0001037792-20-000016.txt : 20200512 0001037792-20-000016.hdr.sgml : 20200512 20200512121558 ACCESSION NUMBER: 0001037792-20-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200512 DATE AS OF CHANGE: 20200512 EFFECTIVENESS DATE: 20200512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARADIGM CAPITAL MANAGEMENT INC/NY CENTRAL INDEX KEY: 0001037792 IRS NUMBER: 141770168 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06298 FILM NUMBER: 20868163 BUSINESS ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 BUSINESS PHONE: 5184313500 MAIL ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001037792 XXXXXXXX 03-31-2020 03-31-2020 PARADIGM CAPITAL MANAGEMENT INC/NY

9 ELK STREET ALBANY NY 12207

13F HOLDINGS REPORT 028-06298 N Thomas H Signor (518) 431-3500 Thomas H Signor Albany NY 05-12-2020 1 246 827890 false 1 Paradigm Funds Advisor, LLC INFORMATION TABLE 2 inftable.xml A10 Networks, Inc. COM 002121101 641 103300 SH SOLE 103300 0 0 A10 Networks, Inc. COM 002121101 772 124300 SH DFND 01 0 124300 0 Abbott Laboratories COM 002824100 639 8100 SH SOLE 8100 0 0 Addus homeCare Corporation COM 006739106 998 14770 SH SOLE 14770 0 0 Addus homeCare Corporation COM 006739106 1568 23200 SH DFND 01 0 23200 0 Air Transport Services Group COM 00922r105 1115 61000 SH DFND 01 0 61000 0 Albany International Corp. 'A' COM 012348108 473 10000 SH SOLE 10000 0 0 Allegheny Technologies Inc COM 01741R102 134 15750 SH DFND 01 0 15750 0 Allscripts Healthcare Solution COM 01988P108 9146 1299200 SH SOLE 1299200 0 0 Allscripts Healthcare Solution COM 01988P108 1778 252500 SH DFND 01 0 252500 0 Amarin Corp PLC COM 023111206 643 160800 SH SOLE 160800 0 0 Amer Eagle Outfitters COM 02553e106 834 104900 SH SOLE 104900 0 0 Amer Eagle Outfitters COM 02553e106 1037 130500 SH DFND 01 0 130500 0 American Airlines Group Inc. COM 02376r102 122 10000 SH SOLE 10000 0 0 American Financial Group COM 025932104 1302 18575 SH SOLE 18575 0 0 American Financial Group COM 025932104 277 3950 SH DFND 01 0 3950 0 American Woodmark Corporation COM 030506109 10878 238700 SH SOLE 238700 0 0 American Woodmark Corporation COM 030506109 228 5000 SH DFND 01 0 5000 0 Aptargroup, Inc. COM 038336103 1406 14125 SH SOLE 14125 0 0 Atricure Inc COM 04963c209 1125 33500 SH SOLE 33500 0 0 Atricure Inc COM 04963c209 1804 53700 SH DFND 01 0 53700 0 Axogen Inc. COM 05463x106 527 50700 SH SOLE 50700 0 0 Banner Corp New COM 06652v208 694 21000 SH DFND 01 0 21000 0 Baxter International COM 071813109 836 10300 SH SOLE 10300 0 0 Best Buy Co COM 086516101 2944 51650 SH SOLE 51650 0 0 Best Buy Co COM 086516101 707 12400 SH DFND 01 0 12400 0 Black Knight Inc. COM 09215c105 505 8706 SH SOLE 8706 0 0 Black Knight Inc. COM 09215c105 105 1809 SH DFND 01 0 1809 0 Blackstone Mortgage