N-PX 1 d811-08201_11.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-08201 AllianceBernstein Greater China '97 Fund, Inc. (Exact name of registrant as specified in charter) AllianceBernstein L.P. 1345 Avenue of the Americas, New York, New York l0105 (Address of Principal Executive Office) (Zip Code) Registrant's Telephone Number, including Area Code: (800) 221-5672 EMILIE D. WRAPP AllianceBernstein L.P. 1345 Avenue of the Americas New York, New York l0105 (Name and address of agent for service) Copies of communications to: Kathleen K. Clarke Seward & Kissel LLP 1200 G Street, N.W. Washington, D.C. 20005 Date of fiscal year end: July 31 Date of reporting period: July 1, 2010 - June 30, 2011 Item 1. Proxy Voting Record. ******************************* FORM N-PX REPORT ******************************* ICA File Number: 811-08201 Reporting Period: 07/01/2010 - 06/30/2011 AllianceBernstein Greater China '97 Fund, Inc. ================ ALLIANCEBERNSTEIN GREATER CHINA '97 FUND, INC. ================ AIA GROUP LTD. Ticker: 01299 Security ID: Y002A1105 Meeting Date: MAY 26, 2011 Meeting Type: Annual Record Date: MAY 20, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Edmund Sze Wing Tse as For For Management Non-Executive Director 3 Reelect Mark Edward Tucker as Executive For For Management Director 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares 5d Approve Allotment and Issue of For For Management Additional Shares Under the Restricted Share Unit Scheme -------------------------------------------------------------------------------- AJISEN (CHINA) HOLDINGS LTD. Ticker: 00538 Security ID: G0192S109 Meeting Date: MAY 11, 2011 Meeting Type: Annual Record Date: MAY 04, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend and Special For For Management Dividend 3a1 Reelect Poon Wai as Director For For Management 3a2 Reelect Lo Peter as Director For For Management 3a3 Reelect Wang Jincheng as Director For For Management 3b Authorize Board to Fix Directors' For For Management Remuneration 4 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ALLIANCEBERNSTEIN FUNDS Ticker: Security ID: 018616755 Meeting Date: NOV 05, 2010 Meeting Type: Annual Record Date: SEP 09, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John H. Dobkin For For Management 1.2 Elect Director Michael J. Downey For For Management 1.3 Elect Director William H. Foulk, Jr. For For Management 1.4 Elect Director D. James Guzy For For Management 1.5 Elect Director Nancy P. Jacklin For For Management 1.6 Elect Director Robert M. Keith For For Management 1.7 Elect Director Garry L. Moody For For Management 1.8 Elect Director Marshall C. Turner, Jr. For For Management 1.9 Elect Director Earl D. Weiner For For Management 2 Amend Investment Advisory Agreement For For Management 3 Amend Investment Advisory Agreement For For Management 4 Amend Restated Declaration of Trust For For Management 5 Amend Charters for Certain Funds For For Management Organized as Maryland Corporations 6 Approve Change of Fundamental For For Management Investment Policy Related to Commodities 7 Change Fundamental Investment Objective For For Management to Non-fundamental -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO LTD Ticker: 601328 Security ID: Y06988102 Meeting Date: AUG 19, 2010 Meeting Type: Annual Record Date: JUL 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Fixed Assets Investment Budget For For Management for the Year Ending Dec. 31, 2010 5 Reappoint PricewaterhouseCoopers and For For Management Deloitte Touche Tohmatsu CPA Ltd. as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration 6 Approve Capital Management Plan for the For For Management Years 2010 to 2014 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Bank's Measures for the For For Management Delegation of Authority to the Board of Directors by the Shareholders' General Meeting 9a Reelect Hu Huaibang as Executive For For Management Director 9b Reelect Niu Ximing as Executive For For Management Director 9c Reelect Qian Wenhui as Executive For For Management Director 9d Reelect Wang Bin as Executive Director For For Management 9e Reelect Zhang Jixiang as Non-Executive For For Management Director 9f Reelect Hu Huating as Non-Executive For For Management Director 9g Reelect Qian Hongyi as Non-Executive For For Management Director 9h Reelect Peter Wong Tung Shun as For For Management Non-Executive Director 9i Elect Fung, Yuen Mei Anita as For For Management Non-Executive Director 9j Reelect Ji Guoqiang as Non-Executive For For Management Director 9k Reelect Lei Jun as Non-Executive For For Management Director 9l Elect Ma Xiaoyan as Non-Executive For For Management Director 9m Reelect Chen Qingtai as Independent For For Management Non-Executive Director 9n Reelect Eric Li Ka-cheung as For For Management Independent Non-Executive Director 9o Reelect Gu Mingchao as Independent For For Management Non-Executive Director 9p Elect Wang Weiqiang as Independent For For Management Non-Executive Director 9q Elect Peter Hugh Nolan as Independent For For Management Non-Executive Director 9r Elect Chen Zhiwu as Independent For For Management Non-Executive Director 10a Reelect Hua Qingshan as Supervisor For For Management 10b Reelect Zheng Li as External Supervisor For For Management 10c Reelect Jiang Zuqi as External For For Management Supervisor 10d Elect Guo Yu as Supervisor For For Management 10e Reelect Yang Fajia as Supervisor For For Management 10f Elect Zhu Hongjun as Supervisor For For Management 10g Reelect Li Jin as Supervisor For For Management 10h Elect Gu Huizhong as Supervisor For For Management 10i Reelect Yan Hong as Supervisor For For Management -------------------------------------------------------------------------------- BBMG CORPORATION Ticker: 02009 Security ID: Y076A3105 Meeting Date: MAY 24, 2011 Meeting Type: Annual Record Date: APR 21, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of Board of Directors For For Management 2 Accept Report of Supervisory Board For For Management 3 Accept Financial Statements and For For Management Auditors' Report 4 Approve Profit Distribution Proposal For For Management and Payment of Final Dividend of RMB 0.07 Per Share 5 Reappoint Ernst & Young and Beijing For For Management Xinghua Certified Public Accountants Co., Ltd., as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration 6 Elect Li Xinhua as Non-Executive For For Management Director and Authorize Board to Fix His Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Approve Issuance of Debentures with a For For Management Principal Amount of Up to RMB 2.6 Billion -------------------------------------------------------------------------------- BELLE INTERNATIONAL HOLDINGS LTD Ticker: 01880 Security ID: G09702104 Meeting Date: MAY 26, 2011 Meeting Type: Annual Record Date: MAY 20, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final and Special Dividends For For Management 3 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4a1 Reelect Hu Xiaoling as Non-Executive For For Management Director 4a2 Reelect Chan Yu Ling, Abraham as For For Management Independent Non-Executive Director 4a3 Reelect Xue Qiuzhi as Independent For For Management Non-Executive Director 4b Elect Sheng Fang as Executive Director For For Management 4c Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- BESUNYEN HOLDINGS CO LTD Ticker: 00926 Security ID: G10705104 Meeting Date: APR 29, 2011 Meeting Type: Annual Record Date: APR 26, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends For For Management 3a Reelect Zhao Yihong as Director For For Management 3b Reelect Gao Yan as Director For For Management 3c Reelect Zhuo Fumin as Director For For Management 3d Reelect Wang Bing as Director For For Management 3e Reelect Huang Jingsheng as Director For For Management 3f Reelect Wong Lap Tat Arthur as Director For For Management 3g Reelect Xin Katherine Rong as Director For For Management 3h Approve Remuneration of Directors For For Management 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Share Repurchase Program For For Management 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LTD. Ticker: 02388 Security ID: Y0920U103 Meeting Date: MAY 25, 2011 Meeting Type: Annual Record Date: MAY 19, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend of HK$0.572 Per For For Management Share 3a Reelect He Guangbei as Director For For Management 3b Reelect