0001437749-16-043782.txt : 20161227 0001437749-16-043782.hdr.sgml : 20161226 20161227121217 ACCESSION NUMBER: 0001437749-16-043782 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161223 FILED AS OF DATE: 20161227 DATE AS OF CHANGE: 20161227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bellamy Kara CENTRAL INDEX KEY: 0001424612 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 162070084 MAIL ADDRESS: STREET 1: 2425 SANTA BARBARA STREET CITY: SANTA BARBARA STATE: CA ZIP: 93105 4 1 rdgdoc.xml FORM 4 X0306 4 2016-12-23 0001036188 QAD INC QADA, QADB 0001424612 Bellamy Kara 100 INNOVATION PLACE SANTA BARBARA CA 93108 1 SVP/Chief Accounting Officer Class A Common Stock ($0.001 par value) 2016-12-23 4 M 0 1125 9.95 A 11251 D Class A Common Stock ($0.001 par value) 2016-12-23 4 D 0 371 30.20 D 10880 D Class A Common Stock ($0.001 par value) 2016-12-23 4 F 0 283 30.20 D 10597 D Class A Common Stock ($0.001 par value) 2016-12-23 4 M 0 3375 12.85 A 13972 D Class A Common Stock ($0.001 par value) 2016-12-23 4 D 0 1437 30.20 D 12535 D Class A Common Stock ($0.001 par value) 2016-12-23 4 F 0 728 30.20 D 11807 D Class A Common Stock ($0.001 par value) 2016-12-23 4 M 0 3375 11.81 A 15182 D Class A Common Stock ($0.001 par value) 2016-12-23 4 D 0 1320 30.20 D 13862 D Class A Common Stock ($0.001 par value) 2016-12-23 4 F 0 772 30.20 D 13090 D Stock Appreciation Right (Right to Buy) 9.95 2016-12-23 4 M 0 1125 0 D 2012-06-07 2019-06-07 Class A Common Stock 1125 0 D Stock Appreciation Right (Right to Buy) 12.85 2016-12-23 4 M 0 3375 0 D 2013-06-12 2020-06-12 Class A Common Stock 3375 0 D Stock Appreciation Right (Right to Buy) 11.81 2016-12-23 4 M 0 3375 0 D 2014-06-11 2021-06-11 Class A Common Stock 3375 0 D /s/ Mark Rasmussen, attorney in fact for Kara Bellamy 2016-12-26