0001037792-15-000022.txt : 20150512 0001037792-15-000022.hdr.sgml : 20150512 20150512155313 ACCESSION NUMBER: 0001037792-15-000022 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150512 DATE AS OF CHANGE: 20150512 EFFECTIVENESS DATE: 20150512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARADIGM CAPITAL MANAGEMENT INC/NY CENTRAL INDEX KEY: 0001037792 IRS NUMBER: 141770168 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06298 FILM NUMBER: 15854370 BUSINESS ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 BUSINESS PHONE: 5184313500 MAIL ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001037792 XXXXXXXX 03-31-2015 03-31-2015 PARADIGM CAPITAL MANAGEMENT INC/NY
9 ELK STREET ALBANY NY 12207
13F HOLDINGS REPORT 028-06298 N
John V. Gulick VP and CCO 518-431-3500 John V. Gulick Albany NY 05-12-2015 1 324 968998 false 1 Paradigm Funds Advisor LLC
INFORMATION TABLE 2 13f1q2015.xml Accretive Health Inc COM 00438v103 5188 897500 SH SOLE 897500 0 0 Accretive Health Inc COM 00438v103 809 140000 SH DFND 01 0 140000 0 Accuride Corp COM 00439t206 140 30000 SH SOLE 30000 0 0 Adirondack Trust co Saratoga S COM 007014103 469 280 SH SOLE 280 0 0 Aegean Marine Petroleum Networ COM y0017s102 431 30000 SH DFND 01 0 30000 0 Air Transport Services Group COM 00922r105 1793 194500 SH DFND 01 0 194500 0 Albany International Corp. 'A' COM 012348108 397 10000 SH SOLE 10000 0 0 Alleghany Corporation COM 017175100 1113 2285 SH SOLE 2285 0 0 Alleghany Corporation COM 017175100 83 170 SH DFND 01 0 170 0 Alliance Fiber Optic Products COM 018680306 209 12000 SH SOLE 12000 0 0 Allscripts Healthcare Solution COM 01988P108 10928 913700 SH SOLE 913700 0 0 Allscripts Healthcare Solution COM 01988P108 2232 186600 SH DFND 01 0 186600 0 Alphatec Hldgs Inc COM 02081g102 5999 4137181 SH SOLE 4137181 0 0 Alphatec Hldgs Inc COM 02081g102 580 400000 SH DFND 01 0 400000 0 Amer Eagle Outfitters COM 02553e106 1709 100060 SH SOLE 100060 0 0 Amer Eagle Outfitters COM 02553e106 2410 141100 SH DFND 01 0 141100 0 American Airlines Group Inc. COM 02376r102 528 10000 SH SOLE 10000 0 0 American Financial Group COM 025932104 1196 18650 SH SOLE 18650 0 0 American Financial Group COM 025932104 93 1450 SH DFND 01 0 1450 0 American Tower Corporation New COM 03027x100 680 7225 SH SOLE 7225 0 0 American Woodmark Corporation COM 030506109 7378 134800 SH SOLE 134800 0 0 Approach Resources Inc COM 03834a103 185 28000 SH SOLE 28000 0 0 Approach Resources Inc COM 03834a103 21 3200 SH DFND 01 0 3200 0 Aptargroup, Inc. COM 038336103 900 14175 SH SOLE 14175 0 0 Aptargroup, Inc. COM 038336103 92 1450 SH DFND 01 0 1450 0 Ardmore Shipping Corp COM y0207t100 1179 117100 SH DFND 01 0 117100 0 Aspen Insurance Holdings Ltd COM g05384105 1367 