-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WM0qVdF0eUnPsvlke6gyQwjg2L3gk7RnkQyNJrdm5eUZy4VJw8qW8JDCvGNvmCjP dJPAQVm5AK7y/XURYj+n7w== 0000947871-01-500478.txt : 20010813 0000947871-01-500478.hdr.sgml : 20010813 ACCESSION NUMBER: 0000947871-01-500478 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010731 FILED AS OF DATE: 20010810 COMPANY DATA: COMPANY CONFORMED NAME: FRANCE TELECOM / CENTRAL INDEX KEY: 0001038143 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] OWNER FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 6 PLACE D ALLERAY STREET 2: 75505 CITY: PARIS CEDEX 15 STATE: I0 MAIL ADDRESS: STREET 1: 6 PLACE D ALLERAY STREET 2: 75505 CITY: PARIS CEDEX 15 STATE: I0 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NTL INC/DE/ CENTRAL INDEX KEY: 0001114937 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 134105887 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16183 FILM NUMBER: 1703487 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129068440 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 form4_ntl-070501.txt STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
- ---------------- U.S. SECURITIES AND EXCHANGE COMMISSION ---------------------------- |F O R M 4| Washington, D.C. 20549 | OMB APPROVAL | - ---------------- |--------------------------| [ ] Check this box if no longer STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP |OMB Number 3235-0287| subject to Section 16. Form 4 |Expires: December 31, 2001| or Form 5 obligations may |Estimated ave. burden | continue. See Instruction 1(b). |hours per response.....0.5| ---------------------------- Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print of Type Responses) - ------------------------------------------------------------------------------------------------------------------------------------ |1.Name and Address of Reporting Person* |2.Issuer Name and Ticker or Trading Symbol |6.Relationship of Reporting Persons to | | | | Issuer (Check all applicable) | | COMPAGNIE GENERALE DES COMMUNICATIONS | NTL Incorporated (NLI) | | | (COGECOM) S.A. | | Director X 10% Owner | |----------------------------------------|------------------------------------------------|--- --- | | (Last) (First) (MI) |3.IRS or Soc. Sec. No. |4.Statement for Month/ | Officer Other | | | of Reporting Person | Year: |---(give title below) ---(Specify below)| | | (Voluntary) | | | | 6, Place d'Alleray | | | | | | | July 2001 | ------------------------------- | |----------------------------------------| N/A |------------------------|----------------------------------------| | (Street) | |5.If Amendment, Date of |7. Individual or Joint/Group Filing | | | | Original (Month/Year) | (Check Applicable Line) | | | | | | | | | | Form filed by One Reporting Person | | | | |--- | | 75505 Paris Cedex 15 France | | | X Form filed by More than One | | | | |--- Reporting Person | |----------------------------------------------------------------------------------------------------------------------------------| | (City) (State) (Zip) | | TABLE I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |----------------------------------------------------------------------------------------------------------------------------------| |1.Title of Security |2.Transac- |3.Trans- |4.Security Acquired (A) or |5.Amount of |6.Owner- |7.Nature of | | (Instr. 3) | tion Date | action | Disposed of (D) | Securities | ship Form:| Indirect | | |(Mon/Day/Yr)| Code | (Instr. 3, 4 & 5) | Beneficially | Direct (D)| Beneficial | | | | (Instr. 8) | | Owned at End of| or | Ownership | | | |-------------|-------------------------------| Month | Indirect | (Instr.4) | | | | Code | V | Amount |(A) | Price | (Instr. 3 & 4) | (I) | | | | | | | | or | | | (Instr. 4)| | | | | | | |(D) | | | | | |------------------------|------------|-------------|----------------|----|---------|-----------------|------------|---------------| | | | | | | | | | | | | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities owned directly or indirectly. (Over) SEC 1474 (7-96) * If the form is filed by more than one Reporting Person, see Instruction 4(b)(v).