TR Inc Cl COM 09257w100 354 19000 SH DFND 01 0 19000 0 Bluelinx Holdings COM 09624h208 104 21000 SH SOLE 21000 0 0 BMC Stock Holdings COM 05591b109 2885 162700 SH SOLE 162700 0 0 BMC Stock Holdings COM 05591b109 596 33600 SH DFND 01 0 33600 0 Boise Cascade Company COM 09739d100 975 40987 SH SOLE 40987 0 0 Boise Cascade Company COM 09739d100 200 8400 SH DFND 01 0 8400 0 Bristol-Myers Squibb COM 110122108 691 12400 SH SOLE 12400 0 0 Broadcom Ltd COM 11135f101 19466 82100 SH SOLE 82100 0 0 Brooks Automation Inc. COM 114340102 113 3700 SH SOLE 3700 0 0 Brooks Automation Inc. COM 114340102 1507 49400 SH DFND 01 0 49400 0 Caleres Inc COM 129500104 7057 1357150 SH SOLE 1357150 0 0 Caleres Inc COM 129500104 858 165000 SH DFND 01 0 165000 0 Calix Inc COM 13100m509 12143 1715172 SH SOLE 1715172 0 0 Calix Inc COM 13100m509 2124 300000 SH DFND 01 0 300000 0 Cannae Holdings Inc. COM 13765n107 1072 32000 SH SOLE 32000 0 0 Cannae Holdings Inc. COM 13765n107 224 6700 SH DFND 01 0 6700 0 Carpenter Technology Corp COM 144285103 778 39900 SH SOLE 39900 0 0 Carpenter Technology Corp COM 144285103 121 6200 SH DFND 01 0 6200 0 Cato Corporation COM 149205106 1057 99100 SH SOLE 99100 0 0 CDW Corporation COM 12514g108 466 5000 SH SOLE 5000 0 0 Ceragon Networks Ltd COM m22013102 45 36000 SH SOLE 36000 0 0 Cerence Inc. COM 156727109 5943 385925 SH SOLE 385925 0 0 Cerence Inc. COM 156727109 1241 80599 SH DFND 01 0 80599 0 Cerner Corporation COM 156782104 252 4000 SH SOLE 4000 0 0 Cerus Corp COM 157085101 6364 1368700 SH SOLE 1368700 0 0 Cerus Corp COM 157085101 1627 350000 SH DFND 01 0 350000 0 Ciena Corp COM 171779309 15498 389300 SH SOLE 389300 0 0 Ciena Corp COM 171779309 398 10000 SH DFND 01 0 10000 0 Cigna Corp New COM 125523100 868 4900 SH SOLE 4900 0 0 Citi Trends, Inc. COM 17306X102 3979 447100 SH SOLE 447100 0 0 Cohu Inc. COM 192576106 613 49499 SH SOLE 49499 0 0 Cohu Inc. COM 192576106 157 12650 SH DFND 01 0 12650 0 Colgate-Palmolive COM 194162103 5694 85800 SH SOLE 85800 0 0 Comcast Corporation Cl A COM 20030n101 433 12600 SH SOLE 12600 0 0 Commscope Holding Company COM 20337x109 137 15000 SH SOLE 15000 0 0 Commscope Holding Company COM 20337x109 18 2000 SH DFND 01 0 2000 0 Computer Programs & Systems COM 205306103 3164 142200 SH SOLE 142200 0 0 Cutera, Inc. COM 232109108 1600 122500 SH SOLE 122500 0 0 Designer Brands Inc. CL A COM 250565108 141 28300 SH SOLE 28300 0 0 Designer Brands Inc. CL A COM 250565108 97 19500 SH DFND 01 0 19500 0 Ducommun Inc COM 264147109 14215 572015 SH SOLE 572015 0 0 Ducommun Inc COM 264147109 1242 50000 SH DFND 01 0 50000 0 Edwards Lifesciences Corporati COM 28176E108 830 4400 SH SOLE 4400 0 0 EMCOR Group, Inc. COM 29084Q100 1985 32375 SH SOLE 32375 0 0 EMCOR Group, Inc. COM 29084Q100 2231 