28950 SH SOLE 28950 0 0 Aspen Insurance Holdings Ltd COM g05384105 111 2350 SH DFND 01 0 2350 0 Atricure Inc COM 04963c209 2301 112300 SH SOLE 112300 0 0 Avago Technologies COM y0486s104 22768 179300 SH SOLE 179300 0 0 Avid Technology, Inc. COM 05367p100 13555 909755 SH SOLE 909755 0 0 Avid Technology, Inc. COM 05367p100 1639 110000 SH DFND 01 0 110000 0 Avinger, Inc. COM 053734109 498 44900 SH SOLE 44900 0 0 Banner Corp New COM 06652v208 1694 36900 SH DFND 01 0 36900 0 Baxter International COM 071813109 719 10500 SH SOLE 10500 0 0 Bebe Stores, Inc. COM 075571109 8268 2277600 SH SOLE 2277600 0 0 Best Buy Co COM 086516101 1578 41760 SH SOLE 41760 0 0 Best Buy Co COM 086516101 104 2750 SH DFND 01 0 2750 0 Black Diamond Inc COM 09202g101 331 35000 SH SOLE 35000 0 0 Blackstone Mortgage TR Inc Cl COM 09257w100 1342 47300 SH DFND 01 0 47300 0 Boise Cascade Company COM 09739d100 777 20738 SH SOLE 20738 0 0 Boise Cascade Company COM 09739d100 52 1375 SH DFND 01 0 1375 0 Brocade Communications COM 111621306 9329 786300 SH SOLE 786300 0 0 Brocade Communications COM 111621306 91 7700 SH DFND 01 0 7700 0 Brooks Automation Inc. COM 114340102 91 7800 SH SOLE 7800 0 0 Brooks Automation Inc. COM 114340102 2179 187325 SH DFND 01 0 187325 0 Brown Shoe Company COM 115736100 22835 696200 SH SOLE 696200 0 0 Brown Shoe Company COM 115736100 1082 33000 SH DFND 01 0 33000 0 Capitol Federal Financial Inc COM 14057J101 494 39550 SH SOLE 39550 0 0 Carriage Services COM 143905107 647 27125 SH SOLE 27125 0 0 Carrols Restaurant Group COM 14574X104 567 68360 SH SOLE 68360 0 0 Ceragon Networks Ltd COM m22013102 40 35000 SH SOLE 35000 0 0 Cherokee Inc. COM 16444h102 312 16035 SH SOLE 16035 0 0 Christopher & Banks Corp COM 171046105 1636 294302 SH SOLE 294302 0 0 Cohu Inc. COM 192576106 9059 828051 SH SOLE 828051 0 0 Colgate-Palmolive COM 194162103 6088 87800 SH SOLE 87800 0 0 Comcast Corporation Cl A COM 20030n101 435 7700 SH SOLE 7700 0 0 Commercial Metals Company COM 201723103 10672 659200 SH SOLE 659200 0 0 Commercial Metals Company COM 201723103 1862 115000 SH DFND 01 0 115000 0 CONSOL Energy Inc. COM 20854p109 356 12775 SH SOLE 12775 0 0 Continental Building Products, COM 211171103 545 24125 SH SOLE 24125 0 0 Convergys Corporation COM 212485106 1503 65735 SH SOLE 65735 0 0 Convergys Corporation COM 212485106 2334 102050 SH DFND 01 0 102050 0 Cray Computer COM 225223304 23719 844700 SH SOLE 844700 0 0 Cray Computer COM 225223304 84 3000 SH DFND 01 0 3000 0 Cross Country Healthcare, Inc. COM 227483104 882 74375 SH SOLE 74375 0 0 CVR Refining LP COM 12663p107 465 22425 SH SOLE 22425 0 0 Datalink Corp COM 237934104 1689 140300 SH SOLE 140300 0 0 Datalink Corp COM 237934104 896 74400 SH DFND 01 0 74400 0 Dawson