-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J/yVnMHYxX3cXlsMCnGLsSGciAGlDtaYhnvgg1gC2A9HFXl9C08dd82CZGCUdjOt vsz/jKgQCkFMKeL8nQ4bCQ== 0000892569-99-001859.txt : 19990705 0000892569-99-001859.hdr.sgml : 19990705 ACCESSION NUMBER: 0000892569-99-001859 CONFORMED SUBMISSION TYPE: 8-A12G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990702 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHROMAVISION MEDICAL SYSTEMS INC CENTRAL INDEX KEY: 0001038223 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 752649072 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12G/A SEC ACT: SEC FILE NUMBER: 000-22677 FILM NUMBER: 99659027 BUSINESS ADDRESS: STREET 1: 33171 PASEO CORVEZA CITY: SAN JUAN CAPISTRANO STATE: CA ZIP: 92675 BUSINESS PHONE: 9494433355 8-A12G/A 1 FORM 8-A/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------- FORM 8-A/A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 CHROMAVISION MEDICAL SYSTEMS, INC. - -------------------------------------------------------------------------------- (Exact Name of Registrant as Specified in its Charter) Delaware 75-2649072 - -------------------------------------------------------------------------------- (State of Incorporation or Organization) (IRS Employer Identification no.) 33171 Paseo Cerveza, San Juan Capistrano, California 92675 - -------------------------------------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. [ ] If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. [X] Securities Act registration statement file number to which this form relates: 0-022677 - -------------------------------------------------------------------------------- Securities to be registered pursuant to Section 12(g) of the Act: Title of Each Class Name of Each Exchange on Which to be so Registered Each Class is to be Registered ------------------------- ------------------------------ Rights to Purchase Series C Preferred Stock, par value $.01 per share Nasdaq National Market - ------------------------------ ------------------------------ Securities to be registered pursuant to Section 12(b) of the Act: None - -------------------------------------------------------------------------------- (Title of Class) 2 CHROMAVISION MEDICAL SYSTEMS, INC. INFORMATION REQUIRED IN REGISTRATION STATEMENT Item 1. Description of Registrant's Securities to be Registered. On June 23, 1999 ChromaVision Medical Systems, Inc. ("ChromaVision") amended its Stockholder Rights Plan, which had been adopted in March 1999. The Stockholder Rights Plan provides for the distribution of rights to purchase additional shares of capital stock of ChromaVision in the even any person, entity or group acquires beneficial ownership of 15% or more of the outstanding Voting Shares of ChromaVision. "Voting Shares" is defined in the Plan to mean Common Stock and any other shares of capital stock of the Company entitled to vote generally in the election of directors or to approve any merger, consolidation, sale of all or substantially all assets of the Company, liquidation, dissolution or winding up. Presently the only Voting Shares outstanding are the shares of Common Stock. The Plan included an exception for acquisitions of shares by persons, entities or groups who, as of February 10, 1999, were the beneficial owner of more than 15% of the outstanding shares of Common Stock of the Company. (These beneficial owners are refered to below as "Existing 15% Owners.") That exemption in the Plan applied only if (1) the Existing 15% Owner continued to own at least 15% of the Voting Shares of the Company and (2) did not acquire additional Voting Shares which would cause the Existing 15% Owner's beneficial ownership of Voting Shares to exceed 30% of the number of shares outstanding. The amendment to the Plan makes two changes. First, it exempts from the provision described above the acquisition by Safeguard Scientifics, Inc., which is the only Existing 15% Owner known to the Company, of up to 1,351,607 additional shares of Common Stock in the aggregate from Technology Leaders, L.P., Technology Leaders Offshore C.V., Technology Leaders II L.P. and Technology Leaders II Offshore CV. Second, the amendment to the Plan increases the percentage of outstanding Voting Shares which an Existing 15% Owner can acquire from 30% to 40%. Item 2. Exhibits 1. Rights Agreement, dated as of February 10, 1999, between ChromaVision Medical Systems, Inc. and Harris Trust Company of California, as Rights Agent (incorporated by reference to ChromaVision's registration statement on Form 8-K (commission file no. 0-022677) filed March 12, 1999). 2 3 2. Amendment to Rights Agreement dated June 23, 1999 between ChromaVision and Harris Trust Company of California, as Rights Agent (incorporated by reference to ChromaVision's registration statement on Form 8-K (commission file no. 0-022677) filed July 2, 1999). 3. Certificate of Designations of Series C Preferred Stock (incorporated by reference to ChromaVision's registration statement on Form 8-K (commission file no. 0-022677) filed March 12, 1999). SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereto duly authorized. Date: July 2, 1999 CHROMAVISION MEDICAL SYSTEMS, INC. By: /s/ Douglas S. Harrington, M.D. -------------------------------- Name: Douglas S. Harrington, M.D. Its: Chief Executive Officer (Duly Authorized Officer of the Registrant) 3 -----END PRIVACY-ENHANCED MESSAGE-----