0001037792-15-000020.txt : 20150213 0001037792-15-000020.hdr.sgml : 20150213 20150212173318 ACCESSION NUMBER: 0001037792-15-000020 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150212 EFFECTIVENESS DATE: 20150213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARADIGM CAPITAL MANAGEMENT INC/NY CENTRAL INDEX KEY: 0001037792 IRS NUMBER: 141770168 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06298 FILM NUMBER: 15607739 BUSINESS ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 BUSINESS PHONE: 5184313500 MAIL ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001037792 XXXXXXXX 12-31-2014 12-31-2014 PARADIGM CAPITAL MANAGEMENT INC/NY

9 ELK STREET ALBANY NY 12207

13F HOLDINGS REPORT 028-06298 N John V. Gulick 518-431-3500 John V. Gulick Albany NY 02-12-2015 1 366 1014093 false 1 Paradigm Funds Advisor LLC INFORMATION TABLE 2 13f4q2014.xml A M Castle & Co COM 148411101 1792 224600 SH SOLE 224600 0 0 Abiomed Inc COM 003654100 853 22400 SH SOLE 22400 0 0 Accretive Health Inc COM 00438v103 3081 449100 SH SOLE 449100 0 0 Accretive Health Inc COM 00438v103 274 40000 SH DFND 01 0 40000 0 Accuride Corp COM 00439t206 130 30000 SH SOLE 30000 0 0 Adirondack Trust co Saratoga S COM 007014103 477 280 SH SOLE 280 0 0 Advanced Drain System Inc COM 00790r104 855 37200 SH SOLE 37200 0 0 Aegean Marine Petroleum Networ COM y0017s102 491 35000 SH DFND 01 0 35000 0 Air Transport Services Group COM 00922r105 1806 211000 SH DFND 01 0 211000 0 Albany International Corp. 'A' COM 012348108 380 10000 SH SOLE 10000 0 0 Alleghany Corporation COM 017175100 1059 2285 SH SOLE 2285 0 0 Alleghany Corporation COM 017175100 81 175 SH DFND 01 0 175 0 Alliance Fiber Optic Products COM 018680306 174 12000 SH SOLE 12000 0 0 Allscripts Healthcare Solution COM 01988P108 9459 740700 SH SOLE 740700 0 0 Allscripts Healthcare Solution COM 01988P108 2239 175300 SH DFND 01 0 175300 0 Alphatec Hldgs Inc COM 02081g102 5745 4074300 SH SOLE 4074300 0 0 Alphatec Hldgs Inc COM 02081g102 564 400000 SH DFND 01 0 400000 0 Amer Eagle Outfitters COM 02553e106 1784 128560 SH SOLE 128560 0 0 Amer Eagle Outfitters COM 02553e106 2247 161886 SH DFND 01 0 161886 0 American Airlines Group Inc. COM 02376r102 536 10000 SH SOLE 10000 0 0 American Financial Group COM 025932104 1132 18650 SH SOLE 18650 0 0 American Financial Group COM 025932104 90 1475 SH DFND 01 0 1475 0 American Tower Corporation New COM 03027x100 727 7350 SH SOLE 7350 0 0 American Woodmark Corporation COM 030506109 5451 134800 SH SOLE 134800 0 0 Applied Industrial Technologie COM 03820C105 398 8725 SH SOLE 8725 0 0 Approach Resources Inc COM 03834a103 215 33625 SH SOLE 33625 0 0 Approach Resources Inc COM 03834a103 22 3375 SH DFND 01 0 3375 0 Aptargroup, Inc. COM 038336103 949 14200 SH SOLE 14200 0 0 Aptargroup, Inc. COM 038336103 99 1475 SH DFND 01 0 1475 0 Ardmore Shipping Corp COM y0207t100 1462 122100 