-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RN+goV7JVkfgyq2PMtKpMx2z21K9Neigi5n/pCX21CWRY30SeW7+Kx4VELcP75/p /lO8PB1jj41YOixruwcR5Q== 0001181431-04-030590.txt : 20040614 0001181431-04-030590.hdr.sgml : 20040611 20040614171210 ACCESSION NUMBER: 0001181431-04-030590 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040116 FILED AS OF DATE: 20040614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRONTENAC CO VII LLC CENTRAL INDEX KEY: 0001037059 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50080 FILM NUMBER: 04862171 BUSINESS ADDRESS: STREET 1: 135 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRONTENAC VII LP CENTRAL INDEX KEY: 0001037060 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50080 FILM NUMBER: 04862169 BUSINESS ADDRESS: STREET 1: 135 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3123680044 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDSTEIN RODNEY L CENTRAL INDEX KEY: 0001230491 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50080 FILM NUMBER: 04862166 BUSINESS ADDRESS: STREET 1: C/O APTARGROUP INC STREET 2: 475 WEST TERRA COTTA AVE STE E CITY: CRYSTAL LAKE STATE: IL ZIP: 60014 BUSINESS PHONE: 8154770424 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRAWFORD JAMES III CENTRAL INDEX KEY: 0001192361 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50080 FILM NUMBER: 04862170 BUSINESS ADDRESS: BUSINESS PHONE: 703-234-7000 MAIL ADDRESS: STREET 1: 200 N LASALLE STREET 2: STE 1100 CITY: CHICAGO STATE: IL ZIP: 60601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SI INTERNATIONAL INC CENTRAL INDEX KEY: 0001143363 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 522127278 STATE OF INCORPORATION: DE FISCAL YEAR END: 1225 BUSINESS ADDRESS: STREET 1: 12012 SUNSET HILLS ROAD STREET 2: SUITE 800 CITY: RESTON STATE: VA ZIP: 20190-5869 BUSINESS PHONE: 7032347000 MAIL ADDRESS: STREET 1: 12012 SUNSET HILLS ROAD STREET 2: SUITE 800 CITY: RESTON STATE: VA ZIP: 20190 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEARL LAURA P CENTRAL INDEX KEY: 0001248622 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50080 FILM NUMBER: 04862163 BUSINESS ADDRESS: STREET 1: 135 S LASALLE ST STE 3800 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3123680044 MAIL ADDRESS: STREET 1: 135 SOUTH LASALLE ST STE 3800 CITY: CHICAGO STATE: IL ZIP: 60603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SILVERMAN JEREMY H CENTRAL INDEX KEY: 0001248624 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50080 FILM NUMBER: 04862164 BUSINESS ADDRESS: STREET 1: 135 S LASALLE ST STE 3800 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3123680044 MAIL ADDRESS: STREET 1: 135 SOUTH LASALLE ST STE 3800 CITY: CHICAGO STATE: IL ZIP: 60603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COWIE JAMES E CENTRAL INDEX KEY: 0001205572 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50080 FILM NUMBER: 04862168 BUSINESS ADDRESS: STREET 1: 135 S LASALLE ST STE 3800 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3123680044 MAIL ADDRESS: STREET 1: 135 S LASALLE ST STE 3800 CITY: CHICAGO STATE: IL ZIP: 60603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARBERY PAUL D CENTRAL INDEX KEY: 0001248601 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50080 FILM NUMBER: 04862167 BUSINESS ADDRESS: STREET 1: 135 S LASALLE ST STE 3800 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3123680044 MAIL ADDRESS: STREET 1: 135 SOUTH LASALLE ST STE 3800 CITY: CHICAGO STATE: IL ZIP: 60603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOLDYKE MARTIN J CENTRAL INDEX KEY: 0001248611 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50080 FILM NUMBER: 04862165 BUSINESS ADDRESS: STREET 1: 135 S LASALLE ST STE 3800 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3123680044 MAIL ADDRESS: STREET 1: 135 SOUTH LASALLE ST STE 3800 CITY: CHICAGO STATE: IL ZIP: 60603 4 1 rrd44713.xml X0202 4 2004-01-16 0 0001143363 SI INTERNATIONAL INC SINT 0001037059 FRONTENAC CO VII LLC 135 S. LASALLE STREET SUITE 3800 CHICAGO IL 60603-4131 0 0 1 0 0001192361 CRAWFORD JAMES III 135 S. LASALLE STREET SUITE 3800 CHICAGO IL 60603-4131 1 0 0 0 0001037060 FRONTENAC VII LP 135 S. LASALLE STREET, SUITE 3800 CHICAGO IL 60603-4131 0 0 1 1 Member of Joint Filing Group 0001205572 COWIE JAMES E 135 S. LASALLE STREET, SUITE 3800 CHICAGO IL 60603-4131 0 0 0 1 Member of Joint Filing Group 0001248601 CARBERY PAUL D 135 S. LASALLE STREET, SUITE 3800 CHICAGO IL 60603-4131 0 0 0 1 Member of Joint Filing Group 0001230491 GOLDSTEIN RODNEY L 135 S. LASALLE STREET, SUITE 3800 CHICAGO IL 60603-4131 0 0 0 1 Member of Joint Filing Group 0001248611 KOLDYKE MARTIN J 135 S. LASALLE STREET, SUITE 3800 CHICAGO IL 60603-4131 0 0 0 1 Member of Joint Filing Group 0001248624 SILVERMAN JEREMY H 135 S. LASALLE STREET, SUITE 3800 