Geophysical COM 239360100 5819 1362682 SH SOLE 1362682 0 0 Deckers Outdoor Corporation COM 243537107 973 13350 SH SOLE 13350 0 0 Deckers Outdoor Corporation COM 243537107 1151 15800 SH DFND 01 0 15800 0 Delek US Holdings Inc. COM 246647101 1547 38925 SH SOLE 38925 0 0 Delek US Holdings Inc. COM 246647101 101 2550 SH DFND 01 0 2550 0 Demand Media Inc COM 24802n208 7 1150 SH SOLE 1150 0 0 Demand Media Inc COM 24802n208 219 38235 SH DFND 01 0 38235 0 Dillards Inc. COM 254067101 273 2000 SH SOLE 2000 0 0 Dillards Inc. COM 254067101 191 1400 SH DFND 01 0 1400 0 DST Systems Inc- Del COM 233326107 514 4640 SH SOLE 4640 0 0 Ducommun Inc COM 264147109 4026 155462 SH SOLE 155462 0 0 Ducommun Inc COM 264147109 556 21450 SH DFND 01 0 21450 0 Edwards Lifesciences Corporati COM 28176E108 741 5200 SH SOLE 5200 0 0 Electro Scientific Industries COM 285229100 1154 186800 SH DFND 01 0 186800 0 EMCOR Group, Inc. COM 29084Q100 1055 22700 SH SOLE 22700 0 0 EMCOR Group, Inc. COM 29084Q100 2281 49075 SH DFND 01 0 49075 0 Emcore Corporation COM 290846203 5054 929100 SH SOLE 929100 0 0 Emcore Corporation COM 290846203 435 80000 SH DFND 01 0 80000 0 Emulex Corporation COM 292475209 184 23050 SH DFND 01 0 23050 0 EnerSys COM 29275y102 21225 330400 SH SOLE 330400 0 0 EnerSys COM 29275y102 128 2000 SH DFND 01 0 2000 0 Entegris Inc COM 29362u104 3674 268400 SH SOLE 268400 0 0 Entropic Communications Inc. COM 29384r105 15928 5381100 SH SOLE 5381100 0 0 Entropic Communications Inc. COM 29384r105 1184 400000 SH DFND 01 0 400000 0 Essex Rental Corp COM 297187106 302 229014 SH SOLE 229014 0 0 Exactech Inc. COM 30064e109 641 25000 SH SOLE 25000 0 0 Express Inc. COM 30219e103 1292 78175 SH SOLE 78175 0 0 Express Inc. COM 30219e103 2340 141575 SH DFND 01 0 141575 0 Extreme Networks COM 30226d106 14543 4602200 SH SOLE 4602200 0 0 Extreme Networks COM 30226d106 2054 650000 SH DFND 01 0 650000 0 Ezcorp Inc COM 302301106 264 28970 SH SOLE 28970 0 0 Fabrinet COM g3323l100 19362 1019572 SH SOLE 1019572 0 0 Fabrinet COM g3323l100 110 5800 SH DFND 01 0 5800 0 Federal Signal Corp COM 313855108 14756 934500 SH SOLE 934500 0 0 Federal Signal Corp COM 313855108 2368 150000 SH DFND 01 0 150000 0 Fidelity National Financial COM 31620r303 1047 28489 SH SOLE 28489 0 0 Fidelity National Financial COM 31620r303 82 2225 SH DFND 01 0 2225 0 Fidelity National Financial In COM 31620r402 134 9486 SH SOLE 9486 0 0 Fidelity National Financial In COM 31620r402 11 800 SH DFND 01 0 800 0 Finisar Corp COM 31787a507 4154 194650 SH SOLE 194650 0 0 Finish Line, Inc. COM 317923100 10605 432500 SH SOLE 432500 0 0 First Majestic Silver Corp COM 32076v103 56 10275 SH DFND 01 0 10275 0 First Merchants Corporation COM 320817109 1083 46000 SH DFND 01 0 46000 0 