OF CHANGE: 20210128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Welborn Wesley Miller
CENTRAL INDEX KEY: 0001340386
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37661
FILM NUMBER: 21566449
MAIL ADDRESS:
STREET 1: 6401 LEE HIGHWAY, STE B
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMARTFINANCIAL INC.
CENTRAL INDEX KEY: 0001038773
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 621173944
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5401 KINGSTON PIKE
STREET 2: SUITE 600
CITY: KNOXVILLE
STATE: TN
ZIP: 37919
BUSINESS PHONE: 866-290-2554
MAIL ADDRESS:
STREET 1: 5401 KINGSTON PIKE
STREET 2: SUITE 600
CITY: KNOXVILLE
STATE: TN
ZIP: 37919
FORMER COMPANY:
FORMER CONFORMED NAME: CORNERSTONE BANCSHARES INC
DATE OF NAME CHANGE: 19980402
FORMER COMPANY:
FORMER CONFORMED NAME: EAST RIDGE BANCSHARES INC
DATE OF NAME CHANGE: 19970507
4
1
form4-01282021_050153.xml
X0306
4
2021-01-28
0001038773
SMARTFINANCIAL INC.
SMBK
0001340386
Welborn Wesley Miller
5401 KINGSTON PIKE SUITE 600
KNOXVILLE
TN
37919
true
true
false
false
CHAIRMAN OF THE BOARD
Common Stock
2021-01-28
4
A
0
4400
0
A
68623
D
Common Stock
14167
I
By Margaret Polfrey Welborn Trust
Common Stock
14167
I
By Elizabeth Houston Welborn Trust
Common Stock
14167
I
By Ann Miller Welborn Trust
Common Stock
4725
I
By Spouse
Stock Option
6.60
2013-03-01
2022-03-12
Common Stock
2500
2500
D
Stock Option
9.48
2014-03-01
2023-03-12
Common Stock
1250
1250
D
Stock Option
9.60
2015-03-01
2024-03-01
Common Stock
2500
2500
D
Stock Option
15.05
2017-09-30
2025-09-30
Common Stock
1025
1025
D
On March 9, 2020, pursuant to the issuer's 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock. Up to 50% of the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2020, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the fiscal year ending December 31, 2020. On January 28, 2021, the Board of Directors determined that all performance goals were met and 100% of the performance-based restricted stock shares were earned.
Fully Vested.
/s/ Glen Allen, Jr., Attorney-in-Fact
2021-01-28