Li Zaohang as Director For For Management 3c Reelect Fung Victor Kwok King as For For Management Director 3d Reelect Shan Weijian as Director For For Management 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LTD. Ticker: 02388 Security ID: Y0920U103 Meeting Date: MAY 25, 2011 Meeting Type: Special Record Date: MAY 19, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Connected Transaction with a For For Management Related Party -------------------------------------------------------------------------------- BYD ELECTRONIC INTERNATIONAL CO., LTD. Ticker: 00285 Security ID: Y1045N107 Meeting Date: JUN 10, 2011 Meeting Type: Annual Record Date: JUN 07, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Sun Yi-zao as Director and For For Management Authorize Board to Fix Director's Remuneration 3 Reelect Chan Yuk-tong as Director and For For Management Authorize Board to Fix Director's Remuneration 4 Reelect Antony Francis Mampilly as For For Management Director and Authorize Board to Fix Director's Remuneration 5 Appoint Auditors and Authorize Board to For For Management Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CATHAY FINANCIAL HOLDING CO., LTD. Ticker: 2882 Security ID: Y11654103 Meeting Date: JUN 10, 2011 Meeting Type: Annual Record Date: APR 11, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2010 Business Operations Report For For Management and Financial Statements 2 Approve 2010 Allocation of Income and For For Management Dividends 3 Approve Capital Increase and Issuance For For Management of New Shares 4 Amend Articles of Association For For Management 5 Approve to Purchase 100% Equity in a For For Management Company 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHEUNG KONG (HOLDINGS) LIMITED Ticker: 00001 Security ID: Y13213106 Meeting Date: MAY 20, 2011 Meeting Type: Annual Record Date: MAY 12, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Elect Li Ka-shing as Director For For Management 3b Elect Chung Sun Keung, Davy as Director For For Management 3c Elect Pau Yee Wan, Ezra as Director For For Management 3d Elect Leung Siu Hon as Director For For Management 3e Elect George Colin Magnus as Director For For Management 3f Elect Simon Murray as Director For For Management 3g Elect Cheong Ying Chew, Henry as For For Management Director 4 Appoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA COAL ENERGY COMPANY LIMITED Ticker: 01898 Security ID: Y1434L100 Meeting Date: DEC 23, 2010 Meeting Type: Special Record Date: NOV 23, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Financing For For Management Guarantee for Wangjialing Coal Mine of Huajin Coking Coal Company Ltd. 2a Relect Wang An as Executive Director For For Management 2b Relect Yang Lieke as Executive Director For For Management 2c Elect Peng Yi as Non-Executive Director For For Management 2d Elect Li Yanmeng as Non-Executive For For Management Director 2e Relect Zhang Ke as Independent For For Management Non-Executive Director 2f Relect Wu Rongkang as Independent For For Management Non-Executive Director 2g Elect Zhang Jiaren as Independent For For Management Non-Executive Director 2h Elect Zhao Pei as Independent For For Management Non-Executive Director 2i Elect Ngai Wai Fung as Independent For For Management Non-Executive Director 3a Elect Wang Xi as Non-Employee For For Management Representative Supervisor 3b Relect Zhou Litao as Non-Employee For For Management Representative Supervisor -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION CO., LTD. Ticker: 01800 Security ID: Y14369105 Meeting Date: JUN 10, 2011 Meeting Type: Annual Record Date: MAY 09, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of Directors For For Management 2 Accept Report of Supervisory Committee For For Management 3 Accept Financial Statements For For Management 4 Reappoint PricewaterhouseCoopers as For For Management International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Limited as Domestic Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 00939 Security ID: Y1397N101 Meeting Date: SEP 15, 2010 Meeting Type: Special Record Date: AUG 13, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Furong as Shareholder For For Shareholder Representative Supervisor -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 00939 Security ID: Y1397N101 Meeting Date: JUN 09, 2011 Meeting Type: Annual Record Date: MAY 09, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management 2 Approve Report of Board of Supervisors For For Management 3 Approve Final Financial Accounts For For Management 4 Approve Fixed Assets Investment Budget For For Management for the Year 2011 5 Approve Profit Distribution Plan for For For Management 2010 6 Appoint Auditors and Authorize Board to For For Management Fix Their Remuneration 7 Elect Dong Shi as Non-Executive For For Management Director 8 Approve Purchase of Head Office For For Management Business Processing Centre 9 Approve 2010 Final Emolument None For Shareholder Distribution Plan for Directors and Supervisors -------------------------------------------------------------------------------- CHINA LIFE INSURANCE CO. LIMITED Ticker: 02628 Security ID: Y1477R204 Meeting Date: JUN 03, 2011 Meeting Type: Annual Record Date: APR 29, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of Supervisory Committee For For Management 3 Accept Financial Statements and For For Management Auditors' Report 4 Approve Profit Distribution and Cash For For Management Dividend Distribution Plan 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve PricewaterhouseCoopers Zhong For For Management Tian Certified Public Accountants Ltd. Co. as PRC Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 7 Approve Continued Donations to the For For Management China Life Charity Fund 8 Amend Articles of Association For Against Management 9 Elect Yuan Li as Executive Director For For Shareholder -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LTD. Ticker: 00916 Security ID: Y1501T101 Meeting Date: MAY 06, 2011 Meeting Type: Annual Record Date: APR 04, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Work Report of the Board of For For Management Directors 2 Accept Supervisory Board's Report For For Management 3 Accept Audited Financial Statements and For For Management the Auditor's Report 4 Accept Final Accounts For For Management 5 Accept Budget Report for the Year Dec. For For Management 31, 2011 6 Approve Profit Distribution Plan and For For Management the Distribution of Final Dividend of RMB 0.054 Per Share 7 Approve Remuneration of Directors and For For Management Supervisors 8 Reappoint RSM China Certified Public For For Management Accountants Co., Ltd. and KPMG as PRC Auditor and Overseas Auditor, Respectively, and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Corporate Bonds Up For For Management to RMB 5 Billion 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Other Business (Voting) For Against Management -------------------------------------------------------------------------------- CHINA MENGNIU DAIRY CO., LTD. Ticker: 02319 Security ID: G21096105 Meeting Date: JUN 10, 2011 Meeting Type: Annual Record Date: JUN 03, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Yang Wenjun as Director and For For Management Authorize the Board to Fix His Remuneration 3b Reelect Bai Ying as Director and For For Management Authorize the Board to Fix His Remuneration 3c Reelect Fang Fenglei as Director and For For Management Authorize the Board to Fix His Remuneration 3d Reelect Liu Fuchun as Director and For Against Management Authorize the Board to Fix His Remuneration 3e Reelect Zhang Xiaoya as Director and For For Management Authorize the Board to Fix His Remuneration 4 Reappoint Ernst & Young as Auditors and For For Management Authorize the Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO. LTD. Ticker: 00144 Security ID: Y1489Q103 Meeting Date: AUG 12, 2010 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Connected Transaction with a For For Management Related Party -------------------------------------------------------------------------------- CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO. LTD. Ticker: 00144 Security ID: Y1489Q103 Meeting Date: AUG 12, 2010 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Bong Shu Ying Francis as For For Management Director -------------------------------------------------------------------------------- CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO. LTD. Ticker: 00144 Security ID: Y1489Q103 Meeting Date: JUN 09, 2011 Meeting Type: Annual Record Date: JUN 02, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend of HK$0.78 Per For For Management Share in Scrip Form with Cash Option 3a Reelect Li Jianhong as Director For For Management 3b Reelect Hu Zheng as Director For Against Management 3c Reelect Kut Ying Hay as Director For For Management 3d Reelect Lee Yip Wah Peter as Director For For Management 3e Reelect Li Kwok Heem John as Director For For Management 3f Reelect Li Ka Fai David as Director For For Management 3g Authorize Board to Fix Directors' For For Management Remuneration 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA METAL RECYCLING (HOLDINGS) LTD. Ticker: 00773 Security ID: G21131100 Meeting Date: MAY 16, 2011 Meeting Type: Annual Record Date: MAY 11, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Fung Ka Lun as Director For For Management 3b Reelect Yan Qi Ping as Director For For Management 3c Reelect Jiang Yan Zhang as Director For For Management 3d Reelect Leung Chong Shun as Director For For Management 4 Authorize Board to Fix Directors' For For Management Remuneration 5 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES CEMENT HOLDINGS LTD. Ticker: 01313 Security ID: ADPV12973 Meeting Date: DEC 28, 2010 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Master Lending Agreements and For Against Management the Related Annual Caps -------------------------------------------------------------------------------- CHINA RESOURCES CEMENT HOLDINGS LTD. Ticker: 01313 Security ID: ADPV12973 Meeting Date: MAY 06, 2011 Meeting Type: Annual Record Date: APR 29, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of HK$0.045 Per For For Management Share 3a Reelect Zhou Junqing as Director For For Management 3b Reelect Du Wenmin as Director For For Management 3c Reelect Wei Bin as Director For For Management 3d Reelect Ip Shu Kwan Stephen as Director For For Management 3e Reelect Shek Lai Him Abraham as For For Management Director 3f Reelect Xu Yongmo as Director For For Management 3g Authorize Board to Fix the Remuneration For For Management of Directors 4 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES GAS GROUP LTD Ticker: 01193 Security ID: G2113B108 Meeting Date: OCT 25, 2010 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Purchase Agreement For For Management Between Powerfaith Enterprises Ltd., the Company, and China Resources Gas (Holdings) Ltd. 2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA RESOURCES GAS GROUP LTD Ticker: 01193 Security ID: G2113B108 Meeting Date: DEC 22, 2010 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Master Lending Agreements and For Against Management the Related Annual Caps -------------------------------------------------------------------------------- CHINA RONGSHENG HEAVY INDUSTRIES GROUP HOLDINGS LTD Ticker: 01101 Security ID: G21187102 Meeting Date: APR 28, 2011 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports (Voting) 2 Approve Dividends For For Management 3a Elect Mr. ZHANG Zhi Rong as Director For For Management 3b Elect Mr. CHEN Qiang as Director For For Management 3c Elect Mr. WU Zhen Guo as Director For For Management 3d Elect Mr. DENG Hui as Director For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Auditors and Authorize Board to For For Management Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Share Repurchase Program For For Management 6C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA SHINEWAY PHARMACEUTICAL GROUP LTD. Ticker: 02877 Security ID: G2110P100 Meeting Date: MAY 31, 2011 Meeting Type: Annual Record Date: MAY 25, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Declare Final Dividend For For Management 2b Declare Special Dividend For For Management 3a Reelect Wang Zhihua as Director For For Management 3b Reelect Cheng Li as Director For For Management 3c Authorize Board to Fix Remuneration of For For Management Directors 4 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5b Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA SHIPPING CONTAINER LINES CO. LTD. Ticker: 02866 Security ID: Y1513C104 Meeting Date: JUN 28, 2011 Meeting Type: Annual Record Date: MAY 27, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audited Financial Statements For For Management and Auditors' Report and its Subsidiaries 2 Approve Profit Distribution Plan For For Management 3 Approve Report of Board of Directors For For Management 4 Approve Report of Supervisory Committee For For Management 5 Approve Annual Report For For Management 6 Appoint PricewaterhouseCoopers, Hong For For Management Kong, Certified Public Accountants as International Auditors and Authorize Audit Committee of the Board to Fix Their Remuneration 7 Appoint Vocation International For For Management Certified Public Accountants Co., Ltd. as PRC Auditors and Authorize Audit Committee of the Board to Fix Their Remuneration 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Adjustment to the Remuneration For For Management of Executive Directors and the Staff Representative Supervisors 10 Approve Resignation of Yan Zhichong as For For Management Non-Executive Director 11 Elect Zhang Rongbiao as Non-Executive For For Management Director 12 Approve Purchase of Liability Insurance For Against Management Policy for the Directors, Supervisors, and Senior Management -------------------------------------------------------------------------------- CHINA SHIPPING DEVELOPMENT CO., LTD. (FRMRL. SHANGHAI HAI XING) Ticker: 01138 Security ID: Y1503Y108 Meeting Date: DEC 20, 2010 Meeting Type: Special Record Date: NOV 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the 12 Agreements, All Dated For For Management Sept. 28, 2010, Entered into Between the Company, China Shipping Industrial Co., Ltd., and China Shipping Industrial (Jiangsu) Co., Ltd. -------------------------------------------------------------------------------- CHINA SHIPPING DEVELOPMENT CO., LTD. (FRMRL. SHANGHAI HAI XING) Ticker: 01138 Security ID: Y1503Y108 Meeting Date: JAN 25, 2011 Meeting Type: Special Record Date: DEC 24, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Baker Tilly Hong Kong Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CHINA STEEL CORPORATION Ticker: 2002 Security ID: Y15041109 Meeting Date: JUN 15, 2011 Meeting Type: Annual Record Date: APR 15, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2010 Business Operations Report For For Management and Financial Statements 2 Approve 2010 Allocation of Income and For For Management Dividends 3 Approve Capitalization of 2010 Income For For Management and Dividends and Issuance of New Shares 4 Approve Increase in Cash Capital and For For Management Issuance of New Shares to Participate in the Issuance of Global Depository Receipt 5 Amend Articles of Association For For Management 6 Approve Amendments on the Procedures For For Management for Endorsement and Guarantees 7 Approve to Amend Rules and Procedures For For Management Regarding Shareholder's General Meeting 8 Approve Amendment to Rules of Procedure For For Management for Election of Directors and Supervisors 9 Approve Release of Restrictions of For For Management Competitive Activities of the Chairman of the Board 10 Approve Release of Restrictions of For For Management Competitive Activities of a Director 11 Approve Release of Restrictions of For For Management Competitive Activities of a Second Director 12 Approve Release of Restrictions of For For Management Competitive Activities of a Third Director -------------------------------------------------------------------------------- CHINA UNICOM (HONG KONG) LTD Ticker: 00762 Security ID: Y1519S111 Meeting Date: MAY 24, 2011 Meeting Type: Annual Record Date: MAY 19, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a1 Reelect Lu Yimin as Director For For Management 3a2 Reelect Li Fushen as Director For For Management 3a3 Reelect Cesareo Alierta Izuel as For Against Management Director 3a4 Reelect Wong Wai Ming as Director For For Management 3a5 Reelect Cai Hongbin as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA YURUN FOOD GROUP LTD. Ticker: 01068 Security ID: G21159101 Meeting Date: MAY 31, 2011 Meeting Type: Annual Record Date: MAY 26, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of HK$0.20 Per For For Management