-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A2ZvuQDgbc96FVeCpTe9EkPemM4xrjDabFnGjL0vDHt8bUHE2fP5FXH7tKvJ62Jh 9Hu154dea6tg2lOky7R92g== 0000898430-97-003220.txt : 19970806 0000898430-97-003220.hdr.sgml : 19970806 ACCESSION NUMBER: 0000898430-97-003220 CONFORMED SUBMISSION TYPE: S-11MEF PUBLIC DOCUMENT COUNT: 3 333-25423 FILED AS OF DATE: 19970805 EFFECTIVENESS DATE: 19970805 SROS: AMEX FILER: COMPANY DATA: COMPANY CONFORMED NAME: IMH COMMERCIAL HOLDINGS INC CENTRAL INDEX KEY: 0001036615 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 330745075 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-11MEF SEC ACT: 1933 Act SEC FILE NUMBER: 333-32865 FILM NUMBER: 97651581 BUSINESS ADDRESS: STREET 1: 20371 IRVINE AVENUE STREET 2: SUITE 430 CITY: SANTA ANA HEIGHTS STATE: CA ZIP: 92707 BUSINESS PHONE: 7145560122 MAIL ADDRESS: STREET 1: 20371 IRVINE AVE STREET 2: SUITE 430 CITY: SANTA ANA HEIGHTS STATE: CA ZIP: 92707 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL CREDIT COMMERCIAL HOLDINGS INC DATE OF NAME CHANGE: 19970728 S-11MEF 1 FORM S-11 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 5, 1997 REGISTRATION NO. 333- - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------- FORM S-11 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 --------------- IMH COMMERCIAL HOLDINGS, INC. (FORMERLY IMPERIAL CREDIT COMMERCIAL HOLDINGS, INC.) (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) --------------- 20371 IRVINE AVENUE SANTA ANA HEIGHTS, CALIFORNIA 92707 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) JOSEPH R. TOMKINSON CHIEF EXECUTIVE OFFICER IMH COMMERCIAL HOLDINGS, INC. 20371 IRVINE AVENUE SANTA ANA HEIGHTS, CALIFORNIA 92707 (714) 556-0122 (NAME, ADDRESS, INCLUDING ZIP CODE, AND TELEPHONE NUMBER, INCLUDING AREA CODE, OF AGENT FOR SERVICE) --------------- COPIES TO: THOMAS J. POLETTI, ESQ. THOMAS A. HALE, ESQ. KATHERINE J. BLAIR, ESQ. GARY P. CULLEN, ESQ. FRESHMAN, MARANTZ, ORLANSKI, SKADDEN, ARPS, SLATE, MEAGHER & FLOM COOPER & KLEIN (ILLINOIS) 9100 WILSHIRE BOULEVARD, 8TH FLOOR 333 WEST WACKER DRIVE BEVERLY HILLS, CALIFORNIA 90212 CHICAGO, ILLINOIS 60606 TELEPHONE: (310) 273-1870 TELEPHONE: (312) 407-0700 FACSIMILE: (310) 274-8357 FACSIMILE: (312) 407-0411 --------------- APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE TO THE PUBLIC: As soon as practicable after the effective date of this Registration Statement. If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration number of the earlier effective registration statement for the same offering. [X] 333-25423 If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [_] If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. [_] --------------- CALCULATION OF REGISTRATION FEE - ------------------------------------------------------------------------------- - -------------------------------------------------------------------------------
PROPOSED PROPOSED MAXIMUM MAXIMUM AMOUNT AGGREGATE AGGREGATE AMOUNT OF TITLE OF EACH CLASS OF TO BE OFFERING PRICE OFFERING REGISTRATION SECURITIES TO BE REGISTERED REGISTERED PER SHARE(1) PRICE(1) FEE - ------------------------------------------------------------------------------------------------- Common Stock, $.01 par value per share............................... 575,000 shares(2) $15.00 $8,625,000 $2,613.64
- ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- (1) Estimated solely for the purpose of computing the amount of the registration fee pursuant to Rule 457. (2) Includes 75,000 shares which the Underwriters have the option to purchase to cover over-allotments, if any. - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- EXPLANATORY NOTE This Registration Statement is being filed pursuant to Rule 462(b) under the Securities Act of 1933, as amended. The contents of the Registration Statement on Form S-11 (Reg. No. 333-25423) filed by IMH Commercial Holdings, Inc. (the "Company") with the Securities and Exchange Commission on April 18, 1997, as amended, including the exhibits thereto, and declared effective by the Commission on August 4, 1997, are incorporated herein by reference. SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-11 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Irvine, State of California, on the 4th day of August, 1997. IMH COMMERCIAL HOLDINGS, INC. By: /s/ Joseph R. Tomkinson ______________________________________ Joseph R. Tomkinson Chairman of the Board and Chief Executive Officer PURSUANT TO THE REQUIREMENTS OF THE SECURITIES ACT OF 1933, THIS REGISTRATION STATEMENT HAS BEEN SIGNED BY THE FOLLOWING PERSONS IN THE CAPACITIES AND ON THE DATES INDICATED.
SIGNATURE TITLE DATE --------- ----- ---- /s/ Joseph R. Tomkinson Chairman of the Board and August 4, 1997 ____________________________________ Chief Executive Officer Joseph R. Tomkinson (Principal Executive Officer) * Chief Financial Officer August 4, 1997 ____________________________________ (Principal Financial and Richard J. Johnson Accounting Officer) * Director August 4, 1997 ____________________________________ James Walsh * Director August 4, 1997 ____________________________________ Frank P. Filipps * Director August 4, 1997 ____________________________________ Stephan R. Peers * Director August 4, 1997 ____________________________________ Thomas J. Poletti * Director August 4, 1997 ____________________________________ Timothy R. Busch
/s/ Joseph R. Tomkinson *By: __________________________ Joseph R. Tomkinson Attorney-in-fact II-1 EXHIBIT INDEX
EXHIBIT NUMBER DESCRIPTION ------- ----------- 23.1 Consent of KPMG Peat Marwick LLP regarding Registrant. 23.2 Consent of KPMG Peat Marwick LLP regarding Imperial Commercial Capital Corporation.
EX-23.1 2 INDEPENDENT AUDITORS' CONSENT EXHIBIT 23.1 INDEPENDENT AUDITORS' CONSENT The Board of Directors IMH Commercial Holdings, Inc.: We consent to the use of our report dated April 16, 1997, except as to Note 1 to the financial statements which is as of June 30, 1997, included herein and to the reference to our firm under the headings "Selected Financial Data" and "Experts" in the Prospectus. /s/ KPMG Peat Marwick LLP KPMG PEAT MARWICK LLP Orange County, California August 4, 1997 EX-23.2 3 INDEPENDENT AUDITORS' CONSENT EXHIBIT 23.2 INDEPENDENT AUDITORS' CONSENT The Board of Directors Imperial Commercial Capital Corporation: We consent to the use of our report dated April 16, 1997, except as to Note 1 to the financial statements which is as of June 30, 1997, included herein and to the reference to our firm under the headings "Selected Financial Data" and "Experts" in the Prospectus. /s/ KPMG Peat Marwick LLP KPMG PEAT MARWICK LLP Orange County, California August 4, 1997 -----END PRIVACY-ENHANCED MESSAGE-----