-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R2flPiJJfLkp4K6aNq2HJnO09rwZbCnEQlkwZxm3Iyrv3bxZYJ9YhSdrc6GqVuhO TIpj0buWTIFFHa+++a6rmw== 0001047469-97-005193.txt : 19971118 0001047469-97-005193.hdr.sgml : 19971118 ACCESSION NUMBER: 0001047469-97-005193 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970918 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 19971117 SROS: AMEX FILER: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON PHARMACIES INC CENTRAL INDEX KEY: 0001036260 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 752441557 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: SEC FILE NUMBER: 000-22403 FILM NUMBER: 97722979 BUSINESS ADDRESS: STREET 1: 275 W PRINCETON DR CITY: PRINCETON STATE: TX ZIP: 75407 BUSINESS PHONE: 9727362424 MAIL ADDRESS: STREET 1: 275 WEST PRINCETON DRIVE CITY: PRINCETON STATE: TX ZIP: 75407 8-K/A 1 FORM 8-K/A - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A AMENDMENT NO. 1 TO CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): September 18, 1997 HORIZON PHARMACIES, INC. (Exact name of registrant as specified in its charter) TEXAS 333-25257 75-2441557 (State or other jurisdiction of (Commission (I.R.S. Employer incorporation or organization) File Number) Identification No.) 275 WEST PRINCETON DRIVE PRINCETON, TEXAS 75407 (Address of Principal Executive Offices) (Zip Code) (972) 736-2424 (Registrant's telephone number, including area code) - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- Explanatory Note On September 26, 1997, HORIZON Pharmacies, Inc. (the "Registrant") filed with the Securities and Exchange Commission a Current Report on Form 8-K dated September 18, 1997 in connection with the Registrant's acquisition of substantially all of the assets of Marty's Pharmacy, Inc. ("Marty's Pharmacy"). The acquisition of Marty's Pharmacy was reported under Item 2 of the referenced Form 8-K, and a representation regarding the subsequent filing of the required pro forma and other financial statements was made in Item 7. Following the filing of such Form 8-K it was determined that the referenced acquisition was not "significant" as such term is defined in Form 8-K, and that no pro forma or other financial statements are required to be filed in connection therewith. This Form 8-K/A is being filed solely for the purpose of changing the reporting of the acquisition of Marty's Pharmacy from an Item 2 event to an Item 5 event, and withdrawing the representation regarding the subsequent filing of pro forma and other financial information relating to the referenced acquisition. ITEM 5. OTHER EVENTS. On September 18, 1997, the Registrant acquired substantially all of the assets of Marty's Pharmacy comprising primarily pharmacy files, equipment, inventory and supplies. The Registrant acquired the assets through arm's-length negotiations with Marty's Pharmacy and its sole shareholder, Marty Vallejos. Prior to this transaction, no material relationships existed between Marty's Pharmacy and the Registrant or any of its affiliates, any director or officer of the Registrant, or any associate of such director or officer. The consideration for the acquisition consisted of (i) $81,250 cash; (ii) 10,156 shares of the Registrant's Common Stock; and (iii) a promissory note in the amount of $163,544.32 payable over 84 months in equal monthly installments bearing interest at 8% per annum. The cash portion of the purchase price was derived from proceeds of the Registrant's initial public offering which closed July 11, 1997. The Registrant intends to continue the retail pharmacy operations of Marty's Pharmacy under the HORIZON Pharmacies, Inc. name. In connection therewith, the Registrant has secured a real estate lease covering the current retail location of Marty's Pharmacy and has secured a valid Colorado license to do business at that location under the HORIZON Pharmacies, Inc. name. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. (a) FINANCIAL STATEMENTS OF BUSINESSES ACQUIRED. N/A (b) PRO FORMA FINANCIAL INFORMATION. N/A (c) EXHIBITS. Exhibit No. Name of Exhibit ----------- --------------- *2 Purchase Agreement dated September 18, 1997 by and between Marty's Pharmacy, Inc. and HORIZON Pharmacies, Inc. ----------- *Previously filed. -2- SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. REGISTRANT: HORIZON PHARMACIES, INC. Date: November 13, 1997 By: /s/ Ricky D. McCord ------------------------------ Ricky D. McCord, President -3- -----END PRIVACY-ENHANCED MESSAGE-----