Fly Leasing Limited Sponsored COM 34407d109 516 35450 SH SOLE 35450 0 0 Foot Locker, Inc. COM 344849104 2036 32315 SH SOLE 32315 0 0 Foot Locker, Inc. COM 344849104 2844 45150 SH DFND 01 0 45150 0 Fossil Group Inc. COM 34988v106 412 5000 SH SOLE 5000 0 0 GATX Corp COM 361448103 1120 19325 SH SOLE 19325 0 0 GATX Corp COM 361448103 1522 26250 SH DFND 01 0 26250 0 General Electric COM 369604103 287 11557 SH SOLE 11557 0 0 Gentherm Inc COM 37253a103 758 15000 SH SOLE 15000 0 0 Globus Medical Inc Cl A new COM 379577208 20870 826850 SH SOLE 826850 0 0 Globus Medical Inc Cl A new COM 379577208 856 33900 SH DFND 01 0 33900 0 Good Times Restaurants Inc. COM 382140879 215 29890 SH SOLE 29890 0 0 Gramercy Property Trust Inc COM 38489r605 1178 41975 SH DFND 01 0 41975 0 Granite Construction Inc. COM 387328107 1388 39500 SH DFND 01 0 39500 0 Halozyme Therapeutics, Inc. COM 40637H109 143 10000 SH SOLE 10000 0 0 Harmonic Inc COM 413160102 7163 966725 SH SOLE 966725 0 0 Harris Corp COM 413875105 614 7795 SH SOLE 7795 0 0 Harsco Corporation COM 415864107 428 24825 SH SOLE 24825 0 0 Haverty Furniture Companies In COM 419596101 461 18525 SH SOLE 18525 0 0 Hillenbrand Inc COM 431571108 1308 42375 SH SOLE 42375 0 0 Hillenbrand Inc COM 431571108 254 8225 SH DFND 01 0 8225 0 Huttig Building COM 448451104 6933 2432500 SH SOLE 2432500 0 0 IAC/Interactive Corp COM 44919p508 1755 26005 SH SOLE 26005 0 0 IAC/Interactive Corp COM 44919p508 2569 38075 SH DFND 01 0 38075 0 Iconix Brand Group Inc COM 451055107 505 15000 SH DFND 01 0 15000 0 Infoblox Inc. COM 45672h104 358 15000 SH SOLE 15000 0 0 Innospec Inc COM 45768s105 412 8875 SH SOLE 8875 0 0 Innospec Inc COM 45768s105 61 1325 SH DFND 01 0 1325 0 Insight Enterprises COM 45765U103 8188 287100 SH SOLE 287100 0 0 Insteel Industries Inc COM 45774w108 11113 513800 SH SOLE 513800 0 0 Insteel Industries Inc COM 45774w108 865 40000 SH DFND 01 0 40000 0 Intl Business Machines COM 459200101 315 1960 SH SOLE 1960 0 0 Intuitive Surgical Inc New COM 46120e602 505 1000 SH SOLE 1000 0 0 ITRON Inc. COM 465741106 637 17435 SH SOLE 17435 0 0 J2 Global Inc COM 48123v102 2348 35750 SH SOLE 35750 0 0 J2 Global Inc COM 48123v102 2670 40650 SH DFND 01 0 40650 0 Jabil Circuit COM 466313103 19957 853610 SH SOLE 853610 0 0 Jabil Circuit COM 466313103 102 4350 SH DFND 01 0 4350 0 Johnson & Johnson COM 478160104 7521 74760 SH SOLE 74760 0 0 K2M Group Holdings, Inc COM 48273j107 516 23400 SH SOLE 23400 0 0 Kadant Inc. COM 48282T104 789 15000 SH SOLE 15000 0 0 Kadant Inc. COM 48282T104 894 17000 SH DFND 01 0 17000 0 Kapstone Paper COM 48562p103 42201 1285050 SH SOLE 1285050 0 0 Kapstone Paper COM 48562p103 657 20000 SH DFND 01 0 20000 0 Kelly Services Inc Class A COM 488152208 858 49175 SH