0001209191-20-056113.txt : 20201028 0001209191-20-056113.hdr.sgml : 20201028 20201028172507 ACCESSION NUMBER: 0001209191-20-056113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201026 FILED AS OF DATE: 20201028 DATE AS OF CHANGE: 20201028 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAHAN JAMES S III CENTRAL INDEX KEY: 0001036743 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37497 FILM NUMBER: 201269677 MAIL ADDRESS: STREET 1: 3390 PEACHTREE RD NE STREET 2: STE 1700 CITY: ATLANTA STATE: GA ZIP: 30324 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Live Oak Bancshares, Inc. CENTRAL INDEX KEY: 0001462120 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 264596286 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 BUSINESS PHONE: 910-790-5867 MAIL ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-26 0 0001462120 Live Oak Bancshares, Inc. LOB 0001036743 MAHAN JAMES S III 1741 TIBURON DRIVE WILMINGTON NC 28403 1 1 1 0 Chief Executive Officer Voting Common Stock 2020-10-26 4 P 0 61924 33.5003 A 3370501 I By James S. Mahan Revocable Trust Voting Common Stock 2020-10-27 4 P 0 16844 34.4574 A 3387345 I By James S. Mahan Revocable Trust Voting Common Stock 2020-10-27 4 P 0 25616 34.9033 A 3412961 I By James S. Mahan Revocable Trust Voting Common Stock 2020-10-28 4 P 0 50000 34.5704 A 3462961 I By James S. Mahan Revocable Trust Voting Common Stock 3159714 I By Marguerite D. Mahan Revocable Trust This transaction was executed in multiple trades at prices ranging from $33.02 to $33.85. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. This transaction was executed in multiple trades at prices ranging from $33.77 to $34.73. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. This transaction was executed in multiple trades at prices ranging from $34.78 to $35.00. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. This transaction was executed in multiple trades at prices ranging from $34.12 to $34.831. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. /s/ Jonathan A. Greene, by Power of Attorney 2020-10-28