Share 3 Reelect Zhu Yicai as Executive Director For For Management 4 Reelect Feng Kuande as Executive For For Management Director 5 Reelect Gao Hui as Independent For For Management Non-Executive Director 6 Reelect Qiao Jun as Independent For For Management Non-Executive Director 7 Authorize the Board to Fix the For For Management Remuneration of Directors 8 Reappoint KPMG as Auditors and For For Management Authorize the Board to Fix Their Remuneration 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINATRUST FINANCIAL HOLDING CO., LTD. Ticker: 2891 Security ID: Y15093100 Meeting Date: JUN 10, 2011 Meeting Type: Annual Record Date: APR 11, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2010 Business Operations Report For For Management and Financial Statements 2 Approve 2010 Allocation of Income and For For Management Dividends 3 Amend Articles of Association For For Management 4 Approve Capital Increase and Issuance For For Management of New Shares 5.1 Elect Jeffrey L. S. Koo from Yi Kao For For Management Investment Co., Ltd. with ID Number 630032 as Director 5.2 Elect Wen-Long Yen with ID Number 686 For For Management as Director 5.3 Elect H. Steve Hsieh from Yi Kao For For Management Investment Co., Ltd with ID Number 630032 as Director 5.4 Elect Song-Chi Chien from Yi Kao For For Management Investment Co., Ltd. with ID Number 630032 as Director 5.5 Elect Yann-Ching Tsai from Chung Cheng For For Management Investment Co., Ltd. with ID Number 355101 as Director 5.6 Elect Paul T. C. Liang from Chang Chi For For Management Investment Ltd. with ID Number 800826 as Director 5.7 Elect Chung-Yu Wang with ID Number For For Management A101021362 as Independent Director 5.8 Elect Wen-Chih Lee with ID Number For For Management E121520459 as Independent Director 5.9 Elect Jie-Haun Lee with ID Number For For Management G120002463 as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors 7 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- CHONGQING RURAL COMMERCIAL BANK CO., LTD. Ticker: 03618 Security ID: Y1594G107 Meeting Date: MAY 19, 2011 Meeting Type: Annual Record Date: APR 18, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2010 Work Report of the Board For For Management of Directors 2 Approve 2010 Work Report of the Board For For Management of Supervisors 3 Approve 2010 Annual Report For For Management 4 Approve 2010 Audited Financial For For Management Statements of the Bank 5 Approve Proposed 2010 Profit For For Management Appropriation Plan of the Bank 6 Approve 2011 Annual Budgets of the Bank For For Management 7 Reappoint Deloitte Touche Tohmatsu CPA For For Management Ltd. as PRC Auditors and Deloitte Touche Tohmatsu as International Auditors and to Authorize Board to Fix Their Remuneration 8 Authorize Board to Exercise the For For Management Operation and Management Rights of the Bank -------------------------------------------------------------------------------- CHROMA ATE INC. Ticker: 2360 Security ID: Y1604M102 Meeting Date: JUN 09, 2011 Meeting Type: Annual Record Date: APR 08, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2010 Business Operations Report For For Management and Financial Statements 2 Approve 2010 Allocation of Income and For For Management Dividends 3 Approve Capitalization of Income and For For Management Dividends and Issuance of New Shares 4 Amend Articles of Association For For Management 5.1 Elect Leo Huang with ID Number 1 as For For Management Director 5.2 Elect Ming Chang with ID Number 3 as For For Management Director 5.3 Elect Terry Cheng from Fer Mo For For Management Investment Co., Ltd. with ID Number 12723 as Director 5.4 Elect Tsung-Ming Chung with ID Number For For Management J102535596 as Independent Director 5.5 Elect Quincy Lin with ID Number For For Management D100511842 as Independent Director 5.6 Elect Chi-Jen Chou with ID Number For For Management T100113241 as Supervisor 5.7 Elect Tsun I Wang from Case Investment For For Management Co., Ltd. with ID Number 319 as Supervisor 6 Approve Release of Restrictions of For For Management Competitive Activities of New Directors and Their Representatives -------------------------------------------------------------------------------- CNOOC LTD. Ticker: 00883 Security ID: Y1662W117 Meeting Date: NOV 24, 2010 Meeting Type: Special Record Date: NOV 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Non-Exempt Continuing Connected For For Management Transactions 2 Approve Proposed Caps for Each Category For For Management of Non-Exempt Continuing Connected Transactions -------------------------------------------------------------------------------- CNOOC LTD. Ticker: 00883 Security ID: Y1662W117 Meeting Date: MAY 27, 2011 Meeting Type: Annual Record Date: MAY 19, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Declare Final Dividend For For Management 1c1 Reelect Wang Yilin as Non-Executive For For Management Director 1c2 Reelect Li Fanrong as Executive For For Management Director 1c3 Reelect Lawrence J. Lau as Independent For For Management Non-Executive Director 1c4 Reelect Wang Tao as Independent For For Management Non-Executive Director 1c5 Authorize Board to Fix Remuneration of For For Management Directors 1d Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 2a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2b Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2c Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- DELTA ELECTRONICS INC. Ticker: 2308 Security ID: Y20263102 Meeting Date: JUN 24, 2011 Meeting Type: Annual Record Date: APR 25, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2010 Business Operations Report For For Management and Financial Statements 2 Approve 2010 Allocation of Income and For For Management Dividends 3 Amend Articles of Association For For Management 4 Approve Amendment to Rules of Procedure For For Management for Election of Directors and Supervisors 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors 6 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- EVA AIRWAYS CORP. Ticker: 2618 Security ID: Y2361Y107 Meeting Date: JUN 10, 2011 Meeting Type: Annual Record Date: APR 11, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2010 Business Operations Report For For Management and Financial Statements 2 Approve 2010 Allocation of Income and For For Management Dividends 3 Approve Capitalization of Income and For For Management Dividends 4 Approve Amendments on the Procedures For For Management for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees 5 Elect Directors and Supervisors For Abstain Management (Bundled) 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Elected Directors 7 Amend Articles of Association For For Management 8 Approve Amendment to Rules of Procedure For For Management for Election of Directors and Supervisors -------------------------------------------------------------------------------- FORMOSA CHEMICAL AND FIBRE CORPORATION Ticker: 1326 Security ID: Y25946107 Meeting Date: JUN 17, 2011 Meeting Type: Annual Record Date: APR 18, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2010 Business Operations Report For For Management and Financial Statements 2 Approve 2010 Allocation of Income and For For Management Dividends 3 Approve to Amend Rules and Procedures For For Management Regarding Shareholder's General Meeting 4 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- FORMOSA PLASTICS CORP. Ticker: 1301 Security ID: Y26095102 Meeting Date: JUN 20, 2011 Meeting Type: Annual Record Date: APR 21, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2010 Business Operations Report For For Management and Financial Statements 2 Approve 2010 Allocation of Income and For For Management Dividends 3 Amend Articles of Association For For Management 4 Approve Amendments on the Procedures For For Management for Lending Funds to Other Parties 5 Approve Amendments on the Procedures For For Management for Endorsement and Guarantees 6 Approve to Amend Rules and Procedures For For Management Regarding Shareholder's General Meeting 7 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- FUBON FINANCIAL HOLDING CO. LTD. Ticker: 2881 Security ID: Y26528102 Meeting Date: JUN 24, 2011 Meeting Type: Annual Record Date: APR 25, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2010 Business Operations Report For For Management and Financial Statements 2 Approve 2010 Allocation of Income and