SH DFND 01 0 122100 0 Aruba Networks, Inc. COM 043176106 2040 112200 SH SOLE 112200 0 0 Aspen Insurance Holdings Ltd COM g05384105 1268 28975 SH SOLE 28975 0 0 Aspen Insurance Holdings Ltd COM g05384105 109 2500 SH DFND 01 0 2500 0 Atricure Inc COM 04963c209 2242 112300 SH SOLE 112300 0 0 Avago Technologies COM y0486s104 18036 179300 SH SOLE 179300 0 0 Avid Technology, Inc. COM 05367p100 8392 590560 SH SOLE 590560 0 0 Avid Technology, Inc. COM 05367p100 1563 110000 SH DFND 01 0 110000 0 Banner Corp New COM 06652v208 1781 41400 SH DFND 01 0 41400 0 Baxter International COM 071813109 770 10500 SH SOLE 10500 0 0 Bebe Stores, Inc. COM 075571109 4970 2269600 SH SOLE 2269600 0 0 Berry Plastics Group, Inc. COM 08579w103 293 9300 SH SOLE 9300 0 0 Best Buy Co COM 086516101 1778 45610 SH SOLE 45610 0 0 Best Buy Co COM 086516101 135 3475 SH DFND 01 0 3475 0 Black Diamond Inc COM 09202g101 306 35000 SH SOLE 35000 0 0 Blackstone Mortgage TR Inc Cl COM 09257w100 1641 56300 SH DFND 01 0 56300 0 Boise Cascade Company COM 09739d100 1000 26913 SH SOLE 26913 0 0 Boise Cascade Company COM 09739d100 52 1400 SH DFND 01 0 1400 0 Bon-Ton Stores, Inc. COM 09776J101 2465 332726 SH SOLE 332726 0 0 Bon-Ton Stores, Inc. COM 09776J101 148 20000 SH DFND 01 0 20000 0 Brocade Communications COM 111621306 9310 786350 SH SOLE 786350 0 0 Brocade Communications COM 111621306 91 7700 SH DFND 01 0 7700 0 Brooks Automation Inc. COM 114340102 603 47325 SH SOLE 47325 0 0 Brooks Automation Inc. COM 114340102 2979 233680 SH DFND 01 0 233680 0 Brown Shoe Company COM 115736100 18738 582825 SH SOLE 582825 0 0 Brown Shoe Company COM 115736100 96 3000 SH DFND 01 0 3000 0 Capitol Federal Financial Inc COM 14057J101 639 50025 SH SOLE 50025 0 0 Carriage Services COM 143905107 578 27575 SH SOLE 27575 0 0 Ceragon Networks Ltd COM m22013102 35 35000 SH SOLE 35000 0 0 Cohu Inc. COM 192576106 11656 979500 SH SOLE 979500 0 0 Colgate-Palmolive COM 194162103 6075 87800 SH SOLE 87800 0 0 Comcast Corporation Cl A COM 20030n101 447 7700 SH SOLE 7700 0 0 Commercial Metals Company COM 201723103 10493 644150 SH SOLE 644150 0 0 Commercial Metals Company COM 201723103 1385 85000 SH DFND 01 0 85000 0 CONSOL Energy Inc. COM 20854p109 439 12975 SH SOLE 12975 0 0 Convergys Corporation COM 212485106 1707 83785 SH SOLE 83785 0 0 Convergys Corporation COM 212485106 2637 129450 SH DFND 01 0 129450 0 Cray Computer COM 225223304 30960 897900 SH SOLE 897900 0 0 Cray Computer COM 225223304 103 3000 SH DFND 01 0 3000 0 Cross Country Healthcare, Inc. COM 227483104 956 76625 SH SOLE 76625 0 0 CTS Corp COM 126501105 4015 225200 SH SOLE 225200 0 0 Datalink Corp COM 237934104 13 1000 SH SOLE 1000 0 0 Datalink Corp COM 237934104 774 60000 SH DFND 01 0 60000 0 Dawson Geophysical COM 239359102 9357 765100 SH SOLE 765100 0 0 Deckers Outdoor Corporation COM 243537107 1215 13350 SH SOLE 13350 0 0 Deckers Outdoor Corporation COM 243537107 1894 20800 SH DFND 01 0 20800 0 Delek US Holdings Inc. COM 246647101 1317 48275 SH SOLE 48275 0 0 Delek US Holdings Inc. 