-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OQTtnth3mfOaVd6ff9qHzHWaFP7CnIuXl+vXzGacc/JnzI7qG3OiV22faOewew+3 eqTRXNY2LIwpdD0PKSEABQ== 0001085146-01-500029.txt : 20010214 0001085146-01-500029.hdr.sgml : 20010214 ACCESSION NUMBER: 0001085146-01-500029 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADAMS HARKNESS & HILL INC CENTRAL INDEX KEY: 0001036591 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 042149932 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-05469 FILM NUMBER: 1537847 BUSINESS ADDRESS: STREET 1: 60 STATE STREET STREET 2: STE 1200 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6173713900 MAIL ADDRESS: STREET 1: 60 STATE STREET STREET 2: STE 1200 CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 adamsharkness4q00.txt ADMAS HARKNESS & HILL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Adams, Harkness & Hill, Inc. Address: Sixty State Street, Suite 1200 Boston, MA 02109 13F File Number: 28-05469 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J. Eric Anderson Title: Director of Compliance Phone: (617) 371-3900 Signature, Place, and Date of Signing: J. Eric Anderson Boston, MA February 13, 2001 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 80 Form13F Information Table Value Total: 253921 List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filled, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ----- ------- ----------- -------- -------- -------- ADE CORPORATION COM 00089C107 9246 524600 SH SOLE 524600 0 0 AETHER SYSTEMS INC COM 00808V106 284 7261 SH SOLE 7261 0 0 ALEXION PHARMACEUTICALS COM 015351109 26 400 SH SOLE 400 0 0 ALPHA INDUSTRIES COM 020753109 4473 120900 SH SOLE 120900 0 0 AMERICAN INT L COM 026874107 28 281 SH SOLE 281 0 0 AMERICREDIT CORP COM 03060R101 17 633 SH SOLE 633 0 0 ASCENT PEDIATRICS COM 04362X200 162 215969 SH SOLE 215969 0 0 ASTROPOWER INC COM COM 04644A101 4223 134600 SH SOLE 134600 0 0 ATMI INC COM 00207R101 2572 131900 SH SOLE 131900 0 0 AUGUST TECHNOLOGY CORP COM 05106U105 5303 409900 SH SOLE 409900 0 0 AVT CORPORATION COM 002420107 969 195000 SH SOLE 195000 0 0 BP AMOCO PLC ADS COM 055622104 5 100 SH SOLE 100 0 0 BRISTOL MYERS SQUIBB COM 110122108 464 6272 SH SOLE 6272 0 0 CANYON RESOURCES CORP COM COM 138869102 0 535 SH SOLE 535 0 0 CARAUSTAR INDS INC COM 140909102 469 50000 SH SOLE 50000 0 0 CHECKFREE HOLDINGS CORP COM 162813109 14 333 SH SOLE 333 0 0 COGNIZANT TECH SOLUTIONS COM 192446102 17 466 SH SOLE 466 0 0 COMVERSE TECHNOLOGY INC COM 205862402 17 160 SH SOLE 160 0 0 CORNING COM 219350105 31751 601200 SH SOLE 601200 0 0 CREDENCE SYSTEMS CORP COM 225302108 6 266 SH SOLE 266 0 0 CRITICAL PATH INC COM 22674V100 769 25000 SH SOLE 25000 0 0 CYBERSOURCE CORP COM 23261J106 1759 740620 SH SOLE 740620 0 0 DIAMONDCLUSTER INTL INC COM 25278P106 915 30000 SH SOLE 30000 0 0 EATON VANCE CORP COM NON VTG COM 278265103 37856 1173830 SH SOLE 1173830 0 0 ELANTEC SEMICONDUCTOR COM 284155108 1110 40000 SH SOLE 40000 0 0 EMC CORP COM 268648102 22 333 SH SOLE 333 0 0 EMISPHERE TECH INC COM 291345106 5305 212200 SH SOLE 212200 0 0 FIRST FINL FD INC COM COM 320228109 488 50000 SH SOLE 50000 0 0 FUELCELL ENERGY INC COM 35952H106 