-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T8kxjbBtdM9DVnaaw4+qfz+PB3SVA7T/iZew/OjqfjHTzwgB9wLSJsMlwB3X5YVb uzXfDDXPxxASr87QVKEMtw== 0000910680-07-001177.txt : 20071220 0000910680-07-001177.hdr.sgml : 20071220 20071220180628 ACCESSION NUMBER: 0000910680-07-001177 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071218 FILED AS OF DATE: 20071220 DATE AS OF CHANGE: 20071220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VOLT INFORMATION SCIENCES, INC. CENTRAL INDEX KEY: 0000103872 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HELP SUPPLY SERVICES [7363] IRS NUMBER: 135658129 STATE OF INCORPORATION: NY FISCAL YEAR END: 1028 BUSINESS ADDRESS: STREET 1: 560 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-2928 BUSINESS PHONE: 2127042400 MAIL ADDRESS: STREET 1: 560 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-2928 FORMER COMPANY: FORMER CONFORMED NAME: VOLT INFORMATION SCIENCES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: VOLT TECHNICAL CORP DATE OF NAME CHANGE: 19680913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAW STEVEN A CENTRAL INDEX KEY: 0001190614 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09232 FILM NUMBER: 071320369 MAIL ADDRESS: STREET 1: VOLT INFORMATION SCIENCES INC STREET 2: 560 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 f4shaw-s121807_ex.xml STEVEN A. SHAW X0202 4 2007-12-18 0 0000103872 VOLT INFORMATION SCIENCES, INC. VOL 0001190614 SHAW STEVEN A C/O VOLT INFORMATION SCIENCES INC 560 LEXINGTON AVENUE NEW YORK NY 10022 1 1 0 0 PRESIDENT/CEO Common stock, $0.10 par value 771260 D Common stock, $0.10 par value 131.168 I By ESOP Common stock, $0.10 par value 9309.734 I By 401(k) Common stock, $0.10 par value 147250 I As Trustee Common stock, $0.10 par value 294502 I As Trustee Common stock, $0.10 par value 97678 I As Trustee Common stock, $0.10 par value 13947 I As Trustee Employee Stock Option (Right to Buy) 14.875 2009-11-29 Common Stock, $.10 par value 9750 9750 D Employee Stock Option (Right to Buy) 12.5417 2010-11-30 Common Stock, $.10 par value 15000 15000 D Employee Stock Option (Right to Buy) 7.1133 2013-03-10 Common Stock, $.10 par value 6000 6000 D Employee Stock Option (Right to Buy) 13.32 2007-12-18 4 A 0 20000 0 A 2017-12-17 Common Stock, $.10 par value 20000 20000 D Restricted Stock Units 0 2007-12-18 4 A 0 20000 0 A Common Stock, $.10 par value 20000 20000 D Held in the undersigned's account in the Company's Employee Stock Ownership Plan as of October 31, 2007, the latest date as of which information is available. Held in the undersigned's Company Stock Fund under the undersigned's 401(k) Plan account in the Company Savings Plan as of October 31, 2007, the latest date of which information is available. Held as co-trustee of a trust of which he is a beneficiary. Held as co-trustee of a trust for the benefit of his sibling, as to which Mr. Shaw disclaims beneficial ownership Held as trustee of trusts for benefit of two of his nephews, as to which Mr. Shaw disclaims beneficial ownership. Exercisable as to 20% per year commencing one year after the grant, on a cumulative basis. Options may be "earned" subject to the Company's achievement of certain performance goals measured at the end of the Company's 2012 fiscal year (i.e., the end of the fiscal year beginning on the Sunday nearest October 31, 2012). Such options, to the extent so "earned," will vest in four equal annual installments on the 15th day of the third month of each of the Company's fiscal years 2013, 2014, 2015 and 2016. Each restricted stock unit represents the right to one share of common stock. Each share of common stock represented by a restricted stock unit may be "earned" subject to the Company's achievement of certain performance goals measured at the end of the Company's 2011 fiscal year (i.e., the end of the fiscal year beginning on the Sunday nearest October 31, 2011). Such shares, to the extent so "earned," will vest in five equal annual installments on the 15th day of the third month of each of the Company's fiscal years 2012, 2013, 2014, 2015 and 2016. /s/ Steven A. Shaw 2007-12-20 -----END PRIVACY-ENHANCED MESSAGE-----