-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MM9Fj9qXVsUHLYthegK7oO8RHX9mvT1jfvCbhgAuJVu7A+KG2LwjBl150HFLfxpm yzhYjP2qzrVeEPt/rLxNbQ== 0000895345-04-000013.txt : 20040106 0000895345-04-000013.hdr.sgml : 20040106 20040106162410 ACCESSION NUMBER: 0000895345-04-000013 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040106 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BIORELIANCE CORP CENTRAL INDEX KEY: 0001036629 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 521541583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52975 FILM NUMBER: 04510487 BUSINESS ADDRESS: STREET 1: C/O MICROBIOLOGICAL ASSOCIATES INC STREET 2: 9900 BLACKWELL RD CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 3017381000 MAIL ADDRESS: STREET 1: C/O MICROBIOLOGICAL ASSOCIATES INC STREET 2: 9900 BLACKWELL RD CITY: ROCKVILLE STATE: MD ZIP: 20850 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KNAFEL SIDNEY R CENTRAL INDEX KEY: 0000924039 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 126 EAST 56 STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123712266 MAIL ADDRESS: STREET 1: 126 EAST 56 STREET CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G/A 1 av13ga.txt ------------------------ OMB APPROVAL ------------------------ OMB Number: 3235-0145 Expires:December 31, 2005 Estimated average UNITED STATES burden hours per SECURITIES AND EXCHANGE COMMISSION response..........11.00 WASHINGTON, D.C. ------------------------ SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1 )* --- BioReliance Corporation ----------------------------------------------------------------- (Name of Issuer) Common Stock (par value $0.01 per share) ----------------------------------------------------------------- (Title Class of Securities) 090951 10 4 -------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement |_|. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ----------------------------- ------------------------- CUSIP NO. 090951 10 4 13G PAGE 2 OF 5 PAGES -- -- - ----------------------------- ------------------------- - ------- ----------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Sidney R. Knafel - ------- ----------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) |_| (B) |_| - ------- ----------------------------------------------------------------------- 3 SEC USE ONLY - ------- ----------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------- ----------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 3,066,375** SHARES ----- ----------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY ----- ----------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER 3,066,375** REPORTING ----- ----------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH -0- - ------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,066,375** - ------- ----------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [X] - ------- ----------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 36.3% - ------- ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------- ----------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------------------------------------------------------------- ** This figure includes 581,922 shares owned by Mr. Knafel, 635,487 shares owned by a corporation of which Mr. Knafel is the sole shareholder, and 16,000 shares that Mr. Knafel may acquire upon the exercise of vested stock options. This figure also includes 59,010 shares owned by the estate of Mr. Knafel's former spouse, Susan R. Knafel, 1,482,047 shares owned by trusts for the benefit of Mr. Knafel's children and 291,909 shares held by the Knafel Family Foundation, a private charitable foundation of which Mr. Knafel is a director and officer, as to which shares Mr. Knafel disclaims beneficial ownership. This figure excludes 197,566 shares held by Andrew G. Knafel, an adult child of Sidney R. Knafel, as to which shares Mr. Knafel disclaims beneficial ownership. ITEM 1. (a)Name of Issuer BioReliance Corporation (b)Address of Issuer's Principal Executive Offices 14920 Broschart Road, Rockville, Maryland 20850 ITEM 2. (a)Name of Person Filing Sidney R. Knafel (b)Address of Principal Business Office or, if none, Residence 810 Seventh Avenue New York, NY 10019 (c)Citizenship United States (d)Title of Class of Securities Common Stock, par value $0.01 per share (e)CUSIP Number 090951 10 4 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: Not Applicable ITEM 4. OWNERSHIP (a)Amount Beneficially Owned 3,066,375* --------------- * This figure includes 581,922 shares owned by Mr. Knafel, 635,487 shares owned by a corporation of which Mr. Knafel is the sole shareholder, and 16,000 shares that Mr. Knafel may acquire upon the exercise of vested stock options. This figure includes 59,010 shares owned by the estate of Mr. Knafel's former spouse, Susan R. Knafel, 1,482,047 shares owned by trusts for the benefit of Mr. Knafel's children and 291,909 shares held by the Knafel Family Foundation, a private charitable foundation of which Mr. Knafel is a director and officer, as to which shares Mr. Knafel disclaims beneficial ownership. This figure excludes 197,566 shares held by Andrew G. Knafel, an adult child of Sidney R. Knafel, as to which shares Mr. Knafel disclaims beneficial ownership. (b)Percent of Class 36.3% (based on 8,431,979 shares outstanding as of December 31, 2003) (c)Number of shares as to which such person has: (i) sole power to vote or to direct the vote 1,233,409 (ii) shared power to vote or to direct the vote 291,909 (iii)sole power to dispose or to direct the disposition of 1,233,409 (iv) shared power to dispose or to direct the disposition of 291,909 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable ITEM 10.CERTIFICATION Not Applicable - -------------------------------------------------------------------------------- *This figure includes 581,922 shares owned by Mr. Knafel, 635,487 shares owned by a corporation of which Mr. Knafel is the sole shareholder, and 16,000 shares that Mr. Knafel may acquire upon the exercise of vested stock options. This figure also includes 59,010 shares owned by the estate of Mr. Knafel's former spouse, Susan R. Knafel, 1,482,047 shares owned by trusts for the benefit of Mr. Knafel's children and 291,909 shares held by the Knafel Family Foundation, a private charitable foundation of which Mr. Knafel is a director and officer, as to which shares Mr. Knafel disclaims beneficial ownership. This figure excludes 197,566 shares held by Andrew G. Knafel, an adult child of Sidney R. Knafel, as to which shares Mr. Knafel disclaims beneficial ownership. INSTRUCTION: For computations regarding securities which represent a right to acquire an underlying security see Rule 13d-3(d)(1). SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. By: /s/ Sidney R. Knafel ------------------------------------ Sidney R. Knafel Dated: 1/6/04 ------------------------------- -----END PRIVACY-ENHANCED MESSAGE-----