0001437749-18-006779.txt : 20180412 0001437749-18-006779.hdr.sgml : 20180412 20180412162405 ACCESSION NUMBER: 0001437749-18-006779 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180410 FILED AS OF DATE: 20180412 DATE AS OF CHANGE: 20180412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chilton Anton CENTRAL INDEX KEY: 0001644597 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 18752336 BUSINESS ADDRESS: BUSINESS PHONE: 8055666100 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 FORMER NAME: FORMER CONFORMED NAME: Chilton Anton Weinert DATE OF NAME CHANGE: 20150609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 4 1 rdgdoc.xml FORM 4 X0306 4 2018-04-10 0001036188 QAD INC QADA, QADB 0001644597 Chilton Anton 100 INNOVATION PLACE SANTA BARBARA CA 93108 1 EVP, Chief Global Field Ops. Class A Common Stock ($0.001 par value) 2018-04-10 4 M 0 3375 9.95 A 32684 D Class A Common Stock ($0.001 par value) 2018-04-10 4 D 0 735 45.75 D 31949 D Class A Common Stock ($0.001 par value) 2018-04-10 4 F 0 913 45.75 D 31036 D Class A Common Stock ($0.001 par value) 2018-04-10 4 M 0 7500 12.85 A 38536 D Class A Common Stock ($0.001 par value) 2018-04-10 4 D 0 2107 45.75 D 36429 D Class A Common Stock ($0.001 par value) 2018-04-10 4 F 0 1865 45.75 D 34564 D Class A Common Stock ($0.001 par value) 2018-04-10 4 M 0 7500 11.81 A 42064 D Class A Common Stock ($0.001 par value) 2018-04-10 4 D 0 1937 45.75 D 40127 D Class A Common Stock ($0.001 par value) 2018-04-10 4 F 0 1924 45.75 D 38203 D Class A Common Stock ($0.001 par value) 2018-04-10 4 S 0 6625 45.86 D 31578 D Class A Common Stock ($0.001 par value) 2018-04-11 4 S 0 8894 45.74 D 22684 D Stock Appreciation Right (Right to Buy) 9.95 2018-04-10 4 M 0 3375 0 A 2012-06-07 2019-06-07 Class A Common Stock 3375 0 D Stock Appreciation Right (Right to Buy) 12.85 2018-04-10 4 M 0 7500 0 A 2013-06-12 2020-06-12 Class A Common Stock 7500 0 D Stock Appreciation Right (Right to Buy) 11.81 2018-04-10 4 M 0 7500 0 A 2014-06-11 2021-06-11 Class A Common Stock 7500 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.50 to $45.95, inclusive. The reporting person undertakes to provide to QAD Inc., any security holder of QAD Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. /s/ Betty Weinert, Attorney in fact for Anton Chilton 2018-04-12