0001437749-20-013186.txt : 20200615 0001437749-20-013186.hdr.sgml : 20200615 20200615203038 ACCESSION NUMBER: 0001437749-20-013186 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200611 FILED AS OF DATE: 20200615 DATE AS OF CHANGE: 20200615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LENDER DANIEL CENTRAL INDEX KEY: 0001256733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 20964705 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 rdgdoc.xml FORM 4 X0306 4 2020-06-11 0001036188 QAD INC QADA_QADB 0001256733 LENDER DANIEL 100 INNOVATION PLACE SANTA BARBARA CA 93108 1 EVP & CFO Class A Common Stock 2020-06-11 4 A 0 18750 0 A 194214 D Class A Common Stock 2020-06-11 4 F 0 2161 40.97 D 192053 D Class A Common Stock 2020-06-13 4 F 0 2161 41.75 D 189892 D Class A Common Stock 2020-06-14 4 F 0 2161 41.75 D 187731 D Performance Stock Units 0 2020-06-11 4 A 0 12500 0 A Class A Common Stock 12500 12500 D Grant of restricted stock units ("RSUs") that are common stock equivalents and may be settled solely in shares of Issuer's Class A common stock. RSUs vest one-quarter per year on the anniversary date of the grant over four years. Represents a grant of performance stock units ("PSUs") to acquire the Issuer's Class A common stock. The PSUs vest one-half per year on the anniversary date of the grant over two years, subject to the satisfaction of a performance-related milestone. The number of shares reflected is the target number of shares which may be acquired in the aggregate by the reporting person. The actual number of shares that may ultimately be delivered ranges from zero to 25,000. See footnote 3. PSUs have no exercise date. Not applicable. /s/ Mark Rasmussen, Attorney in Fact for Daniel Lender 2020-06-15