-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FevTrlfGrGu9dDnDvWfzsvfVPbdHOsCJt6R0axaiAZl30cmTbrR++phRz80bL759 5TlwAgsdclxrqJGDsnt/og== 0001085146-03-000042.txt : 20030212 0001085146-03-000042.hdr.sgml : 20030212 20030212155730 ACCESSION NUMBER: 0001085146-03-000042 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030212 EFFECTIVENESS DATE: 20030212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADAMS HARKNESS & HILL INC CENTRAL INDEX KEY: 0001036591 IRS NUMBER: 042149932 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05469 FILM NUMBER: 03554593 BUSINESS ADDRESS: STREET 1: 60 STATE STREET STREET 2: STE 1200 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6173713900 MAIL ADDRESS: STREET 1: 60 STATE STREET STREET 2: STE 1200 CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 ahh4q02.txt ADAMS HARKNESS & HILL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Adams, Harkness & Hill, Inc. Address: Sixty State Street, Suite 1200 Boston, MA 02109 13F File Number: 28-05469 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J. Eric Anderson Title: Director of Compliance Phone: (617) 371-3900 Signature, Place, and Date of Signing: /s/ J. Eric Anderson Boston, MA February 10, 2003 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 52 Form13F Information Table Value Total: $73,821 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ALEXION PHARMACEUTICALS INC COM 015351109 6 400 SH SOLE 400 0 0 ALLIED CAP CORP NEW COM 01903Q108 67 3080 SH SOLE 3080 0 0 AMERICAN INTL GROUP INC COM 026874107 16 281 SH SOLE 281 0 0 AOL TIME WARNER INC COM 00184a105 4 300 SH SOLE 300 0 0 ART TECHNOLOGY GROUP INC COM 04289L107 1367 1102500 SH SOLE 1102500 0 0 ASCENT PEDIATRICS - Escrow COM 04362X994 0 215969 SH SOLE 215969 0 0 ASTROPOWER INC COM 04644A101 848 106100 SH SOLE 106100 0 0 ATHEROGENICS INC COM 047439104 9589 1294075 SH SOLE 1294075 0 0 BALLARD PWR SYS INC COM 05858H104 1410 127400 SH SOLE 127400 0 0 BP AMOCO PLC COM G12793181 4 600 SH SOLE 600 0 0 CONCEPTUS INC COM 206016107 3970 331400 SH SOLE 331400 0 0 CONOCOPHILLIPS COM 20825c104 5 100 SH SOLE 100 0 0 CORNING INC COM 219350105 1558 470600 SH SOLE 470600 0 0 E M C CORP MASS COM 268648102 2 333 SH SOLE 333 0 0 ENDOCARE INC COM 29264P104 0 322000 SH SOLE 322000 0 0 FBR ASSET INVT CORP COM 30241e303 3344 98650 SH SOLE 98650 0 0 FORRESTER RESH INC COM 346563109 685 44000 SH SOLE 44000 0 0 FRIEDMAN BILLINGS RAMSEY GRO CL A 358433100 140 15000 SH SOLE 15000 0 0 FUELCELL ENERGY INC COM 35952H106 1322 201800 SH SOLE 201800 0 0 GAIAM INC CL A 36268Q103 2078 200400 SH SOLE 200400 0 0 GOOD GUYS INC COM 382091106 185 100000 SH SOLE 100000 0 0 HARRIS INTERACTIVE INC COM 414549105 339 115000 SH SOLE 115000 0 0 HORIZON ORGANIC HOLDING COM 44043T103 194 12000 SH SOLE 12000 0 0 I-MANY INC COM 44973Q103 263 185000 SH SOLE 185000 0 0 IMPCO TECHNOLOGIES INC COM 45255w106 2654 565831 SH SOLE 565831 0 0 INTEL CORP COM 458140100 12 800 SH SOLE 800 0 0 ITRON INC COM 465741106 575 30000 SH SOLE 30000 0 0 KOSAN BIOSCIENCES INC COM 50064W107 1044 172000 SH SOLE 172000 0 0 KRAFT FOODS INC CL A 50075n104 8 200 SH SOLE 200 0 0 LIFEPOINT HOSPITALS INC COM 53219L109 22 733 SH SOLE 733 0 0 MEDICINES CO COM 584688105 801 50000 SH SOLE 50000 0 0 MRO SOFTWARE INC COM 55347W105 4902 403600 SH SOLE 403600 0 0 NAUTILUS GROUP INC COM 63910B102 1 100 SH SOLE 100 0 0 NBTY INC COM 628782104 70 4000 SH SOLE 4000 0 0 NEXPRISE INC COM 65333q103 271 196667 SH SOLE 196667 0 0 NOVELLUS SYS INC COM 670008101 11 400 SH SOLE 400 0 0 POLYMEDICA CORP COM 731738100 9061 293800 SH SOLE 293800 0 0 POWERWAVE TECHNOLOGIES INC COM 739363109 244 45100 SH SOLE 45100 0 0 QUANTUM FUEL SYS TECH WORLDW COM 74765e109 1663 707831 SH SOLE 707831 0 0 SEI INVESTMENTS CO COM 784117103 22 800 SH SOLE 800 0 0 SKYWORKS SOLUTIONS INC COM 83088m102 86 10000 SH SOLE 10000 0 0 SONIC SOLUTIONS COM 835460106 2813 562500 SH SOLE 562500 0 0 STAAR SURGICAL CO COM PAR $0.01 852312305 166 45000 SH SOLE 45000 0 0 STELLENT INC COM 85856W105 2186 492500 SH SOLE 492500 0 0 SURMODICS INC COM 868873100 4345 151500 SH SOLE 151500 0 0 THORATEC CORP COM NEW 885175307 3285 430600 SH SOLE 430600 0 0 UNITED NAT FOODS INC COM 911163103 3296 130000 SH SOLE 130000 0 0 VERMONT PURE HLDGS LTD NEW COM 924237100 1401 329600 SH SOLE 329600 0 0 VESTAS WIND SYSTEMS A/S COM 005964651 1053 105800 SH SOLE 105800 0 0 VI TECHNOLOGIES INC COM 917920100 649 642564 SH SOLE 642564 0 0 WAVE SYSTEMS CORP CL A 943526103 2683 2017500 SH SOLE 2017500 0 0 WHOLE FOODS MKT INC COM 966837106 3101 58800 SH SOLE 58800 0 0
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