SOLE 49175 0 0 Kelly Services Inc Class A COM 488152208 56 3200 SH DFND 01 0 3200 0 Key Tronic Corp COM 493144109 479 44550 SH SOLE 44550 0 0 Kforce, Inc. COM 493732101 1502 67325 SH SOLE 67325 0 0 Kforce, Inc. COM 493732101 1842 82550 SH DFND 01 0 82550 0 Kirkland's Inc. COM 497498105 22776 959000 SH SOLE 959000 0 0 Kirkland's Inc. COM 497498105 2375 100000 SH DFND 01 0 100000 0 Kofax Limited COM g5307c105 7539 688505 SH SOLE 688505 0 0 Kraft Foods Grp Inc COM 50076q106 628 7210 SH SOLE 7210 0 0 Kratos Defense & Security Solu COM 50077b207 2737 494900 SH SOLE 494900 0 0 Kulicke & Soffa Industries Inc COM 501242101 941 60200 SH SOLE 60200 0 0 Kulicke & Soffa Industries Inc COM 501242101 995 63675 SH DFND 01 0 63675 0 La Z Boy Inc COM 505336107 24130 858400 SH SOLE 858400 0 0 La Z Boy Inc COM 505336107 2097 74600 SH DFND 01 0 74600 0 Lattice Semiconductor Corporat COM 518415104 2870 452700 SH SOLE 452700 0 0 Lattice Semiconductor Corporat COM 518415104 380 60000 SH DFND 01 0 60000 0 Legacy Texas Finl Group Inc. COM 52471y106 59 2600 SH SOLE 2600 0 0 Legacy Texas Finl Group Inc. COM 52471y106 1177 51800 SH DFND 01 0 51800 0 Lumos Networks Corp COM 550283105 229 15000 SH SOLE 15000 0 0 Magellan Health Services, Inc. COM 559079207 2064 29150 SH SOLE 29150 0 0 Magellan Health Services, Inc. COM 559079207 2365 33400 SH DFND 01 0 33400 0 Magnum Hunter Resources, Inc. COM 55973b102 27 10000 SH SOLE 10000 0 0 Marvell Technology Group Ltd COM g5876h105 915 62225 SH SOLE 62225 0 0 Marvell Technology Group Ltd COM g5876h105 128 8700 SH DFND 01 0 8700 0 Masimo Corp COM 574795100 2575 78075 SH SOLE 78075 0 0 Masimo Corp COM 574795100 153 4650 SH DFND 01 0 4650 0 Matrix Service Co. COM 576853105 1460 83160 SH SOLE 83160 0 0 Matrix Service Co. COM 576853105 1683 95850 SH DFND 01 0 95850 0 Mattson Technology Inc COM 577223100 14028 3560300 SH SOLE 3560300 0 0 Mattson Technology Inc COM 577223100 985 250000 SH DFND 01 0 250000 0 Mednax Inc COM 58502b106 1800 24825 SH SOLE 24825 0 0 Mednax Inc COM 58502b106 2505 34550 SH DFND 01 0 34550 0 Mens Wearhouse Inc COM 587118100 1647 31555 SH SOLE 31555 0 0 Mens Wearhouse Inc COM 587118100 2271 43500 SH DFND 01 0 43500 0 Merck & Co COM 58933y105 1036 18028 SH SOLE 18028 0 0 Michaels Companies Inc COM 59408q106 315 11635 SH SOLE 11635 0 0 Micron Technology Inc. COM 595112103 326 12000 SH SOLE 12000 0 0 Microsemi Corp COM 595137100 2686 75885 SH SOLE 75885 0 0 Microsemi Corp COM 595137100 2871 81100 SH DFND 01 0 81100 0 Mid America Apartment Communit COM 59522j103 1910 24720 SH SOLE 24720 0 0 Mid America Apartment Communit COM 59522j103 2422 31350 SH DFND 01 0 31350 0 Midstates Petroleum Co. Inc COM 59804t100 9 10500 SH DFND 01 0 10500 0 Mitcham Industries, Inc. COM 