For For Management Dividends 3 Approve Capitalization of Income and For For Management Dividends and Issuance of New Shares 4 Approve the Plan of Long-term Fund For For Management Raising 5.1 Elect CHANG Hong-Chang with ID Number For For Management B101251576 as Independent Director 5.2 Elect CHEUNG Chi-Yan Louis with For For Management Shareholder Number E880683(0) as Independent Director 5.3 Elect TING Ting-Yu Timothy with ID For For Management Number A104351241 as Independent Director 5.4 Elect CHEN Kok-Choo with ID Number For For Management A210358712 as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- GUANGZHOU R&F PROPERTIES CO., LTD. Ticker: 02777 Security ID: Y2933F115 Meeting Date: MAY 27, 2011 Meeting Type: Annual Record Date: APR 21, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management and Auditors' Report 4 Declare Final Dividend of RMB 0.4 per For For Management Share 5 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Board to Decide on Matters For For Management Relating to the Payment of Interim Dividend for the Six Months Ended June 30, 2011 7a Reelect Li Helen Lin as Non-Executive For For Management Director and Authorize the Board to Fix Her Remuneration 7b Reelect Huang Kaiwen as Independent For For Management Non-Executive Director and Authorize the Board to Fix His Remuneration 7c Reelect Dai Feng as Independent For For Management Non-Executive Director and Authorize the Board to Fix His Remuneration 7d Reelect Lai Ming, Joseph as Independent For For Management Non-Executive Director and Authorize the Board to Fix His Remuneration 8 Approve Guarantee Extension on Behalf For Against Management of the Company's Subsidiaries for 2010 9 Approve Guarantee Extension on Behalf For Against Management of the Company's Subsidiaries for 2009 10 Approve the Guarantee Extension on For Against Management Behalf of Lihe Property Development Company Limited in Respect of a Bank Loan 11 Approve Extension of A Share Issue For For Management 12 Amend Use of Proceeds from the A Share For For Management Issue 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- GUANGZHOU R&F PROPERTIES CO., LTD. Ticker: 02777 Security ID: Y2933F115 Meeting Date: MAY 27, 2011 Meeting Type: Special Record Date: APR 21, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of A Share Issue For For Management -------------------------------------------------------------------------------- HANG SENG BANK Ticker: 00011 Security ID: Y30327103 Meeting Date: MAY 13, 2011 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Reelect Raymond K F Ch'ien as Director For For Management 2b Reelect Marvin K T Cheung as Director For For Management 2c Elect L Y Chiang as Director For For Management 2d Reelect Jenkin Hui as Director For For Management 2e Elect Sarah C Legg as Director For For Management 2f Elect Mark S McCombe as Director For For Management 2g Elect Michael W K Wu as Director For For Management 3 Authorize Board to Fix the Remuneration For For Management of Directors 4 Reappoint KPMG as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HANNSTAR TOUCH SOLUTION CORP. Ticker: 3049 Security ID: Y80649109 Meeting Date: JUN 15, 2011 Meeting Type: Annual Record Date: APR 15, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2010 Business Operations Report For For Management and Financial Statements 2 Approve 2010 Statement of Profit and For For Management Loss Appropriation 3 Approve Proposal of Issuing Marketable For Against Management Securities via Public Offering or Private Placement 4 Amend Articles of Association For For Management 5 Approve to Amend Procedures Governing For For Management the Acquisition or Disposal of Assets -------------------------------------------------------------------------------- HON HAI PRECISION INDUSTRY CO., LTD. Ticker: 2317 Security ID: Y36861105 Meeting Date: JUN 08, 2011 Meeting Type: Annual Record Date: APR 08, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2010 Business Operations Report For For Management and Financial Statements 2 Approve 2010 Allocation of Income and For For Management Dividends 3 Approve Capitalization of Income and For For Management Dividends and Issuance of New Shares 4 Approve Increase of Cash Capital and For For Management Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt 5 Amend Articles of Association For For Management 6 Transact Other Business None None Management -------------------------------------------------------------------------------- HONG KONG EXCHANGES AND CLEARING LTD Ticker: 00388 Security ID: Y3506N139 Meeting Date: APR 20, 2011 Meeting Type: Annual Record Date: APR 14, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of HK$2.31 Per For For Management Share 3a Elect Kwok Chi Piu, Bill as Director For For Management 3b Elect Lee Kwan Ho, Vincent Marshall as For For Management Director 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7a Approve Remuneration of HK$550,000 and For For Management HK$385,000 Per Annum to the Chairman and Non-Executive Directors Respectively 7b Approve Attendance Fee and Additional For For Management Remuneration for the Chairman and Members of Certain Board Committees 8 Amend Articles of Association of the For For Management Company 9 Amend Articles Re: Nomination of For For Management Directors 10 Amend Articles Re: Board Related For For Management -------------------------------------------------------------------------------- HTC CORPORATION Ticker: 2498 Security ID: Y3732M103 Meeting Date: JUN 15, 2011 Meeting Type: Annual Record Date: APR 15, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2010 Business Operations Report For For Management and Financial Statements 2 Approve 2010 Allocation of Income and For For Management Dividends 3 Approve Capitalization of 2010 For For Management Dividends and Employee Profit Sharing 4 Amend Articles of Association For For Management 5 Approve to Amend Procedures Governing For For Management the Acquisition or Disposal of Assets 6.1 Elect David Bruce Yoffie with For For Management Shareholder Number 19540707DA as Director 6.2 Elect Jerry H.C. Chu with ID Number For For Management A121108388 as Supervisor 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors 8 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 01398 Security ID: ADPV10686 Meeting Date: SEP 21, 2010 Meeting Type: Special Record Date: AUG 13, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Type and Nominal Value of the For For Management Rights Shares 1b Approve Proportion and Number of the For For Management Rights Shares to be Issued 1c Approve Subscription Price for the For For Management Rights Shares 1d Approve Target Subscribers for the For For Management Rights Issue 1e Approve Use of Proceeds For For Management 1f Approve Effective Period of the For For Management Resolution 1g Approve Authorization for the Rights For For Management Issue 2 Approve Arrangements for the For For Management Accumulated Undistributed Profits Prior to the Completion of the Rights Issue of A Shares and H Shares 3 Approve Feasibility Analysis Report on For For Management Use of Proceeds from the Rights Issue of A Shares and H Shares 4 Approve Report on Utilization of For For Management Proceeds from Previous Issuances 5 Authorize Board to Fix Remuneration of For For Management Directors and Supervisors 6 Elect Xu Shanda as Independent For For Management Non-Executive Director 7 Elect Li Xiaopeng as Executive Director None For Shareholder 8 Approve Utilization of Proceeds from None For Shareholder the Previous Issuance of A Share Convertible Bonds -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 01398 Security ID: ADPV10686 Meeting Date: SEP 21, 2010 Meeting Type: Special Record Date: AUG 13, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Types and Nominal Value of For For Management Securities to be Issued in Relation to the Rights Issue of A Shares and H Shares 1b Approve Proportion and Number of Shares For For Management to be Issued in Relation to the Rights Issue of A Shares and H Shares 1c Approve Subscription Price and Basis For For Management for Price Determination in Relation to the Rights Issue of A Shares and H Shares 1d Approve Target Subscribers in Relation For For Management to the Rights Issue of A Shares and H Shares 1e Approve Amount and Use of Proceeds in For For Management Relation to the Rights Issue of A Shares and H Shares 