36380 SH DFND 01 0 36380 0 EnerSys COM 29275y102 22373 451800 SH SOLE 451800 0 0 EnerSys COM 29275y102 396 8000 SH DFND 01 0 8000 0 Ensign Group, Inc. COM 29358p101 1542 41000 SH SOLE 41000 0 0 Ensign Group, Inc. COM 29358p101 1880 50000 SH DFND 01 0 50000 0 Entegris Inc COM 29362u104 20720 462800 SH SOLE 462800 0 0 Entegris Inc COM 29362u104 448 10000 SH DFND 01 0 10000 0 Evolent Health Inc. COM 30050b101 5 1000 SH SOLE 1000 0 0 Evolent Health Inc. COM 30050b101 163 30000 SH DFND 01 0 30000 0 Express Inc. COM 30219e103 5 3100 SH SOLE 3100 0 0 Express Inc. COM 30219e103 347 232675 SH DFND 01 0 232675 0 Extreme Networks COM 30226d106 19848 6423300 SH SOLE 6423300 0 0 Extreme Networks COM 30226d106 1205 390000 SH DFND 01 0 390000 0 Fabrinet COM g3323l100 37308 683800 SH SOLE 683800 0 0 Fabrinet COM g3323l100 600 11000 SH DFND 01 0 11000 0 Federal Signal Corp COM 313855108 3844 140900 SH SOLE 140900 0 0 Fidelity National Financial COM 31620r303 706 28393 SH SOLE 28393 0 0 Fidelity National Financial COM 31620r303 147 5900 SH DFND 01 0 5900 0 First Merchants Corporation COM 320817109 901 34000 SH DFND 01 0 34000 0 Flexion Therapeutics Inc COM 33938j106 393 50000 SH DFND 01 0 50000 0 Fluidigm Corp COM 34385p108 2763 1087700 SH SOLE 1087700 0 0 Fluidigm Corp COM 34385p108 1016 400000 SH DFND 01 0 400000 0 Foot Locker, Inc. COM 344849104 35 1600 SH SOLE 1600 0 0 Foot Locker, Inc. COM 344849104 1241 56300 SH DFND 01 0 56300 0 Formfactor Inc COM 346375108 3468 172600 SH SOLE 172600 0 0 Forterra COM 34960w106 8491 1419900 SH SOLE 1419900 0 0 Forterra COM 34960w106 837 140000 SH DFND 01 0 140000 0 Garmin LTD COM h2906t109 2421 32300 SH SOLE 32300 0 0 Garmin LTD COM h2906t109 510 6800 SH DFND 01 0 6800 0 GATX Corp COM 361448103 47 750 SH SOLE 750 0 0 GATX Corp COM 361448103 963 15400 SH DFND 01 0 15400 0 Genmark Diagnostics Inc COM 372309104 249 60500 SH SOLE 60500 0 0 Genmark Diagnostics Inc COM 372309104 240 58200 SH DFND 01 0 58200 0 Gentherm Inc COM 37253a103 471 15000 SH SOLE 15000 0 0 Globus Medical Inc Cl A new COM 379577208 28780 676700 SH SOLE 676700 0 0 Globus Medical Inc Cl A new COM 379577208 1250 29400 SH DFND 01 0 29400 0 Halozyme Therapeutics, Inc. COM 40637H109 180 10000 SH SOLE 10000 0 0 Hillenbrand Inc COM 431571108 1353 70800 SH SOLE 70800 0 0 Hillenbrand Inc COM 431571108 772 40400 SH DFND 01 0 40400 0 Hooker Furniture Corporation COM 439038100 156 10000 SH SOLE 10000 0 0 Huttig Building COM 448451104 1256 1794700 SH SOLE 1794700 0 0 Huttig Building COM 448451104 175 250000 SH DFND 01 0 250000 0 IAC/Interactive Corp COM 44919p508 3307 18450 SH SOLE 18450 0 0 IAC/Interactive Corp COM 44919p508 2348 13100 SH DFND 01 0 13100 0 Ichor Holdings COM g4740b105 9436 492500 SH SOLE 492500 0 0 II-VI, Inc. COM 