0001437749-20-013896.txt : 20200625 0001437749-20-013896.hdr.sgml : 20200625 20200625182744 ACCESSION NUMBER: 0001437749-20-013896 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200623 FILED AS OF DATE: 20200625 DATE AS OF CHANGE: 20200625 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOPKER PAMELA M CENTRAL INDEX KEY: 0001102753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 20990420 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 rdgdoc.xml FORM 4 X0306 4 2020-06-23 0001036188 QAD INC QADA_QADB 0001102753 LOPKER PAMELA M 100 INNOVATION PLACE SANTA BARBARA CA 93108 1 1 1 President Class A Common Stock 2020-06-23 4 M 0 5221 0 A 4248617 D Class A Common Stock 2020-06-23 4 F 0 2299 42.10 D 4246318 D Class A Common Stock 2020-06-23 4 F 0 2422 42.10 D 4243896 D Class A Common Stock 156206 D Class A Common Stock 634982 I Estate of Karl F. Lopker Performance Stock Units ("PSUs") 0 2020-06-23 4 M 0 5221 0 D Class A Common Stock 5221 14666 D PSUs have no exercise date. Not applicable. The number of PSUs owned following the transaction reported herein is a target number only. /s/ Mark Rasmussen, Attorney in Fact for Pamela M. Lopker 2020-06-25