606501104 2883 626713 SH SOLE 626713 0 0 Mitcham Industries, Inc. COM 606501104 336 73100 SH DFND 01 0 73100 0 Mitel Networks Corp COM 60671q104 13688 1345900 SH SOLE 1345900 0 0 Mitel Networks Corp COM 60671q104 2339 230000 SH DFND 01 0 230000 0 Montpelier Re Holdings, Ltd. COM g62185106 888 23100 SH SOLE 23100 0 0 Montpelier Re Holdings, Ltd. COM g62185106 66 1725 SH DFND 01 0 1725 0 MusclePharm Corp. COM 627335201 202 44900 SH SOLE 44900 0 0 National Bank Hldgs Corp Cl A COM 633707104 1236 65700 SH DFND 01 0 65700 0 Nature's Sunshine Products, In COM 639027101 14975 1141365 SH SOLE 1141365 0 0 Nature's Sunshine Products, In COM 639027101 787 60000 SH DFND 01 0 60000 0 NetScout Systems Inc. COM 64115t104 733 16710 SH SOLE 16710 0 0 New York & Company, Inc. COM 649295102 8922 3568700 SH SOLE 3568700 0 0 New York & Company, Inc. COM 649295102 1750 700000 SH DFND 01 0 700000 0 Noble Romans Inc. COM 655107100 95 41400 SH SOLE 41400 0 0 Northstar Realty Finance COM 66704r704 528 29135 SH SOLE 29135 0 0 Nu Skin Enterprises, Inc. COM 67018T105 301 5000 SH SOLE 5000 0 0 Nuvasive Inc COM 670704105 1657 36025 SH SOLE 36025 0 0 Nuvasive Inc COM 670704105 124 2700 SH DFND 01 0 2700 0 Olin Corp COM 680665205 774 24150 SH SOLE 24150 0 0 Olin Corp COM 680665205 57 1775 SH DFND 01 0 1775 0 Omnicell Inc COM 68213n109 9519 271200 SH SOLE 271200 0 0 Omnicell Inc COM 68213n109 702 20000 SH DFND 01 0 20000 0 Orion Engineered Carbons SA COM l72967109 437 24290 SH SOLE 24290 0 0 Pacific Sunwear of California COM 694873100 9488 3437501 SH SOLE 3437501 0 0 Pacific Sunwear of California COM 694873100 718 260000 SH DFND 01 0 260000 0 Park Ohio Holdings Corp. COM 700666100 267 5075 SH SOLE 5075 0 0 Park Ohio Holdings Corp. COM 700666100 564 10700 SH DFND 01 0 10700 0 PCM Inc COM 69323k100 1580 169187 SH SOLE 169187 0 0 Pennymac Mortgage Investment T COM 70931t103 585 27500 SH DFND 01 0 27500 0 PepsiCo Inc COM 713448108 7105 74303 SH SOLE 74303 0 0 PerkinElmer, Inc. COM 714046109 2273 44450 SH SOLE 44450 0 0 PerkinElmer, Inc. COM 714046109 2102 41100 SH DFND 01 0 41100 0 Petroquest Energy Inc COM 716748108 351 152460 SH SOLE 152460 0 0 Petroquest Energy Inc COM 716748108 791 344100 SH DFND 01 0 344100 0 PHH Corp COM 693320202 590 24425 SH SOLE 24425 0 0 PHH Corp COM 693320202 44 1800 SH DFND 01 0 1800 0 PhotoMedex, Inc. COM 719358301 2474 1230700 SH SOLE 1230700 0 0 Ply Gem Hldgs Inc. COM 72941w100 812 62500 SH SOLE 62500 0 0 Polycom Inc COM 73172K104 1213 90520 SH SOLE 90520 0 0 Polycom Inc COM 73172K104 240 17875 SH DFND 01 0 17875 0 Premiere Global Services, Inc. COM 740585104 898 93980 SH SOLE 93980 0 0 Premiere Global Services, Inc. COM 740585104 1930 201900 SH DFND 01 0 201900 0 Procter & Gamble COM 