1f Approve Effective Period of the For For Management Resolutions in Relation to the Rights Issue of A Shares and H Shares 1g Approve Authorization for the Rights For For Management Issue in Relation to the Rights Issue of A Shares and H Shares -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 01398 Security ID: ADPV10686 Meeting Date: MAY 31, 2011 Meeting Type: Annual Record Date: APR 29, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2010 Work Report of Board of For For Management Directors 2 Approve 2010 Work Report of Board of For For Management Supervisors 3 Approve 2010 Audited Accounts For For Management 4 Approve 2010 Profit Distribution Plan For For Management 5 Approve Purchase of Office Premises by For For Management Shanghai Branch 6 Approve 2011 Fixed Assets Investment For For Management Budget 7 Reappoint Ernst & Young and Ernst & For For Management Young Hua Ming as External Auditors and Fix Aggregate Audit Fees for 2011 at RMB 159.6 Million 8 Elect Zhao Lin as Shareholder None For Shareholder Supervisor 9 Approve Payment of Remuneration to None For Shareholder Directors and Supervisors -------------------------------------------------------------------------------- JIANGXI COPPER COMPANY LTD. Ticker: 00358 Security ID: Y4446C100 Meeting Date: JUN 09, 2011 Meeting Type: Annual Record Date: MAY 06, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management 2 Approve Report of Supervisory Committee For For Management 3 Approve Audited Financial Statements For For Management and Auditors' Report 4 Approve Profit Distribution Proposal For For Management 5 Appoint Ernst & Young Hua Ming and For For Management Ernst & Young as Domestic and Overseas Auditors and Authorize Board to Fix Their Remuneration 6 Approve Abolishment of Share For For Management Appreciation Rights and Formulation of Long-Term Incentive Pilot Program 7 Amend to the Rules of Procedures for For For Management the Board 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- KINGBOARD CHEMICAL HOLDINGS LTD Ticker: 00148 Security ID: G52562140 Meeting Date: MAY 03, 2011 Meeting Type: Annual Record Date: APR 27, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Cheung Kwok Wing as Executive For For Management Director 3b Reelect Chen Maosheng as Executive For For Management Director 3c Reelect Cheng Wai Chee, Christopher as For For Management Independent Non-Executive Director 3d Reelect Tse Kam Hung as Independent For For Management Non-Executive Director 3e Authorize the Board to Fix the For For Management Remuneration of Directors 4 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KINGBOARD CHEMICAL HOLDINGS LTD Ticker: 00148 Security ID: G52562140 Meeting Date: MAY 16, 2011 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Connected Transaction with a For For Management Related Party -------------------------------------------------------------------------------- L'OCCITANE INTERNATIONAL S.A. Ticker: 00973 Security ID: L6071D109 Meeting Date: SEP 30, 2010 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Consolidated Financial For Did Not Vote Management Statements and Statutory Reports 2.A Approve Share Option Plan For Did Not Vote Management 2.B Approve Free Share Plan For Did Not Vote Management 3.A Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights up to 20 Percent of Issued Share Capital 3.B Authorize Repurchase of Up to Ten For Did Not Vote Management Percent of Issued Share Capital 3.C Authorize Reissuance of Repurchased For Did Not Vote Management Shares 1 Authorize Board to Fix Remuneration of For Did Not Vote Management Directors 2 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors 3 Approve Discharge of Directors For Did Not Vote Management 4 Approve Discharge of Auditors For Did Not Vote Management -------------------------------------------------------------------------------- LONGFOR PROPERTIES CO. LTD Ticker: 00960 Security ID: G5635P109 Meeting Date: MAY 09, 2011 Meeting Type: Annual Record Date: APR 26, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend of RMB 0.1 Per Share For For Management 3a Reelect Fang Shengtao as Director For For Management 3b Reelect Chen Kai as Director For For Management 3c Reelect Qin Lihong as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- MAN WAH HOLDINGS LTD. Ticker: 01999 Security ID: G5800U107 Meeting Date: AUG 03, 2010 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports (Voting) 2 Approve Final and Special Dividends For For Management 3 Elect Wong Man Li as Director For Against Management 4 Elect Hui Wai Hing as Director For For Management 5 Elect Li Jianhong as Director For For Management 6 Elect Yu Tung Wan as Director For For Management 7 Approve Remuneration of Directors for For For Management the Year Ended 31 March 2010 8 Approve Remuneration of Directors for For For Management the Year Ended 31 March 2011 9 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Share Repurchase Program For For Management 12 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- MEDIATEK INC. Ticker: 2454 Security ID: Y5945U103 Meeting Date: JUN 15, 2011 Meeting Type: Annual Record Date: APR 15, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2010 Business Operations Report For For Management and Financial Statements 2 Approve 2010 Allocation of Income and For For Management Dividends 3 Approve to Merge Ralink Technology Corp For For Management via Shares Swap by New shares Issuance 4 Approve Amendments on the Procedures For For Management for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees 5 Amend Articles of Association For For Management 6 Approve Amendment to Rules of Procedure For For Management for Election of Directors and Supervisors 7 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- MONGOLIAN MINING CORP Ticker: 00975 Security ID: G6264V102 Meeting Date: JUN 21, 2011 Meeting Type: Annual Record Date: JUN 15, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Consolidated Financial For For Management Statements and Statutory Reports for the Year Ended Dec. 31, 2010 2a Reelect Odjargal Jambaljamts as an For For Management Executive Director 2b Reelect Battsengel Gotov as an For For Management Executive Director 2c Reelect Batsaikhan Purev as a For For Management Non-Executive Director 2d Reelect Enkh-Amgalan Luvsantseren as a For For Management Non-Executive Director 2e Reelect Gantumur Lingov as a For For Management Non-Executive Director 2f Approve Remuneration of Directors For For Management 3 Reappoint KPMG as Auditor and Authorize For For Management Board to Fix Its Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Share Repurchase Program For For Management 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 601857 Security ID: Y6883Q104 Meeting Date: MAY 18, 2011 Meeting Type: Annual Record Date: MAY 09, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Final Dividends For For Management 5 Authorize Board to Determine the For For Management Distribution of Interim Dividends for the Year 2011 6 Reappoint PricewaterhouseCoopers, For For Management Certified Public Accountants and PricewaterhouseCoopers Zhong Tian CPAs Company Limited, Certified Public Accountants as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration 7a Elect Jiang Jiemin as Director For For Management 7b Elect Zhou Jiping as Director For For Management 7c Elect Wang Yilin as Director None None Management 7d Elect Li Xinhua as Director For For Management 7e Elect Liao Yongyuan as Director For For Management 7f Elect Wang Guoliang as Director For For Management 7g Elect Wang Dongjin as Director For For Management 7h Elect Yu Baocai as Director For For Management 7i Elect Ran Xinquan as Director For For Management 7j Elect Liu Hongru as Independent For For Management Director 7k Elect Franco Bernabe as Independent For For Management Director 7l Elect Li Yongwu as Independent Director For For Management 7m Elect Cui Junhui as Independent For For Management Director 7n Elect Chen Zhiwu as Independent For For Management Director 8a Elect Chen Ming as Supervisor For For Management 8b Elect Guo Jinping as Supervisor For For Management 8c Elect Wen Qingshan as Supervisor For For Management 8d Elect Sun Xianfeng as Supervisor For For Management 8e Elect Li Yuan as Independent Supervisor For For Management 8f Elect Wang Daocheng as Independent For For Management Supervisor 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Approve