-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SZo/GvCKY/eVzvAklRiBO5Gz9HAWnaN5mGVa9T1gQ/i3ILtbiTrRYa4XO8n7wcOn UyQfbD7WCgk1Nk8KU78zPQ== 0000947871-01-000102.txt : 20010224 0000947871-01-000102.hdr.sgml : 20010224 ACCESSION NUMBER: 0000947871-01-000102 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010220 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NTL INC/DE/ CENTRAL INDEX KEY: 0001114937 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 134105887 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-16183 FILM NUMBER: 1550676 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129068440 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 COMPANY DATA: COMPANY CONFORMED NAME: FRANCE TELECOM / CENTRAL INDEX KEY: 0001038143 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] OWNER FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 6 PLACE D ALLERAY STREET 2: 75505 CITY: PARIS CEDEX 15 STATE: I0 MAIL ADDRESS: STREET 1: 6 PLACE D ALLERAY STREET 2: 75505 CITY: PARIS CEDEX 15 STATE: I0 5 1 0001.txt STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ------------------------------ FORM 5 OMB APPROVAL ------------------------------ OMB Number 3235-0362 Expires: December 31, 2001 Estimated average burden hours per response ....... 1.0 ------------------------------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). [X] Form 3 Holdings Reported [X] Form 4 Transactions Reported ________________________________________________________________________________ 1. Name and Address of Reporting Person* COMPAGNIE GENERALE DES COMMUNICATIONS (COGECOM) S.A. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 6, Place d'Alleray - -------------------------------------------------------------------------------- (Street) 75505 Paris Cedex 15 France - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol NTL INCORPORATED (NLI) ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) N/A ________________________________________________________________________________ 4. Statement for Month/Year 12/00 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person to Issuer (Check all applicable) [_] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [ ] Form filed by one Reporting Person [X] Form filed by more than one Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
5. 6. 4. Amount of Owner- Securities Acquired (A) or Securities ship Disposed of (D) Beneficially Form: 7. (Instr. 3, 4 and 5) Owned at End Direct Nature of 2. 3. ----------------------------- of Issuer's (D) or Indirect 1. Transaction Transaction (A) Fiscal Year Indirect Beneficial Title of Security Date Code Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) (Instr. 8) (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
* If the form is filed by more than one Reporting Person, see Instruction 4(b)(v). (Over) SEC 2270 (7/97) FORM 5 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. 10. Number Owner- of ship 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- Securities Date Securities Price Bene- ity: In- cise 3. Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- 4. or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Trans- of (D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date action (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ Code 4 and 5) Date Expira- Number ity Year (I) ship Security Secur- Day/ (Instr. ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) 8) (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ 5% Cumulative 11.962982 06/30/00 J4(1) 9,191.17 Anytime 08/13/19(3) Common 109,954 (1) 9,191.17 D Participating Shares Stock, Convertible of C/S Par Value Preferred Stock, Per Share $0.01 Per Series F of Series F Share - ------------------------------------------------------------------------------------------------------------------------------------ 5% Cumulative 12.446418 06/30/00 J4(2) 8,180.56 Anytime 05/30/20(3) Common 101,819 (2) 8,180.56 D Participating Shares Stock, Convertible of C/S Par Value Preferred Stock, Per Share $0.01 Per Series B-1 of Series B-1 Share - ------------------------------------------------------------------------------------------------------------------------------------ 5% Cumulative 11.815289 10/02/00 J4(1) 9,300.31 Anytime 08/13/19(3) Common 109,886 (1) 9,300.11 D Participating Shares Stock, Convertible of C/S Par Value Preferred Stock, Per Share $0.01 Per Series G of Series G Share - ------------------------------------------------------------------------------------------------------------------------------------ 5% Cumulative 12.292744 10/02/00 J4(2) 23,847.14 Anytime 05/30/20(3) Common 293,147 (2) 23,847.14 D Participating Shares Stock, Convertible of C/S Par Value Preferred Stock, Per Share $0.01 Per Series B-2 of Series B-2 Share ====================================================================================================================================
Explanation of Responses: (1) The Issuer issued to COGECOM these shares as a quarterly dividend with respect to the shares of 5% Cumulative Participating Convertible Preferred Stock, Series A that were purchased by COGECOM from the Issuer on 8/13/99. (2) The Issuer issued to COGECOM these shares as a quarterly dividend with respect to the shares of 5% Cumulative Participating Convertible Preferred Stock, Series B that were purchased by COGECOM from the Issuer on 5/30/00. (3) Mandatory redemption date if securities have not been previously redeemed or converted.
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ Pierre Hilaire February 20, 2001 Note: File three copies of this form, one of which must be manually signed. ------------------------------- ----------------- If space provided is insufficient, see Instruction 6 for procedure. **Signature of Reporting Person on behalf of COGECOM S.A. Name: Pierre Hilaire Title: Chairman of the Board of Directors
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 2270 (7/97) Joint Filer Information ----------------------- Name: France Telecom S.A. Address: 6, place d'Alleray 75505 Paris Cedex 15 France Designated Filer: Compagnie Generale des Communications (COGECOM) S.A. (COGECOM is a wholly owned subsidiary of France Telecom) Issuer Name & Ticker Symbol: NTL Incorporated (NLI) Statement for Month/Year: 12/00 Signature: /s/ Jean-Louis Vinciguerra February 20, 2001 ----------------------------------- ----------------- On behalf of FRANCE TELECOM Date Name: Jean-Louis Vinciguerra Title: Senior Executive Vice President -----END PRIVACY-ENHANCED MESSAGE-----