-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OpQFcSbvkAzqA/iIJZ84uFPSwddBWdQ+PpvEKMkGoJ99obB+EWf/KSKIpAeQbFWY J3X4LZ71cekMWsSwpZmA2Q== 0001169232-02-001639.txt : 20020917 0001169232-02-001639.hdr.sgml : 20020917 20020917144452 ACCESSION NUMBER: 0001169232-02-001639 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020917 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020917 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VOLT INFORMATION SCIENCES INC CENTRAL INDEX KEY: 0000103872 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HELP SUPPLY SERVICES [7363] IRS NUMBER: 135658129 STATE OF INCORPORATION: NY FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09232 FILM NUMBER: 02765824 BUSINESS ADDRESS: STREET 1: 560 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-2928 BUSINESS PHONE: 2127042400 MAIL ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: VOLT TECHNICAL CORP DATE OF NAME CHANGE: 19680913 8-K 1 d51949_8-k.txt CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------- FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 17, 2002 VOLT INFORMATION SCIENCES, INC. (Exact Name of Registrant as Specified in Its Charter) New York 1-9232 13-5658129 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporation) File Number) Identification No.) 560 Lexington Avenue, New York, New York 10022 (Address of Principal Executive Offices) (Zip Code) (212) 704-2400 (Registrant's Telephone Number, Including Area Code) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Item 7. Financial Statements and Exhibits. (a) Financial statements of business acquired: Not applicable. (b) Pro forma financial information: Not applicable. (c) Exhibits: 99.01 Sworn Statement of Principal Executive Officer 99.02 Sworn Statement of Principal Financial Officer Item 9. Regulation FD Disclosure On September 17, 2002, Volt Information Sciences, Inc. delivered to the Securities and Exchange Commission (the "Commission") sworn statements of William Shaw, its Chief Executive Officer, and James J. Groberg, its Principal Financial Officer, as required by the Commission's Order dated June 27, 2002 under Section 21(a) of the Securities Exchange Act of 1934. Copies of the sworn statements of Messrs. Shaw and Groberg are furnished hereby as Exhibits 99.01 and 99.02. S I G N A T U R E Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. VOLT INFORMATION SCIENCES, INC. September 17, 2002 By: /s/ James J. Groberg --------------------------------------- James J. Groberg, Senior Vice President 2 EXHIBIT INDEX Exhibit Number Description - ------ ----------- 99.01 Sworn Statement of Principal Executive Officer 99.02 Sworn Statement of Principal Financial Officer EX-99.01 3 d51949_ex99-01.txt SWORN STATEMENT OF PRINCIPAL EXECUTIVE OFFICER Exhibit 99.01 Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings I, William Shaw, state and attest that: 1. To the best of my knowledge, based upon a review of the covered reports of Volt Information Sciences, Inc., and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). 2. I have reviewed the contents of this statement with the Company's audit committee. 3. In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o the Annual Report on Form 10-K filed for the fiscal year ended November 4, 2001 of Volt Information Sciences, Inc.; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Volt Information Sciences, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. /s/ William Shaw Subscribed and sworn to - ------------------ before me this 17th day of William Shaw September, 2002 September 17, 2002 /s/ Diana M. Buthmann ------------------------------- Notary Public My Commission Expires: August 4, 2006 EX-99.02 4 d51949_ex99-02.txt SWORN STATEMENT OF PRINCIPAL FINANCIAL OFFICER Exhibit 99.02 Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings I, James J. Groberg, state and attest that: 1. To the best of my knowledge, based upon a review of the covered reports of Volt Information Sciences, Inc., and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). 2. I have reviewed the contents of this statement with the Company's audit committee. 3. In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o the Annual Report on Form 10-K filed for the fiscal year ended November 4, 2001 of Volt Information Sciences, Inc.; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Volt Information Sciences, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. /s/ James J. Groberg Subscribed and sworn to - ------------------------------- before me this 17th day of James J. Groberg September, 2002 September 17, 2002 /s/ Diana M. Buthmann ---------------------------- Notary Public My Commission Expires: August 4, 2006 -----END PRIVACY-ENHANCED MESSAGE-----