902104108 26488 929399 SH SOLE 929399 0 0 II-VI, Inc. COM 902104108 997 35000 SH DFND 01 0 35000 0 Infinera Corp COM 45667g103 6825 1287743 SH SOLE 1287743 0 0 Infinera Corp COM 45667g103 795 150000 SH DFND 01 0 150000 0 Inovalon Holdings, Inc. Class COM 45781d101 350 21000 SH SOLE 21000 0 0 Inovalon Holdings, Inc. Class COM 45781d101 298 17900 SH DFND 01 0 17900 0 Insight Enterprises COM 45765U103 25008 593600 SH SOLE 593600 0 0 Insight Enterprises COM 45765U103 1854 44000 SH DFND 01 0 44000 0 Intevac Inc. COM 461148108 203 49700 SH SOLE 49700 0 0 Invacare Corporation COM 461203101 1846 248500 SH SOLE 248500 0 0 Invacare Corporation COM 461203101 743 100000 SH DFND 01 0 100000 0 J Jill Group COM 46620w102 59 106500 SH SOLE 106500 0 0 J2 Global Inc COM 48123v102 2635 35200 SH SOLE 35200 0 0 J2 Global Inc COM 48123v102 2021 27000 SH DFND 01 0 27000 0 Jabil Inc COM 466313103 16577 674400 SH SOLE 674400 0 0 Jabil Inc COM 466313103 1227 49900 SH DFND 01 0 49900 0 Jeld-wen Holding, Inc. COM 47580p103 282 29000 SH DFND 01 0 29000 0 Johnson & Johnson COM 478160104 9664 73700 SH SOLE 73700 0 0 Kadant Inc. COM 48282T104 1120 15000 SH SOLE 15000 0 0 Kadant Inc. COM 48282T104 1388 18600 SH DFND 01 0 18600 0 Kelly Services Inc Class A COM 488152208 1122 88400 SH SOLE 88400 0 0 Kelly Services Inc Class A COM 488152208 981 77325 SH DFND 01 0 77325 0 KEMET Corporation COM 488360207 6871 284400 SH SOLE 284400 0 0 KEMET Corporation COM 488360207 725 30000 SH DFND 01 0 30000 0 Kforce, Inc. COM 493732101 1688 66000 SH SOLE 66000 0 0 Kforce, Inc. COM 493732101 1426 55750 SH DFND 01 0 55750 0 Kratos Defense & Security Solu COM 50077b207 10975 793000 SH SOLE 793000 0 0 Kratos Defense & Security Solu COM 50077b207 830 60000 SH DFND 01 0 60000 0 Kulicke & Soffa Industries Inc COM 501242101 2096 100450 SH SOLE 100450 0 0 Kulicke & Soffa Industries Inc COM 501242101 2529 121200 SH DFND 01 0 121200 0 La Z Boy Inc COM 505336107 1027 50000 SH SOLE 50000 0 0 Leaf Group Ltd. COM 52177g102 14 10650 SH SOLE 10650 0 0 Lumentum Holdings Inc. COM 55024u109 12714 172510 SH SOLE 172510 0 0 Lumentum Holdings Inc. COM 55024u109 995 13500 SH DFND 01 0 13500 0 Magellan Health Services, Inc. COM 559079207 1454 30220 SH SOLE 30220 0 0 Magellan Health Services, Inc. COM 559079207 1554 32300 SH DFND 01 0 32300 0 Marvell Technology Group Ltd COM g5876h105 3453 152600 SH SOLE 152600 0 0 Marvell Technology Group Ltd COM g5876h105 1365 60313 SH DFND 01 0 60313 0 Masimo Corp COM 574795100 5447 30753 SH SOLE 30753 0 0 Masimo Corp COM 574795100 1771 10000 SH DFND 01 0 10000 0 Matrix Service Co. COM 576853105 1175 124025 SH SOLE 124025 0 0 Matrix Service Co. COM 576853105 1288 136000 SH DFND 01 0 136000 0 Mednax Inc COM 58502b106 24 2100 SH SOLE 2100 0 0 Mednax Inc