-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AZFDezcy79T8xZq3ioDYva0LrdSggdleD5fDINe2HouH/gZqGKcOtODVuNgtDXJe eSsj68cC+l0V+sVHtK5jgw== 0000767409-02-000006.txt : 20020414 0000767409-02-000006.hdr.sgml : 20020414 ACCESSION NUMBER: 0000767409-02-000006 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020201 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON PHARMACIES INC CENTRAL INDEX KEY: 0001036260 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 752441557 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-51265 FILM NUMBER: 02524977 BUSINESS ADDRESS: STREET 1: 531 W MAIN STREET STREET 2: SUITE 100 CITY: DENISON STATE: TX ZIP: 75020 BUSINESS PHONE: 9034652397 MAIL ADDRESS: STREET 1: 531 W MAIN STREET STREET 2: SUITE 100 CITY: DENISON STATE: TX ZIP: 75020 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GINTEL ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0000767409 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 060871969 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 6 GREENWICH OFFICE PARK CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 2036226400 MAIL ADDRESS: STREET 1: 6 GREENWICH OFFICE PARK CITY: GREENWICH STATE: CT ZIP: 06831 FORMER COMPANY: FORMER CONFORMED NAME: GINTEL EQUITY MANAGEMENT INC DATE OF NAME CHANGE: 19931216 SC 13G 1 horizon13gfilingdec01.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Under the Securities Exchange Act of 1934 SCHEDULE 13G/A INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Horizon Pharmacies, Inc. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 439902107 (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |X| Rule 13d-1(b) |_| Rule 13d-1(c) |_| Rule 13d-1(d) Page 1 of 6 Pages SCHEDULE 13G/A CUSIP No. 439902107 Page 2 of 6 Pages - - ------------------------------------------------------------------------------ 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON GINTEL ASSET MANAGEMENT, INC. IRS #06-0871969 - - ------------------------------------------------------------------------------ 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] GINTEL ASSET MANAGEMENT, INC. - - ------------------------------------------------------------------------------ 3) SEC USE ONLY - - ------------------------------------------------------------------------------ 4) CITIZENSHIP OR PLACE OF ORGANIZATION NEW YORK - - ------------------------------------------------------------------------------ 5) SOLE VOTING POWER 195,000 NUMBER ------------------------------------------------- OF 6) SHARED VOTING POWER SHARES BENEFICIALLY ------------------------------------------------- OWNED BY 7) SOLE DISPOSITIVE POWER EACH 195,000 REPORTING ------------------------------------------------- PERSON 8) SHARED DISPOSITIVE POWER WITH - - ------------------------------------------------------------------------------ 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 195,000 - - ------------------------------------------------------------------------------ 10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - - ------------------------------------------------------------------------------ 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.14% - - ------------------------------------------------------------------------------ 12) TYPE OF REPORTING PERSON IA - - ------------------------------------------------------------------------------ SCHEDULE 13G/A Item 1(a). Name of Issuer: Horizon Pharmacies, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 501 West Main Denison, TX 75020 Item 2(a). Name of Person Filing: GINTEL ASSET MANAGEMENT, INC. Item 2(b). Address of Principal Business Office or, if None, Residence: 6 Greenwich Office Park Greenwich, CT 06831 Item 2(c). Citizenship: CONNECTICUT CORPORATION Item 2(d). Title of Class of Securities: Common Stock $.01 par value Item 2(e). CUSIP Number: 439902107 Item 3. If this statement is filed pursuant to ss.ss.240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: (a)|_| Broker or Dealer Registered Under Section 15 of the Act (15 U.S.C. 78o) (b)|_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c) (c)|_| Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c) (d)|_| Investment Company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8) (e)|X| Investment Adviser in accordance with ss.240.13d-1(b)(1)(ii)(E) Page 3 of 5 Pages (f)|_| Employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F) (g)|_| Parent Holding Company or control person in accordance with ss.240.13d-1(b)(ii)(G) (h)|_| Savings Association as defined in ss.3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813) (i)|_| Church plan that is excluded from the definition of an investment company under ss.3(c)(15) of the Investment Company Act of 1940 (15 U.S.C. 80a-3) (j)|_| Group, in accordance with ss.240.13d-1(b)(ii)(J) Item 4. Ownership. Mr. Robert M. Gintel, Chief Executive Officer and 100% shareholder of Gintel Asset Managment, Inc., is also controlling partner of Gintel & Co. Limited Partnership and, Owner of TransAqua L.L.C., and senior member of Gintel Equity Managment, L.L.C., which acts as investment advisor to Gintel Partners Fund. (a) Amount beneficially owned: 195,000 (b) Percent of class: 3.14% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 195,000 (ii) Shared power to vote or to direct the vote: -0- (iii) Sole power to dispose or to direct the disposition of: 195,000 (iv) Shared power to dispose or to direct the disposition of: -0- Page 4 of 5 Pages Item 5. Ownership of Five Percent or Less of a Class. N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of Group. N/A Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Page 5 of 6 Pages SIGNATURE After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this Statement is true, complete and correct. GINTEL ASSET MANAGEMENT, INC. /s/ Stephen G. Stavrides ---------------------------- BY: Stephen G. Stavrides President DATE: January 31, 2002 Page 6 of 6 Pages -----END PRIVACY-ENHANCED MESSAGE-----