-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B95q3PBFuKLtabUuKvC8tVtppli4i47k0p8STgGBx2ofjLALQAR7wdiOYtGlYCh5 j8glJubW6mLGOeGCWfSl2A== 0000910680-09-000175.txt : 20090415 0000910680-09-000175.hdr.sgml : 20090415 20090415205236 ACCESSION NUMBER: 0000910680-09-000175 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090407 FILED AS OF DATE: 20090415 DATE AS OF CHANGE: 20090415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAW STEVEN A CENTRAL INDEX KEY: 0001190614 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09232 FILM NUMBER: 09752497 MAIL ADDRESS: STREET 1: VOLT INFORMATION SCIENCES INC STREET 2: 560 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VOLT INFORMATION SCIENCES, INC. CENTRAL INDEX KEY: 0000103872 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HELP SUPPLY SERVICES [7363] IRS NUMBER: 135658129 STATE OF INCORPORATION: NY FISCAL YEAR END: 1101 BUSINESS ADDRESS: STREET 1: 560 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-2928 BUSINESS PHONE: 2127042400 MAIL ADDRESS: STREET 1: 560 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-2928 FORMER COMPANY: FORMER CONFORMED NAME: VOLT INFORMATION SCIENCES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: VOLT TECHNICAL CORP DATE OF NAME CHANGE: 19680913 4 1 f4shaw_s040709ex.xml STEVEN A. SHAW X0303 4 2009-04-07 0 0000103872 VOLT INFORMATION SCIENCES, INC. VOL 0001190614 SHAW STEVEN A C/O VOLT INFORMATION SCIENCES INC 560 LEXINGTON AVENUE NEW YORK NY 10022 1 1 0 0 PRESIDENT/CEO Common stock, $0.10 par value 1023450 D Common stock, $0.10 par value 54054 I As Co-Trustee Common stock, $0.10 par value 54054 I As Co-Trustee Common stock, $0.10 par value 131.168 I By ESOP Common stock, $0.10 par value 12166.832 I By 401(k) Common stock, $0.10 par value 147250 I As Co-Trustee Common stock, $0.10 par value 331649 I As Co-Trustee Common stock, $0.10 par value 18859 I As Trustee Employee Stock Option (Right to Buy) 14.875 2009-11-29 Common Stock, $.10 par value 9750 9750 D Employee Stock Option (Right to Buy) 12.5417 2010-11-30 Common Stock, $.10 par value 15000 15000 D Employee Stock Option (Right to Buy) 7.1133 2013-03-10 Common Stock, $.10 par value 6000 6000 D Employee Stock Option (Right to Buy) 13.32 2017-12-17 Common Stock, $.10 par value 20000 20000 D Restricted Stock Units 0 Common Stock, $.10 par value 20000 20000 D Employee Stock Option (Right to Buy) 6.39 2009-04-07 4 A 0 8000 0 A 2019-04-06 Common Stock, $.10 par value 8000 8000 D Held by the reporting person as co-trustee of a trust for the benefit of a nephew of the reporting person. The filing of this statement shall not be construed as an admission that the reporting person is, for the purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of these securities. Held in the reporting person's Employee Stock Ownership Plan account in the Company Savings Plan as of the date hereof. Held in the reporting person's Stock Fund under the reporting person's 401(k) Plan account in the Company Savings Plan as of the date hereof. Held as co-trustee of a trust of which the reporting person is a beneficiary. Held as co-trustee of trusts for the benefit of two siblings of the reporting person. Held as trustee of trusts for the benefit of two nephews of the reporting person. Each option is currently exercisable in full. Options may be "earned" subject to the Company's achievement of certain performance goals measured at the end of the Company's 2012 fiscal year (i.e., the end of the fiscal year beginning on the Sunday nearest October 31, 2012). Such options, to the extent so "earned," will vest in four equal annual installments on the 15th day of the third month of each of the Company's fiscal years 2013, 2014, 2015 and 2016. Each restricted stock unit represents the right to one share of common stock. Each share of common stock represented by a restricted stock unit may be "earned" subject to the Company's achievement of certain performance goals measured at the end of the Company's 2011 fiscal year (i.e., the end of the fiscal year beginning on the Sunday nearest October 31, 2011). Such shares, to the extent so "earned," will vest in five equal annual installments on the 15th day of the third month of each of the Company's fiscal years 2012, 2013, 2014, 2015 and 2016. The option is exercisable in 20% annual increments over a 5 year period, with the initial increment being exercisable 1 year after the date of the grant. /s/ Howard Weinreich, Attorney-In-Fact 2009-04-15 -----END PRIVACY-ENHANCED MESSAGE-----