Issuance of Debt Financing For For Management Instruments in the Aggregate Principal Amount of up to RMB 100 Billion -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Ticker: 02318 Security ID: Y69790106 Meeting Date: JUN 16, 2011 Meeting Type: Annual Record Date: MAY 16, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of Supervisory Committee For For Management 3 Approve Annual Report and its Summary For For Management for the Year Ended Dec. 31, 2010 4 Accept Financial Statements and For For Management Auditors' Report 5 Approve Profit Distribution Plan and For For Management Final Dividend 6 Reappoint Ernst & Young Hua Ming as PRC For For Management Auditors and Ernst & Young as International Auditors and Authorize Board to Fix Their Remuneration 7 Approve Redesignation of Cheung Chi For For Management Yan, Louis as Non-Executive Director 8 Elect Woo Ka Biu, Jackson as For For Management Independent Non-Executive Director 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PRESIDENT CHAIN STORE CORP. Ticker: 2912 Security ID: Y7082T105 Meeting Date: JUN 22, 2011 Meeting Type: Annual Record Date: APR 22, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2010 Business Operations Report For For Management and Financial Statements 2 Approve 2010 Allocation of Income and For For Management Dividends 3 Amend Articles of Association For For Management 4 Approve Amendment to Rules of Procedure For For Management for Election of Directors and Supervisors 5 Approve Amendments on the Procedures For For Management for Lending Funds to Other Parties 6 Approve Amendments on the Procedures For For Management for Endorsement and Guarantees 7 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- SANDS CHINA LTD. Ticker: 01928 Security ID: G7800X107 Meeting Date: JUN 07, 2011 Meeting Type: Annual Record Date: MAY 26, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Reelect Michael Alan Leven as Executive For For Management Director 2b Reelect Toh Hup Hock as Executive For For Management Director 2c Reelect Jeffrey Howard Schwartz as For For Management Non-Executive Director 2d Reelect David Muir Turnbull as For For Management Independent Non-Executive Director 2e Reelect Iain Ferguson Bruce as For For Management Independent Non-Executive Director 2f Authorize Board to Fix Remuneration of For For Management Directors 3 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. Ticker: 01066 Security ID: Y76810103 Meeting Date: OCT 08, 2010 Meeting Type: Special Record Date: SEP 08, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bonus H Share Issue on the For For Management Basis of One Bonus H Share for Every one H Share and one Bonus Non-listed Share for Every One Non-listed Share in Issue 2 Approve Issuance of Shares Pursuant to For For Management the Bonus Issue 3 Approve Increase of Authorized Share For For Management Capital from RMB 107.6 million to RMB 215.3 million Upon Completion of the Bonus Issue 4 Authorize Board to Do All Such Acts For For Management Necessary to Implement the Bonus Issue 5 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. Ticker: 01066 Security ID: Y76810103 Meeting Date: OCT 08, 2010 Meeting Type: Special Record Date: SEP 08, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bonus H Share Issue on the For For Management Basis of One Bonus H Share for Every one H Share and one Bonus Non-listed Share for Every One Non-listed Share in Issue 2 Approve Issuance of Shares Pursuant to For For Management the Bonus Issue 3 Approve Increase of Authorized Share For For Management Capital from RMB 107.6 million to RMB 215.3 million Upon Completion of the Bonus Issue 4 Authorize Board to Do All Such Acts For For Management Necessary to Implement the Bonus Issue 5 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SIHUAN PHARMACEUTICAL HOLDINGS GROUP LTD Ticker: 00460 Security ID: G8162K113 Meeting Date: JUN 03, 2011 Meeting Type: Annual Record Date: MAY 27, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Consolidated Financial For For Management Statements and Statutory Reports 2a1 Reelect Che Fengsheng as Director For For Management 2a2 Reelect Guo Weicheng as Director For For Management 2a3 Reelect Meng Xianhui as Director For For Management 2a4 Reelect Zhang Jionglong as Director For Against Management 2a5 Reelect Patrick Sun as Director For Against Management 2a6 Reelect Bai Huiliang as Director For Against Management 2a7 Reelect Xu Kangsen as Director For Against Management 2b Approve Remuneration of Directors For For Management 3 Reappoint PricewaterhouseCoopers as For Against Management Auditors and Authorize Board to Fix Their Remuneration 4a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 4c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SITC INTERNATIONAL HOLDINGS CO LTD. Ticker: 01308 Security ID: G8187G105 Meeting Date: APR 29, 2011 Meeting Type: Annual Record Date: APR 26, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Final Dividends For For Management 3a Reelect Yang Shaopeng as Director For For Management 3b Reelect Yang Xianxiang as Director For For Management 3c Reelect Liu Kecheng as Director For For Management 3d Reelect Li Xuexia as Director For For Management 3e Reelect Xue Peng as Director For For Management 3f Reelect Liu Rongli as Director For For Management 3g Reelect Tsui Yung Kwok as Director For For Management 3h Reelect Yeung Kwok On as Director For For Management 3i Reelect Lo Wing Yan, William as For For Management Director 3j Reelect Ngai Wai Fung as Director For For Management 3k Approve Remuneration of Directors For For Management 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Share Repurchase Program For For Management 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SPRINGLAND INTERNATIONAL HOLDINGS LTD. Ticker: 01700 Security ID: G83785108 Meeting Date: MAY 17, 2011 Meeting Type: Annual Record Date: MAY 12, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Chen Jianqiang as Director For For Management 3b Reelect Tao Qingrong as Director For For Management 3c Reelect Fung Hiu Lai as Director For For Management 3d Reelect Wang Lin as Director For For Management 3e Reelect Fung Hiu Chuen, John as For For Management Director 3f Reelect Lin Zhijun as Director For For Management 3g Reelect Zhang Weijiong as Director For For Management 3h Reelect Wang Shuaiting as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Reappoint Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- STANDARD CHARTERED PLC Ticker: STAN Security ID: G84228157 Meeting Date: MAY 05, 2011 Meeting Type: Annual Record Date: MAY 03, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Steve Bertamini as Director For For Management 5 Re-elect Jaspal Bindra as Director For For Management 6 Re-elect Richard Delbridge as Director For For Management 7 Re-elect Jamie Dundas as Director For For Management 8 Re-elect Val Gooding as Director For For Management 9 Re-elect Dr Han Seung-soo as Director For For Management 10 Re-elect Simon Lowth as Director For For Management 11 Re-elect Rudy Markham as Director For For Management 12 Re-elect Ruth Markland as Director For For Management 13 Re-elect Richard Meddings as Director For For Management 14 Re-elect John Paynter as Director For For Management 15 Re-elect John Peace as Director For For Management 16 Re-elect Mike Rees as Director For For Management 17 Re-elect Peter Sands as Director For For Management 18 Re-elect Paul Skinner as Director For For Management 19 Re-elect Oliver Stocken as Director For For Management 20 Reappoint KPMG Audit plc as Auditors For For Management 21 Authorise Board to Fix Remuneration of For For Management Auditors 22 Authorise EU Political Donations and For For Management Expenditure 23 Authorise Issue of Equity with For For Management Pre-emptive Rights 24 Authorise Issue of Equity with For For Management Pre-emptive Rights 25 Approve 2011 Share Plan For For Management 26 Authorise Issue of Equity without For For Management Pre-emptive Rights 27 Authorise Market Purchase For For Management 28 Authorise Market Purchase For For Management 29 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- SUN HUNG KAI PROPERTIES LTD. Ticker: 00016 Security ID: Y82594121 Meeting Date: DEC 02, 2010 Meeting Type: Annual Record Date: NOV 24, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Reelect Fung Kwok-lun, William as For For Management