CHICAGO IL 60603-4131 0 0 0 1 Member of Joint Filing Group 0001248622 PEARL LAURA P 135 S. LASALLE STREET, SUITE 3800 CHICAGO IL 60603-4131 0 0 0 1 Member of Joint Filing Group Common Stock, par value $0.01 per share 2004-06-09 2004-06-09 4 J 0 500000 21.63 D 2202705 I See below Common Stock, par value $0.01 per share 2004-06-09 2004-06-09 4 S 0 10000 21.60 D 125165 I See below Common Stock, par value $0.01 per share 2004-06-10 2004-06-10 4 S 0 15000 21.55 D 110165 I See below Common Stock, par value $0.01 per share 2004-06-09 2004-06-09 4 J 0 7823 21.63 A 7823 I See below Stock Options (Right to Buy) 16.55 2004-01-16 4 A 0 20000 0.00 A 2004-01-16 2014-01-16 Common Stock 20000 20000 I See below Frontenac VII LP ("FVII") distributed 500,000 shares of Common Stock of the Issuer on June 9, 2004 in a pro rata distribution to its limited partners. After such distribution, FVII holds 2,202,705 shares of the Common Stock of the Issuer. Frontenac Company VII, L.L.C. ("Frontenac LLC") did not receive any shares in this distribution. After giving effect to all transactions reported herein, Frontenac LLC may be deemed to beneficially own 2,312,870 shares of the Common Stock of the Issuer, which includes 2,202,705 shares held by FVII and 110,165 shares held by Frontenac Masters VII LP ("Masters"). See notes (3) and (4) below. Frontenac LLC is the general partner of FVII and has the sole power to direct the vote and disposition of the shares held by FVII. James E. Crawford III, Paul D. Carbery, James E. Cowie, Rodney L. Goldstein, Martin J. Koldyke, Laura P. Pearl and Jeremy H. Silverman are members of Frontenac LLC and have the shared power to direct the voting and disposition of the shares directly held by FVII. As a result of the foregoing, Frontenac LLC and each member of the LLC may be deemed to have indirect beneficial ownership of the 2,202,705 shares of Common Stock of the Issuer held by FVII. Beneficial ownership of the shares held by FVII is disclaimed by Frontenac LLC and each member of Frontenac LLC. The filing of this form shall not be deemed an admission that Frontenac LLC or any member of Frontenac LLC is, for purposes of Section 16 or otherwise, the beneficial owner of such shares. Frontenac LLC is the general partner of Masters and has the sole power to direct the vote and disposition of the shares held by Masters. James E. Crawford III, Paul D. Carbery, James E. Cowie, Rodney L. Goldstein, Martin J. Koldyke, Laura P. Pearl and Jeremy H. Silverman are members of Frontenac LLC and have the shared power to direct the voting and disposition of the shares directly held by Masters. As a result of the foregoing, Frontenac LLC and each member of the LLC may be deemed to have indirect beneficial ownership of the 110,165 shares of Common Stock of the Issuer held by Masters. Beneficial ownership of the shares held by Masters is disclaimed by Frontenac LLC and each member of Frontenac LLC. The filing of this form shall not be deemed an admission that Frontenac LLC or any member of Frontenac LLC is, for purposes of Section 16 or otherwise, the beneficial owner of such shares. Masters sold 10,000 shares of Common Stock of the Issuer on June 9, 2004 and 15,000 shares on June 10, 2004. After such sales, Masters holds 110,165 shares of Common Stock of the Issuer. One of the members of Frontenac LLC serves as a director of the Issuer, and an individual associated with Frontenac LLC also serves as a director of the Issuer; each director has been granted stock options for 10,000 shares. Pursuant to the terms of the management company ("Frontenac Company LLC") agreement, beneficial ownership of these options is shared among the members of Frontenac Company LLC. The members of Frontenac Company LLC are members of Frontenac LLC and have a pecuniary interest in the options. As a result of the foregoing, each member of Frontenac Company LLC may be deemed to have indirect beneficial ownership of the options. The options vest in four equal installments, with 25% vesting on 01/16/2004 and the remaining options vesting in three equal annual installments beginning 01/16/2005. Frontenac Investors VII, LLC ("Investors") received 7,823 shares of Common Stock of the Issuer on June 9, 2004 as part of a pro rata distribution to the limited partners of Frontenac VII. Investors continues to hold these shares. The members of Frontenac LLC also are members of Investors, and have the shared power to direct the voting and disposition of the shares directly held by Investors. As a result of the foregoing, each member of the LLC may be deemed to have indirect beneficial ownership of the 7,823 shares of Common Stock of the Issuer held by Investors. Karen C. Fanelli, under Power of Attorney for the Reporting Persons 2004-06-14 -----END PRIVACY-ENHANCED MESSAGE-----