0001209191-20-056426.txt : 20201102
0001209191-20-056426.hdr.sgml : 20201102
20201102165245
ACCESSION NUMBER: 0001209191-20-056426
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201029
FILED AS OF DATE: 20201102
DATE AS OF CHANGE: 20201102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAHAN JAMES S III
CENTRAL INDEX KEY: 0001036743
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37497
FILM NUMBER: 201281079
MAIL ADDRESS:
STREET 1: 3390 PEACHTREE RD NE
STREET 2: STE 1700
CITY: ATLANTA
STATE: GA
ZIP: 30324
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Live Oak Bancshares, Inc.
CENTRAL INDEX KEY: 0001462120
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 264596286
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1741 TIBURON DRIVE
CITY: WILMINGTON
STATE: NC
ZIP: 28403
BUSINESS PHONE: 910-790-5867
MAIL ADDRESS:
STREET 1: 1741 TIBURON DRIVE
CITY: WILMINGTON
STATE: NC
ZIP: 28403
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-10-29
0
0001462120
Live Oak Bancshares, Inc.
LOB
0001036743
MAHAN JAMES S III
1741 TIBURON DRIVE
WILMINGTON
NC
28403
1
1
1
0
Chief Executive Officer
Voting Common Stock
2020-10-29
4
P
0
5800
35.4919
A
3468761
I
By James S. Mahan Revocable Trust
Voting Common Stock
2020-10-29
4
P
0
12215
36.6084
A
3480976
I
By James S. Mahan Revocable Trust
Voting Common Stock
2020-10-29
4
P
0
6185
37.3656
A
3487161
I
By James S. Mahan Revocable Trust
Voting Common Stock
3159714
I
By Marguerite D. Mahan Revocable Trust
This transaction was executed in multiple trades at prices ranging from $35.05 to $36.02. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
This transaction was executed in multiple trades at prices ranging from $36.06 to $36.951. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
This transaction was executed in multiple trades at prices ranging from $37.13 to $37.55. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
/s/ Jonathan A. Greene, by Power of Attorney
2020-11-02