-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OaiTHGPRTWEGFMfk3tU1NsiEmMXICqj+6zUxuRmcbcW5uZpC5+p8uurowPGIPqY6 12w0IOPFYFw9sME7rgUCMg== 0001027612-97-000010.txt : 19970404 0001027612-97-000010.hdr.sgml : 19970404 ACCESSION NUMBER: 0001027612-97-000010 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970403 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EAGLE EXPLORATION CO CENTRAL INDEX KEY: 0000030906 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE DEALERS (FOR THEIR OWN ACCOUNT) [6532] IRS NUMBER: 840804143 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33111 FILM NUMBER: 97574156 BUSINESS ADDRESS: STREET 1: 1775 SHERMAN ST STE 2995 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 3038630800 MAIL ADDRESS: STREET 1: 1775 SHERMAN ST STREET 2: STE 2995 CITY: DENVER STATE: CO ZIP: 80203 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BROWN NORMAN K CENTRAL INDEX KEY: 0001036738 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 801 BROADWAY STREET 2: STE 808 CITY: SEATTLE STATE: WA ZIP: 98122 BUSINESS PHONE: 2063863380 MAIL ADDRESS: STREET 1: 801 BROADWAY STREET 2: STE 808 CITY: SEATTLE STATE: WA ZIP: 98122 SC 13D/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 13)* EAGLE EXPLORATION COMPANY _________________________________________________________________ (Name of Issuer) Common Shares _________________________________________________________________ (Title of Class of Securities 269510103 ____________________________ (CUSIP Number) Norman K. Brown 801 Broadway Suite 808 Seattle, Washington 98122 (Phone: (206) 386-3380) _________________________________________________________________ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 12, 1997 _______________________ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d- 1(b)(3) or (4), check the following box __. Check the following box if a fee is being paid with the statement. __. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 3 SCHEDULE 13D Amendment No. 13 CUSIP NO. 269510103 Page 2 of 3 1. Name of Reporting Person SS or IRS Identification No. of above person (optional) a) Norman K. Brown, Trustee, Norman K. Brown Pension Plan #91-6159701 b) Norman K. Brown, ####-##-#### c) Norman K. Brown, Custodian for Carl S. Brown, ####-##-#### d) Norman K. Brown, Custodian for Eric K. Brown, ####-##-#### 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)___ (b)___ Not applicable. 3. SEC USE ONLY 4. SOURCE OF FUNDS* PF 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ____ Not applicable. 6. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. NUMBER OF SHARES 7. SOLE VOTING POWER BENEFICIALLY OWNED 299,641 BY EACH REPORTING PERSON WITH 8. SHARED VOTING POWER 9. SOLE DISPOSITIVE POWER 10. SHARED DISPOSITIVE POWER 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON a) 196,762 b) 55,000 c) 18,500 d) 29,410 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ____ Not applicable. 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.751% 14. TYPE OF REPORTING PERSON* EP and IN *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D AMENDMENT NO. 13 CUSIP 269510103 Page 3 of 3 ITEM 1. SECURITY AND ISSUER. Common shares. Eagle Exploration Company, 1776 Lincoln Street, Suite 1311, Denver, CO 80203 ITEM 2. IDENTITY AND BACKGROUND. (a) Norman K. Brown (b) 3857 46th Ave. N.E. Seattle, WA 98105 (c) Physician Norman K. Brown Suite 808 801 Broadway Seattle, WA 98122 (d) Negative (e) Negative (f) Citizen of U.S.A. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Personal funds; no borrowed funds; amount of funds used for purchases covered in this amendment equals $9,182.50. ITEM 4. PURPOSE OF TRANSACTION. These shares have been purchased as an investment. The purchaser is of the opinion that the shares of many small oil and gas companies are undervalued in the marketplace and that those of Eagle Exploration Company are currently particularly undervalued. (a) Additional shares may be purchased from time to time, or the shares reported herein may be sold in part or in toto in the future. (b) Not applicable. (c) Not applicable. (d) No changes are currently proposed or contemplated; however, in the future, the purchaser reserves the right to request representation on that board of directors to represent his share ownership. (e) through (j) Not applicable. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a) 299,641 shares owned, or 9.751% of 3,072,836 shares outstanding; see cover page, Items 1, 2, 7, 11. (b) See cover page Item 7. (c) 1. Norman K. Brown purchased for the accounts named in Item 1 of cover page: 2. DATES 3. NO. OF SHARES 4. PRICE 2/3/97 10,000 9/32 2/5/97 10,000 5/16 2/12/97 10,000 5/16 all transactions at brokerage firm, Freeman Welwood, Inc., P.O. Box 21886, Seattle, WA 98111. (d) Not applicable (e) Not applicable ITEM 6. CONTRACTS, AGREEMENTS, ETC. Not applicable. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. None; not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED: February 12, 1997. s/Norman K. Brown Norman K. Brown -----END PRIVACY-ENHANCED MESSAGE-----