6945 101288 SH SOLE 101288 0 0 GAIAM INC COM 36268Q103 31 2000 SH SOLE 2000 0 0 GENERAL ELECTRIC CO COM 369604103 288 6000 SH SOLE 6000 0 0 GLENAYRE TECHNOLOGIES INC COM 377899109 786 222500 SH SOLE 222500 0 0 GOLDEN QUEEN MNG CO COM 38115J100 1178 7500809 SH SOLE 7500809 0 0 HEWLETT PACKARD COM 428236103 202 6400 SH SOLE 6400 0 0 ILEX ONCOLOGY CORP COM 451923106 6 234 SH SOLE 234 0 0 IMMUNOMEDICS INC COM 452907108 3674 170900 SH SOLE 170900 0 0 INTEL CORP COM 458140100 54 1800 SH SOLE 1800 0 0 INVESTORS FINANCIAL SERVICES C COM 461915100 38494 447599 SH SOLE 447599 0 0 J P MORGAN & CO COM 616880100 132 800 SH SOLE 800 0 0 JONES APPAREL GROUP INC COM 480074103 32 1000 SH SOLE 1000 0 0 KINROSS GOLD CORP COM COM 496902107 9 17225 SH SOLE 17225 0 0 LIFEPOINT HOSPITAL INC COM 53219L109 37 733 SH SOLE 733 0 0 LSI LOGIC CORPORATION COM 502161102 9 533 SH SOLE 533 0 0 LTX CORP COM 502392103 453 35000 SH SOLE 35000 0 0 MACROMEDIA INC COM 556100105 608 10000 SH SOLE 10000 0 0 MEMC ELECTR MATLS INC COM COM 552715104 194 20000 SH SOLE 20000 0 0 NEG MICON COM K7197J120 3248 55000 SH SOLE 55000 0 0 NEORX CORPORATION COM 640520300 1354 257900 SH SOLE 257900 0 0 NETCENTIVES COM 64108P101 5381 1411300 SH SOLE 1411300 0 0 NOVELLUS SYSTEMS INC COM 670008101 14 400 SH SOLE 400 0 0 NPS PHARMACEUTICALS COM 62936P103 12638 263300 SH SOLE 263300 0 0 OAK TECHNOLOGY INC COM 671802106 5026 578500 SH SOLE 578500 0 0 ODWALLA COM 676111107 25 2500 SH SOLE 2500 0 0 ONESOURCE INFORMATION SERVICES COM 68272J106 1703 219800 SH SOLE 219800 0 0 OSI PHARMACEUTICALS INC COM 671040103 13958 174200 SH SOLE 174200 0 0 PHILLIPS PETROLEUM COM 718507106 6 100 SH SOLE 100 0 0 PHYSIOMETRIX COM 718928104 1693 106200 SH SOLE 106200 0 0 POWER ONE INC COM 739308104 55 1400 SH SOLE 1400 0 0 PROCTOR & GAMBLE CO COM 742718109 205 2608 SH SOLE 2608 0 0 PROJECT SOFTWARE & DEV INC CO COM 74339P101 9179 855100 SH SOLE 855100 0 0 SDL INC COM 784076101 296 2000 SH SOLE 2000 0 0 SEI INVESTMENTS COM 784117103 45 400 SH SOLE 400 0 0 SEMTECH CORP COM 816850101 16 732 SH SOLE 732 0 0 SLI INC COM 78442T108 3115 483900 SH SOLE 483900 0 0 STUDENT ADVANTAGE COM 86386Q105 425 100000 SH SOLE 100000 0 0 SURMODICS INC COM 868873100 7120 193400 SH SOLE 193400 0 0 THERMA WAVE INC COM 88343A108 420 30000 SH SOLE 30000 0 0 THERMO TRILOGY CORP COM 8836009A8 248 30000 SH SOLE 30000 0 0 TIME WARNER COM 887315109 10 200 SH SOLE 200 0 0 TREX COMPANY INC COM 89531P105 189 7500 SH SOLE 7500 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 44 1000 SH SOLE 1000 0 0 UNIQUE MOBILITY INC COM 909154106 708 99400 SH SOLE 99400 0 0 UNITED NATURAL FOODS INC COM 911163103 4186 237500 SH SOLE 237500 0 0 VARIAN SEMICONDUCTOR EQUIPMENT COM 834182107 2969 125000 SH SOLE 125000 0 0 VEECO INSTRUMENTS INC COM 922417100 3093 77096 SH SOLE 77096 0 0 VESTAS WIND SYSTEMS A/S COM 995444890 5041 93300 SH SOLE 93300 0 0 WAVE SYSTEMS CORP CL A COM 943526103 2826 627900 SH SOLE 627900 0 0 WHOLE FOODS MKT INC COM COM 966837106 3402 55650 SH SOLE 55650 0 0 XOMA LTD COM G9825R107 2784 285500 SH SOLE 285500 0 0 YORK RES CORP COM 987048105 1097 1003000 SH SOLE 1003000 0 0
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