COM 58502b106 345 29650 SH DFND 01 0 29650 0 Merck & Co COM 58933y105 1385 18000 SH SOLE 18000 0 0 Mid America Apartment Communit COM 59522j103 2642 25640 SH SOLE 25640 0 0 Mid America Apartment Communit COM 59522j103 1808 17550 SH DFND 01 0 17550 0 Mitek Systems COM 606710200 6662 845420 SH SOLE 845420 0 0 Mitek Systems COM 606710200 1340 170000 SH DFND 01 0 170000 0 MKS Instruments Inc. COM 55306n104 3038 37300 SH SOLE 37300 0 0 MKS Instruments Inc. COM 55306n104 749 9200 SH DFND 01 0 9200 0 MYR Group Inc. COM 55405w104 210 8000 SH SOLE 8000 0 0 Natera, Inc. COM 632307104 328 11000 SH SOLE 11000 0 0 National Bank Hldgs Corp Cl A COM 633707104 357 14936 SH DFND 01 0 14936 0 Nature's Sunshine Products, In COM 639027101 8700 1070087 SH SOLE 1070087 0 0 Nature's Sunshine Products, In COM 639027101 650 80000 SH DFND 01 0 80000 0 Neophotonics Corporation COM 64051t100 11552 1593400 SH SOLE 1593400 0 0 Neophotonics Corporation COM 64051t100 2102 290000 SH DFND 01 0 290000 0 Nextgen Healthcare Inc. COM 65343c102 10036 961300 SH SOLE 961300 0 0 NN, Inc. COM 629337106 2749 1589300 SH SOLE 1589300 0 0 NN, Inc. COM 629337106 208 120000 SH DFND 01 0 120000 0 NortonLifeLock Inc. COM 668771108 1983 106000 SH SOLE 106000 0 0 Omnicell Inc COM 68213n109 19064 290700 SH SOLE 290700 0 0 Omnicell Inc COM 68213n109 1705 26000 SH DFND 01 0 26000 0 Onto Innovation Inc. COM 683344105 20851 702764 SH SOLE 702764 0 0 Onto Innovation Inc. COM 683344105 1780 60000 SH DFND 01 0 60000 0 Ooma Inc. COM 683416101 239 20000 SH SOLE 20000 0 0 OptiNose, Inc. COM 68404v100 4 1000 SH SOLE 1000 0 0 OptiNose, Inc. COM 68404v100 449 100000 SH DFND 01 0 100000 0 Orthopediatrics Corp COM 68752l100 238 6000 SH SOLE 6000 0 0 Orthopediatrics Corp COM 68752l100 262 6600 SH DFND 01 0 6600 0 Pennant Group Inc. COM 70805e109 290 20500 SH SOLE 20500 0 0 PepsiCo Inc COM 713448108 8611 71700 SH SOLE 71700 0 0 PerkinElmer, Inc. COM 714046109 3090 41050 SH SOLE 41050 0 0 PerkinElmer, Inc. COM 714046109 2319 30800 SH DFND 01 0 30800 0 Pitney Bowes COM 724479100 2314 1134500 SH SOLE 1134500 0 0 Pitney Bowes COM 724479100 490 240000 SH DFND 01 0 240000 0 Primoris Services Corp COM 74164f103 397 25000 SH DFND 01 0 25000 0 Procter & Gamble COM 742718109 341 3100 SH SOLE 3100 0 0 Progress Software Corp COM 743312100 837 26150 SH SOLE 26150 0 0 Progress Software Corp COM 743312100 454 14200 SH DFND 01 0 14200 0 Prosperity Bancshares, Inc. COM 743606105 40 830 SH SOLE 830 0 0 Prosperity Bancshares, Inc. COM 743606105 408 8448 SH DFND 01 0 8448 0 PTC Inc COM 69370c100 2448 40000 SH SOLE 40000 0 0 Pure Storage, Inc. Class A COM 74624m102 332 27000 SH SOLE 27000 0 0 Qorvo Inc. COM 74736k101 111 1380 SH SOLE 1380 0 0 Qorvo Inc. COM 74736k101 2161 26800 SH DFND 01 0 26800 