FORM 4 (continued) TABLE II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ |1.Title of |2.Conver-|3. |4.Tran- |5.Number of |6.Date |7.Title and Amount |8.Price of |9.Number |10. |11.Nature| |Derivative |sion or |Trans-| saction| Derivative |Exercisable| of Underlying |Derivative | of |Owner.| of | |Security |Exercise |action| Code | Securities |and | Securities |Security |Derivative|Form |Indirect | |(Instr. 3) |Price of |Date |(Instr.8)| Acquired (A)|Expiration | (Instr. 3 & 4) |(Instr. 5) |Securities|of |Bene- | | |Deriva- |(Mon/ | | or Disposed |Date | | |Benefi- |Deri. |ficial | | |tive | Day/ | | of (D) |(Month/Day/| | |cially |Sec.: |Owner- | | |Security |Year) | | (Instr. 3, | Year) | | |Owned at |Direct|ship | | | | | | 4 & 5) |-----------|-------------------| |End of |(D) or|(Instr. | | | | | | | | | |Amount or| |Month |Indir.|4) | | | | |---------|--------------|Date |Exp. | Title |Number of| |(Instr. 4)|(I) | | | | | |Code | V | (A) | (D)|Exer.|Date | |Shares | | |(In.4)| | |-------------|---------|------|-----|---|---------|----|-----|-----|---------|---------|--------------|----------|------|---------| |5% Cumulative|11.383039| 07/ |J(1) | |9,635.58 | |Any- | 08/ |Common | 109,682| (1) | 9,635.58| D | | |Participating|Shares of| 02/ | | | | |time | 13/ |Stock, | | | | | | |Convertible |C/S per | 01 | | | | | | 19 |par | | | | | | |Preferred |share of| | | | | | | (3) |value | | | | | | |Stock, |Series J | | | | | | | |$0.01 per| | | | | | |Series J |stock | | | | | | | |share | | | | | | |-------------|---------|-----|-----|----|---------|----|-----|-----|---------|---------|--------------|----------|------|---------| |5% Cumulative|11.842729| 07/ |J(2) | |24,706.83| |Any- | 05/ |Common | 292,596| (2) | 24,706.83| D | | |Participating|Shares of| 02/ | | | | |time | 30/ |Stock, | | | | | | |Convertible |C/S per | 01 | | | | | | 20 |par | | | | | | |Preferred |share of| | | | | | | (3) |value | | | | | | |Stock, |Series | | | | | | | |$0.01 per| | | | | | |Series B-5 |B-5 stock| | | | | | | |share | | | | | | |-------------|---------|-----|-----|----|---------|----|-----|-----|---------|---------|--------------|----------|------|---------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |-------------|---------|-----|-----|----|---------|----|-----|-----|---------|---------|--------------|----------|------|---------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |-------------|---------|-----|-----|----|---------|----|-----|-----|---------|---------|--------------|----------|------|---------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |-------------|---------|-----|-----|----|---------|----|-----|-----|---------|---------|--------------|----------|------|---------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |-------------|---------|-----|-----|----|---------|----|-----|-----|---------|---------|--------------|----------|------|---------| Explanation of Responses: **Intentional misstatements or omissions of facts constitute Federal /s/ Christian Leroy August 10, 2001 Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). --------------------------------------- --------------- **Signature of Reporting Person Date Note: File three copies of this Form, one of which must be manually signed. on behalf of COGECOM S.A. If space provided is insufficient, see Instruction 6 for procedure. Name: Christian Leroy Title: Legal and Tax Secretary Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. (1) The Issuer issued to COGECOM these shares as a quarterly dividend with respect to the shares of 5% Cumulative Participating Convertible Preferred Stock, Series A that were purchased from the Issuer on 8/13/99. (2) The Issuer issued to COGECOM these shares as a quarterly dividend with respect to the shares of 5% Cumulative Participating Convertible Preferred Stock, Series B that were purchased from the Issuer on 5/30/00. (3) Mandatory Redemption Date if securities have not been previously redeemed or converted.
Joint Filer Information ----------------------- Name: France Telecom S.A. Address: 6, place d'Alleray 75505 Paris Cedex 15 France Designated Filer: Compagnie Generale des Communications (COGECOM) S.A. (COGECOM is a wholly owned subsidiary of France Telecom) Issuer Name & Ticker Symbol: NTL Incorporated (NLI) Statement for Month/Year: July 2001 Signature: /s/ Eric Bouvier August 10, 2001 ----------------------------------- --------------- On behalf of FRANCE TELECOM Date Name: Eric Bouvier Title: Senior Vice-President and Head of Mergers and Acquisitions Department -----END PRIVACY-ENHANCED MESSAGE-----