0001209191-23-013802.txt : 20230228 0001209191-23-013802.hdr.sgml : 20230228 20230228173228 ACCESSION NUMBER: 0001209191-23-013802 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230225 FILED AS OF DATE: 20230228 DATE AS OF CHANGE: 20230228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ziegler John A. CENTRAL INDEX KEY: 0001546424 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13105 FILM NUMBER: 23687672 MAIL ADDRESS: STREET 1: ONE CITYPLACE DRIVE STREET 2: SUITE 300 CITY: ST. LOUIS STATE: MO ZIP: 63141 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARCH RESOURCES, INC. CENTRAL INDEX KEY: 0001037676 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 430921172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CITY PLACE ONE STE 300 STREET 2: ARCH MINERAL CORP CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 3149942700 MAIL ADDRESS: STREET 1: CITYPLACE ONE SUITE 300 STREET 2: ARCH MINERAL CORP CITY: CREVE COEUR STATE: MO ZIP: 63141 FORMER COMPANY: FORMER CONFORMED NAME: ARCH COAL INC DATE OF NAME CHANGE: 19970715 FORMER COMPANY: FORMER CONFORMED NAME: ARCH MINERAL CORP DATE OF NAME CHANGE: 19970411 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-25 0 0001037676 ARCH RESOURCES, INC. ARCH 0001546424 Ziegler John A. ONE CITYPLACE DRIVE SUITE 300 ST. LOUIS MO 63141 0 1 0 0 Sr. VP & Chief Admin Officer Common Stock 2023-02-25 4 M 0 3450 A 19499 D Common Stock 2023-02-27 4 F 0 1434 152.62 D 18065 D Common Stock 2023-02-27 4 M 0 3583 A 21648 D Common Stock 2023-02-27 4 A 0 20156 A 41804 D Common Stock 2023-02-27 4 F 0 10518 152.62 D 31286 D Common Stock 2023-02-27 4 S 0 718 147.96 D 30568 D Common Stock 2023-02-27 4 S 0 300 149.23 D 30268 D Common Stock 2023-02-27 4 S 0 400 150.68 D 29868 D Common Stock 2023-02-27 4 S 0 476 152.25 D 29392 D Common Stock 2023-02-27 4 S 0 1885 153.05 D 27507 D Common Stock 2023-02-27 4 S 0 200 153.59 D 27307 D Common Stock 2023-02-27 4 S 0 100 154.58 D 27207 D Restricted Stock Units 2023-02-25 4 M 0 3450 0.00 D Class A Common Stock 3450 3450 D Restricted Stock Units 2023-02-27 4 M 0 3583 0.00 D Class A Common Stock 3583 0 D Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company"). These shares were withheld by the Company to satisfy the reporting person's tax withholding obligations. Represents an award of Performance Stock Units originally granted to the reporting person on February 27, 2020. On February 9, 2023, the Issuer's Board of Directors determined that the performance conditions with respect to such award had been satisfied, resulting in the vesting of the shares of Common Stock reported herein. The sales of shares was pursuant to the reporting person's pre-existing Rule 10b5-1 trading plan and represents an automatic sale to cover tax obligations and for other purposes. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $147.50 to $148.13 per share. The reporting price undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $149.07 to $149.38 per share. The reporting price undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $150.43 to $151.01 per share. The reporting price undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $151.55 to $152.54 per share. The reporting price undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $152.55 to $153.52 per share. The reporting price undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $153.58 to $153.60 per share. The reporting price undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote. The restricted stock units are fully vested. /s/ Rosemary L. Klein, Attorney-in-Fact 2023-02-28