Director 3a2 Reelect Lee Shau-kee as Director For For Management 3a3 Reelect Wong Yick-kam, Michael as For For Management Director 3a4 Reelect Kwok Ping-luen, Raymond as For For Management Director 3a5 Reelect Chan Kai-ming as Director For For Management 3a6 Reelect Chan Kui-yuen, Thomas as For For Management Director 3a7 Reelect Kwong Chun as Director For Against Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Authorize Repurchase of Up to Ten For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: Y84629107 Meeting Date: JUN 09, 2011 Meeting Type: Annual Record Date: APR 11, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2010 Business Operations Report For For Management and Financial Statements 2 Approve 2010 Allocation of Income and For For Management Dividends 3 Approve Amendments on the Procedures For For Management for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees 4 Approve Transfer of TSMC's Solar For For Management Business and Solid State Lighting Business into Two New TSMC Wholly Owned Companies Respectively, and to Further Approve the "Solar Business Transfer Plan" and "Solid State Lighting Business Transfer Plan" 5.1 Approve By-Election of Gregory C. Chow For For Management as Independent Director 5.2 Approve By-Election of Kok-Choo Chen as For For Management Independent Director 6 Transact Other Business None None Management -------------------------------------------------------------------------------- TENCENT HOLDINGS LTD. Ticker: 00700 Security ID: G87572148 Meeting Date: MAY 11, 2011 Meeting Type: Annual Record Date: MAY 04, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a1 Reelect Lau Chi Ping Martin as Director For For Management 3a2 Reelect Antonie Andries Roux as For For Management Director 3b Authorize Board to Fix the Remuneration For For Management of Directors 4 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Authorize Board to Establish Further For Against Management Employee Incentive Schemes -------------------------------------------------------------------------------- TRINA SOLAR LTD. Ticker: TSL Security ID: 89628E104 Meeting Date: AUG 06, 2010 Meeting Type: Annual Record Date: JUN 29, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-election of Gao Jifan as Director For For Management 2 Re-election of Zhao Qian as Director For For Management 3 Re-election of Yeung Kwok On as For For Management Director 4 Increase Number of Shares Reserved For For Management Under theCompany's Share Incentive Plan from 202,718,350 to 352,718,350 5 Ratify Deloitte Touche Tohmatsu as For For Management Auditors -------------------------------------------------------------------------------- UNIMICRON TECHNOLOGY CORP. (EX WORLD WISER ELECTRONICS INC) Ticker: 3037 Security ID: Y90668107 Meeting Date: JUN 22, 2011 Meeting Type: Annual Record Date: APR 22, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2010 Business Operations Report For For Management and Financial Statements 2 Approve 2010 Allocation of Income and For For Management Dividends 3 Approve Amendments on the Procedures For For Management for Lending Funds to Other Parties 4 Approve Amendments on the Procedures For For Management for Endorsement and Guarantees 5 Elect Directors and Supervisors For For Management (Bundled) 6 Approve Proposal to Release the For For Management Prohibition on Directors from Participation in Competitive Business -------------------------------------------------------------------------------- WHARF (HOLDINGS) LTD. Ticker: 00004 Security ID: Y8800U127 Meeting Date: JUN 07, 2011 Meeting Type: Annual Record Date: JUN 01, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statement and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3a Reelect Paul M. P. Chan as Director For For Management 3b Reelect Vincent K. Fang as Director For For Management 4 Reappoint KPMG as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Increase in the Authorized For For Management Share Capital of the Company 9 Adopt Share Option Scheme For For Management -------------------------------------------------------------------------------- ZHONGSHENG GROUP HOLDINGS LTD. Ticker: 00881 Security ID: G9894K108 Meeting Date: JUN 28, 2011 Meeting Type: Annual Record Date: JUN 22, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend of HK$0.12 Per For For Management Share 3 Reelect Huang Yi as Executive Director For For Management 4 Reelect Li Guoqiang as Executive For For Management Director 5 Reelect Du Qingshan as Executive For For Management Director 6 Authorize Board to Fix the Remuneration For For Management of Directors 7 Reappoint Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ZTE CORPORATION Ticker: 000063 Security ID: Y0004F105 Meeting Date: MAY 17, 2011 Meeting Type: Annual Record Date: APR 15, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Report of the Board of Directors For For Management 3 Accept Report of the Supervisory For For Management Committee 4 Accept Report of the President of the For For Management Company 5 Accept Final Financial Accounts of the For For Management Company 6a Approve Application to the Bank of For For Management China Ltd., Shenzhen Branch for a Composite Credit Facility Amounting to RMB 23 Billion 6b Approve Application to the China For For Management Development Bank Corporation, Shezhen Branch for a Composite Credit Facility Amounting to $4.5 Billion 7a Reappoint Ernst & Young Hua Ming as PRC For For Management Auditors and Authorize Board to Fix Their Remuneration 7b Reappoint Ernst & Young as Hong Kong For For Management Auditors and Authorize Board to Fix Their Remuneration 8a Approve Application for Investment For For Management Limits in Derivative Products for Value Protection Against US Dollar Risk Exposure for an Amount Not Exceeding $800 Million 8b Approve Application for Investment For For Management Limits in Derivative Products for Value Protection Against Euro Risk Exposure for an Amount Not Exceeding EUR 150 Million 8c Approve Application for Investment For For Management Limits in Fixed Income Derivative Products for an Amount Not Exceeding $1 Billion 9 Approve Investment in the Research and For For Management Development Base in Yuhuatai District of Nanjing 9 Approve Profit Distribution Proposal For For Management and Capitalization from Capital Reserves of the Company for 2010 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12a Amend Clause Relating to Third-Party None For Shareholder Guarantees in Article 160 of Chapter 10 of the Articles of Association 12b Amend Clause Specifying that the Board None For Shareholder of Directors May Determine the Types of Derivative Investment at its Discretion in Article 160 of Chapter 10 of the Articles of Association 13a Approve Provision of Guarantee by ZTE None For Shareholder in Relation to the Overseas Medium or Long-Term Debt Financing of ZTE (HK) Ltd. 13b Approve Authorization of the Conduct of None For Shareholder Interest Rate Swap Transactions by ZTE (HK) Ltd. -------------------------------------------------------------------------------- ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) Ticker: 000063 Security ID: Y0004F105 Meeting Date: SEP 10, 2010 Meeting Type: Special Record Date: AUG 10, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in and Construction For For Management of ZTE Heyuan Production and Research and Development Training Base Project and the Execution of the Relevant Investment Contract 2 Approve Application for Investment For For Management Limits in Foreign Exchange Derivative Products for Value-Protection -------------------------------------------------------------------------------- ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) Ticker: 000063 Security ID: Y0004F105 Meeting Date: NOV 30, 2010 Meeting Type: Special Record Date: OCT 29, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment of the For Against Management Company Pursuant to the Establishment of ZTE Finance Co., Ltd. 2 Approve Resolution of the Company on For For Management Increasing the Insurance Amount of Directors', Supervisors' and Senior Management's Liability Insurance ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant: AllianceBernstein Greater China '97 Fund, Inc. By: Robert M. Keith* ----------------------- Chief Executive Officer Date: August 30, 2011 *By: /s/ Emilie D. Wrapp ------------------- Emilie D. Wrapp Secretary