742718109 421 5134 SH SOLE 5134 0 0 Progress Software Corp COM 743312100 1134 41745 SH SOLE 41745 0 0 Progress Software Corp COM 743312100 264 9700 SH DFND 01 0 9700 0 Providence Service Corp. COM 743815102 466 8765 SH SOLE 8765 0 0 PTC Inc COM 69370c100 10465 289325 SH SOLE 289325 0 0 Qlogic Corp COM 747277101 52 3525 SH SOLE 3525 0 0 Qlogic Corp COM 747277101 1088 73800 SH DFND 01 0 73800 0 Qorvo Inc. COM 74736k101 2527 31710 SH SOLE 31710 0 0 Qorvo Inc. COM 74736k101 2845 35700 SH DFND 01 0 35700 0 Quality Distribution Inc COM 74756M102 559 54150 SH SOLE 54150 0 0 Quality Distribution Inc COM 74756M102 1646 159323 SH DFND 01 0 159323 0 Regal Entertainment Group COM 758766109 1977 86560 SH SOLE 86560 0 0 Regal Entertainment Group COM 758766109 2229 97600 SH DFND 01 0 97600 0 Renasant Corporation COM 75970e107 1202 40000 SH DFND 01 0 40000 0 Richardson Electronics, Ltd. COM 763165107 539 60000 SH SOLE 60000 0 0 Rightside Group Ltd. COM 76658b100 12 1150 SH SOLE 1150 0 0 Rightside Group Ltd. COM 76658b100 388 38235 SH DFND 01 0 38235 0 Rovi Corp. COM 779376102 1438 78950 SH SOLE 78950 0 0 Rovi Corp. COM 779376102 242 13300 SH DFND 01 0 13300 0 Rti International Metals COM 74973w107 2948 82100 SH SOLE 82100 0 0 Rti International Metals COM 74973w107 487 13575 SH DFND 01 0 13575 0 RTI Surgical Inc COM 74975n105 20719 4194100 SH SOLE 4194100 0 0 RTI Surgical Inc COM 74975n105 692 140000 SH DFND 01 0 140000 0 Rudolph Technologies Inc. COM 781270103 10454 948600 SH SOLE 948600 0 0 Ryder System Inc. COM 783549108 961 10125 SH SOLE 10125 0 0 Ryder System Inc. COM 783549108 76 800 SH DFND 01 0 800 0 Salem Communications Cl A COM 794093104 62 10000 SH SOLE 10000 0 0 Schulman (A.) COM 808194104 666 13810 SH SOLE 13810 0 0 Sensient Technologies Corp COM 81725T100 1443 20945 SH SOLE 20945 0 0 Sensient Technologies Corp COM 81725T100 2301 33400 SH DFND 01 0 33400 0 ServiceMaster Global Holdings, COM 81761r109 280 8310 SH SOLE 8310 0 0 ShorTel Inc. COM 825211105 3430 503000 SH SOLE 503000 0 0 ShorTel Inc. COM 825211105 682 100000 SH DFND 01 0 100000 0 Silicon Graphics International COM 82706l108 12790 1471800 SH SOLE 1471800 0 0 Silicon Graphics International COM 82706l108 695 80000 SH DFND 01 0 80000 0 Skyworks Solutions, Inc. COM 83088M102 26106 265600 SH SOLE 265600 0 0 Skyworks Solutions, Inc. COM 83088M102 568 5775 SH DFND 01 0 5775 0 Sotherly Hotels, Inc. COM 83600c103 577 75825 SH SOLE 75825 0 0 Stage Stores, Inc. COM 85254C305 20190 880900 SH SOLE 880900 0 0 Stage Stores, Inc. COM 85254C305 917 40000 SH DFND 01 0 40000 0 Stein Mart Inc COM 858375108 7500 602400 SH SOLE 602400 0 0 Steiner Leisure Limited COM p8744y102 14007 295500 SH SOLE 295500 0 0 Steiner Leisure Limited COM p8744y102 