0 R1 RCM, Inc COM 749397105 39132 4305000 SH SOLE 4305000 0 0 R1 RCM, Inc COM 749397105 2363 260000 SH DFND 01 0 260000 0 Radnet Inc COM 750491102 188 17900 SH SOLE 17900 0 0 Renasant Corporation COM 75970e107 786 36000 SH DFND 01 0 36000 0 Rexnord Corp New COM 76169b102 1290 56900 SH SOLE 56900 0 0 Rexnord Corp New COM 76169b102 440 19400 SH DFND 01 0 19400 0 Ribbon Communications Inc COM 762544104 16697 5510500 SH SOLE 5510500 0 0 Ribbon Communications Inc COM 762544104 1818 600000 SH DFND 01 0 600000 0 RTI Surgical Holdings Inc COM 74975n105 9178 5367270 SH SOLE 5367270 0 0 RTI Surgical Holdings Inc COM 74975n105 1317 770000 SH DFND 01 0 770000 0 RTW Retailwinds Inc. COM 74980d100 950 4521352 SH SOLE 4521352 0 0 RTW Retailwinds Inc. COM 74980d100 15 70900 SH DFND 01 0 70900 0 Sensient Technologies Corp COM 81725T100 1228 28225 SH SOLE 28225 0 0 Sensient Technologies Corp COM 81725T100 1455 33450 SH DFND 01 0 33450 0 Skyworks Solutions, Inc. COM 83088M102 22034 246525 SH SOLE 246525 0 0 Skyworks Solutions, Inc. COM 83088M102 644 7200 SH DFND 01 0 7200 0 Summit Materials, Inc. Class a COM 86614u100 11218 747850 SH SOLE 747850 0 0 Summit Materials, Inc. Class a COM 86614u100 1113 74200 SH DFND 01 0 74200 0 SYNNEX Corporation COM 87162W100 6306 86271 SH SOLE 86271 0 0 SYNNEX Corporation COM 87162W100 1428 19532 SH DFND 01 0 19532 0 Tabula Rasa Healthcare Inc COM 873379101 1276 24400 SH SOLE 24400 0 0 Tabula Rasa Healthcare Inc COM 873379101 1558 29800 SH DFND 01 0 29800 0 Teradyne Inc COM 880770102 4388 81000 SH SOLE 81000 0 0 Teradyne Inc COM 880770102 1012 18675 SH DFND 01 0 18675 0 Tillys Inc COM 886885102 6897 1670000 SH SOLE 1670000 0 0 Tillys Inc COM 886885102 1404 340000 SH DFND 01 0 340000 0 Tivo Corp COM 88870P106 206 29050 SH SOLE 29050 0 0 TPG RE Finance Trust Inc COM 87266m107 209 38000 SH DFND 01 0 38000 0 TTM Technologies, Inc. COM 87305R109 8483 820400 SH SOLE 820400 0 0 TTM Technologies, Inc. COM 87305R109 233 22500 SH DFND 01 0 22500 0 Ultra Clean Holdings Inc COM 90385v107 12247 887500 SH SOLE 887500 0 0 Veeco Instruments COM 922417100 10 1000 SH SOLE 1000 0 0 Veeco Instruments COM 922417100 191 20000 SH DFND 01 0 20000 0 Vocera Communications Inc COM 92857f107 4885 230000 SH SOLE 230000 0 0 Vocera Communications Inc COM 92857f107 1805 85000 SH DFND 01 0 85000 0 WESCO International, Inc. COM 95082P105 1142 50000 SH SOLE 50000 0 0 Westlake Chemical Corp COM 960413102 792 20750 SH SOLE 20750 0 0 Westlake Chemical Corp COM 960413102 166 4350 SH DFND 01 0 4350 0 Westport Fuel COM 960908309 1501 1595100 SH SOLE 1595100 0 0 Westport Fuel COM 960908309 565 600000 SH DFND 01 0 600000 0 Westrock Co COM 96145d105 21599 764288 SH SOLE 764288 0 0 Zumiez, Inc. COM 989817101 333 19200 SH DFND 01 0 19200 0