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COM 29384r105 3096 1223600 SH SOLE 1223600 0 0 Entropic Communications Inc. COM 29384r105 506 200000 SH DFND 01 0 200000 0 Essex Rental Corp COM 297187106 308 233014 SH SOLE 233014 0 0 Ethan Allen Interiors COM 297602104 10862 350725 SH SOLE 350725 0 0 Ethan Allen Interiors COM 297602104 678 21900 SH DFND 01 0 21900 0 Exactech Inc. COM 30064e109 589 25000 SH SOLE 25000 0 0 Exar Corporation COM 300645108 1807 177118 SH SOLE 177118 0 0 Exar Corporation COM 300645108 510 50000 SH DFND 01 0 50000 0 Express Inc. COM 30219e103 1444 98325 SH SOLE 98325 0 0 Express Inc. COM 30219e103 2201 149825 SH DFND 01 0 149825 0 Extreme Networks COM 30226d106 14983 4244453 SH SOLE 4244453 0 0 Extreme Networks COM 30226d106 2189 620000 SH DFND 01 0 620000 0 Ezcorp Inc COM 302301106 341 29020 SH SOLE 29020 0 0 Fabrinet COM g3323l100 21740 1225475 SH SOLE 1225475 0 0 Fabrinet COM g3323l100 103 5800 SH DFND 01 0 5800 0 Federal Signal Corp COM 313855108 15355 994500 SH SOLE 994500 0 0 Federal Signal Corp COM 313855108 2470 160000 SH DFND 01 0 160000 0 Fidelity National Financial COM 31620r303 982 28514 SH SOLE 28514 0 0 Fidelity National Financial COM 31620r303 82 2375 SH DFND 01 0 2375 0 Fidelity National Financial In COM 31620r402 149 9486 SH SOLE 9486 0 0 Fidelity National Financial In COM 31620r402 13 833 SH DFND 01 0 833 0 Finisar Corp COM 31787a507 4918 253375 SH SOLE 253375 0 0 Finish Line, Inc. COM 317923100 14182 583400 SH SOLE 583400 0 0 Finish Line, Inc. COM 317923100 32 1300 SH DFND 01 0 1300 0 First Majestic Silver Corp COM 32076v103 52 10275 SH DFND 01 0 10275 0 First Merchants Corporation COM 320817109 1046 46000 SH DFND 01 0 46000 0 Flextronics Intl COM y2573f102 502 44900 SH SOLE 44900 0 0 Fly Leasing Limited Sponsored COM 34407d109 469 35700 SH SOLE 35700 0 0 Foot Locker, Inc. COM 344849104 2249 40040 SH SOLE 40040 0 0 Foot Locker, Inc. COM 344849104 2921 52000 SH DFND 01 0 52000 0 Fossil Group Inc. COM 34988v106 554 5000 SH SOLE 5000 0 0 GATX Corp COM 361448103 1430 24850 SH SOLE 24850 0 0 GATX Corp COM 361448103 1702 29575 SH DFND 01 0 29575 0 General Electric COM 369604103 292 11557 SH SOLE 11557 0 0 Gentherm Inc COM 37253a103 549 15000 SH SOLE 15000 0 0 GEO Group Inc COM 36162j106 575 14250 SH SOLE 14250 0 0 Globus Medical Inc Cl A new COM 379577208 20483 861725 SH SOLE 861725 0 0 Globus Medical Inc Cl A new COM 379577208 812 34175 SH DFND 01 0 34175 0 Gordmans Stores Inc COM 38269p100 99 36200 SH SOLE 36200 0 0 Gramercy Property Trust Inc COM 38489r100 1476 213900 SH DFND 01 0 213900 0 Granite Construction Inc. COM 387328107 1616 42500 SH DFND 01 0 42500 0 Halozyme Therapeutics, Inc. COM 40637H109 96 10000 SH SOLE 10000 0 0 Hardinge