1896 40000 SH DFND 01 0 40000 0 Stone Energy Corporation COM 861642106 656 44690 SH SOLE 44690 0 0 Stone Energy Corporation COM 861642106 891 60675 SH DFND 01 0 60675 0 Summer Infant Inc COM 865646103 4346 1609500 SH SOLE 1609500 0 0 Summer Infant Inc COM 865646103 540 200000 SH DFND 01 0 200000 0 Symantec Corp. COM 871503108 3089 132200 SH SOLE 132200 0 0 Synergetics USA Inc COM 87160g107 8250 1530581 SH SOLE 1530581 0 0 Synergetics USA Inc COM 87160g107 647 120000 SH DFND 01 0 120000 0 SYNNEX Corporation COM 87162W100 5369 69500 SH SOLE 69500 0 0 SYNNEX Corporation COM 87162W100 116 1500 SH DFND 01 0 1500 0 Teradyne Inc COM 880770102 1898 100700 SH SOLE 100700 0 0 Teradyne Inc COM 880770102 241 12800 SH DFND 01 0 12800 0 The Dixie Group Inc. COM 255519100 756 83561 SH SOLE 83561 0 0 Tillys Inc COM 886885102 156 10000 SH SOLE 10000 0 0 Tower International Inc. COM 891826109 1186 44600 SH DFND 01 0 44600 0 Tower Semiconductor Ltd COM m87915274 396 23320 SH SOLE 23320 0 0 Trimas Corp NEW COM 896215209 484 15710 SH SOLE 15710 0 0 Triumph Group COM 896818101 2102 35190 SH SOLE 35190 0 0 Triumph Group COM 896818101 228 3825 SH DFND 01 0 3825 0 TTM Technologies, Inc. COM 87305R109 19947 2213914 SH SOLE 2213914 0 0 TTM Technologies, Inc. COM 87305R109 991 110000 SH DFND 01 0 110000 0 Ultra Clean Holdings Inc COM 90385v107 3381 472900 SH SOLE 472900 0 0 Ultra Clean Holdings Inc COM 90385v107 572 80000 SH DFND 01 0 80000 0 United Financial Bancorp Inc N COM 910304104 28 2225 SH SOLE 2225 0 0 United Financial Bancorp Inc N COM 910304104 2601 209242 SH DFND 01 0 209242 0 Valeant Pharmaceuticals Intern COM 91911k102 354 1780 SH SOLE 1780 0 0 Verint Systems Inc. COM 92343X100 435 7025 SH SOLE 7025 0 0 Viasystems Group Inc COM 92553h803 7276 416001 SH SOLE 416001 0 0 Visteon Corp COM 92839u206 1176 12200 SH SOLE 12200 0 0 Visteon Corp COM 92839u206 1234 12800 SH DFND 01 0 12800 0 Walter Investment Management COM 93317w102 588 36425 SH SOLE 36425 0 0 Walter Investment Management COM 93317w102 42 2625 SH DFND 01 0 2625 0 Werner Enterprises Inc COM 950755108 439 13985 SH SOLE 13985 0 0 West Marine, Inc. COM 954235107 139 15000 SH SOLE 15000 0 0 Western Refining Inc COM 959319104 1509 30550 SH SOLE 30550 0 0 Western Refining Inc COM 959319104 105 2125 SH DFND 01 0 2125 0 Westlake Chemical Corp COM 960413102 1340 18625 SH SOLE 18625 0 0 Westlake Chemical Corp COM 960413102 92 1275 SH DFND 01 0 1275 0 Wet Seal Inc Cl A COM 961840105 9 1362534 SH SOLE 1362534 0 0 Whiting Petroleum Corp COM 966387102 363 11750 SH SOLE 11750 0 0 Whiting Petroleum Corp COM 966387102 24 775 SH DFND 01 0 775 0 Xcerra Corp COM 98400j108 13691 1540000 SH SOLE 1540000 0 0 Xcerra Corp COM 98400j108 889 100000 SH DFND 01 0 100000 0