-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JSNsdnTusiGMe8b/nSzOLMSO6b6e/wY009Ex1i8JihMdq5UVj43QdBNcqzY5GAv+ Nt5PY77+FJRB//ISjBOzUA== 0001241832-03-000024.txt : 20031002 0001241832-03-000024.hdr.sgml : 20031002 20031002171636 ACCESSION NUMBER: 0001241832-03-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031001 FILED AS OF DATE: 20031002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOPKER KARL F CENTRAL INDEX KEY: 0001080338 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22823 FILM NUMBER: 03925070 BUSINESS ADDRESS: STREET 1: 6450 VIA REAL CITY: CARPINTERIA STATE: CA ZIP: 93013 MAIL ADDRESS: STREET 1: 6450 VIA REAL CITY: CARPINTERIA STATE: CA ZIP: 93013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 6450 VIA REAL CITY: CARPINTERIA STATE: CA ZIP: 93013 BUSINESS PHONE: 8056846614 MAIL ADDRESS: STREET 1: 6450 VIA REAL CITY: CARPINTERIA STATE: CA ZIP: 93013 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-10-01 0 0001036188 QAD INC qadi 0001080338 LOPKER KARL F 6450 VIA REAL CARPINTERIA CA 93013 1 1 1 0 Chief Executive Officer Common Stock 2003-10-01 4 S 0 14131 11.0598 D 606724 D Common Stock 2003-10-01 4 S 0 14132 11.0598 D 592592 D Common Stock 2003-10-02 4 S 0 869 11.1764 D 591723 D Common Stock 2003-10-02 4 S 0 868 11.1764 D 590855 D These shares are owned directly by the Karl Bo Lopker Trust FBO Karl Bo Lopker dated 12/31/1996, and indirectly by Karl and Pamela Lopker. This transaction is also being reported on Form 4 for Pamela M. Lopker. These shares are owned directly by the Juliana Lynn Lopker Trust FBO Juliana Lynn Lopker dated 12/31/1996, and indirectly by Karl and Pamela Lopker. Betty Weinert, attorney in fact for Karl F. Lopker 2003-10-02 -----END PRIVACY-ENHANCED MESSAGE-----