0001437749-20-013896.txt : 20200625
0001437749-20-013896.hdr.sgml : 20200625
20200625182744
ACCESSION NUMBER: 0001437749-20-013896
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200623
FILED AS OF DATE: 20200625
DATE AS OF CHANGE: 20200625
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOPKER PAMELA M
CENTRAL INDEX KEY: 0001102753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35013
FILM NUMBER: 20990420
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QAD INC
CENTRAL INDEX KEY: 0001036188
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770105228
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
BUSINESS PHONE: 8055666000
MAIL ADDRESS:
STREET 1: 100 INNOVATION PLACE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
4
1
rdgdoc.xml
FORM 4
X0306
4
2020-06-23
0001036188
QAD INC
QADA_QADB
0001102753
LOPKER PAMELA M
100 INNOVATION PLACE
SANTA BARBARA
CA
93108
1
1
1
President
Class A Common Stock
2020-06-23
4
M
0
5221
0
A
4248617
D
Class A Common Stock
2020-06-23
4
F
0
2299
42.10
D
4246318
D
Class A Common Stock
2020-06-23
4
F
0
2422
42.10
D
4243896
D
Class A Common Stock
156206
D
Class A Common Stock
634982
I
Estate of Karl F. Lopker
Performance Stock Units ("PSUs")
0
2020-06-23
4
M
0
5221
0
D
Class A Common Stock
5221
14666
D
PSUs have no exercise date.
Not applicable.
The number of PSUs owned following the transaction reported herein is a target number only.
/s/ Mark Rasmussen, Attorney in Fact for Pamela M. Lopker
2020-06-25