Inc. COM 412324303 3687 309300 SH SOLE 309300 0 0 Harmonic Inc COM 413160102 10449 1490625 SH SOLE 1490625 0 0 Harmonic Inc COM 413160102 210 30000 SH DFND 01 0 30000 0 Harsco Corporation COM 415864107 477 25250 SH SOLE 25250 0 0 Hillenbrand Inc COM 431571108 1717 49755 SH SOLE 49755 0 0 Hillenbrand Inc COM 431571108 275 7975 SH DFND 01 0 7975 0 Huttig Building COM 448451104 7974 2380378 SH SOLE 2380378 0 0 IAC/Interactive Corp COM 44919p508 1582 26030 SH SOLE 26030 0 0 IAC/Interactive Corp COM 44919p508 2536 41725 SH DFND 01 0 41725 0 Iconix Brand Group Inc COM 451055107 1014 30000 SH DFND 01 0 30000 0 Imris Inc. COM 45322n105 8 10000 SH SOLE 10000 0 0 Infoblox Inc. COM 45672h104 303 15000 SH SOLE 15000 0 0 Innospec Inc COM 45768s105 380 8900 SH SOLE 8900 0 0 Innospec Inc COM 45768s105 58 1350 SH DFND 01 0 1350 0 Insight Enterprises COM 45765U103 8148 314700 SH SOLE 314700 0 0 Insteel Industries Inc COM 45774w108 10701 453800 SH SOLE 453800 0 0 Insteel Industries Inc COM 45774w108 707 30000 SH DFND 01 0 30000 0 Intl Business Machines COM 459200101 322 2010 SH SOLE 2010 0 0 Intuitive Surgical Inc New COM 46120e602 529 1000 SH SOLE 1000 0 0 J2 Global Inc COM 48123v102 2844 45865 SH SOLE 45865 0 0 J2 Global Inc COM 48123v102 3174 51200 SH DFND 01 0 51200 0 Jabil Circuit COM 466313103 19325 885260 SH SOLE 885260 0 0 Jabil Circuit COM 466313103 102 4650 SH DFND 01 0 4650 0 Johnson & Johnson COM 478160104 7818 74760 SH SOLE 74760 0 0 Kadant Inc. COM 48282T104 640 15000 SH SOLE 15000 0 0 Kadant Inc. COM 48282T104 726 17000 SH DFND 01 0 17000 0 Kapstone Paper COM 48562p103 38590 1316600 SH SOLE 1316600 0 0 Kapstone Paper COM 48562p103 586 20000 SH DFND 01 0 20000 0 Kelly Services Inc Class A COM 488152208 838 49225 SH SOLE 49225 0 0 Kelly Services Inc Class A COM 488152208 57 3375 SH DFND 01 0 3375 0 Kforce, Inc. COM 493732101 1947 80700 SH SOLE 80700 0 0 Kforce, Inc. COM 493732101 2117 87750 SH DFND 01 0 87750 0 Kirkland's Inc. COM 497498105 23751 1004700 SH SOLE 1004700 0 0 Kirkland's Inc. COM 497498105 3546 150000 SH DFND 01 0 150000 0 Kofax Limited COM g5307c105 5517 784805 SH SOLE 784805 0 0 Kratos Defense & Security Solu COM 50077b207 276 55000 SH SOLE 55000 0 0 Kulicke & Soffa Industries Inc COM 501242101 1045 72250 SH SOLE 72250 0 0 Kulicke & Soffa Industries Inc COM 501242101 1300 89875 SH DFND 01 0 89875 0 La Z Boy Inc COM 505336107 26934 1003500 SH SOLE 1003500 0 0 La Z Boy Inc COM 505336107 2271 84600 SH DFND 01 0 84600 0 Libbey Inc COM 529898108 282 8975 SH SOLE 8975 0 0 LMI Aerospace COM 502079106 402 28500 SH SOLE 28500 0 0 Lumos Networks Corp COM 550283105 252 15000 SH SOLE 15000 0 0 Magellan Health Services, Inc. COM 559079207 2034 33885 SH SOLE 33885 0 0 Magellan Health Services, Inc. COM 559079207 2104 35050 SH DFND 01 0 35050 0 Magnum Hunter Resources, Inc. 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