0001140361-15-034042.txt : 20150901 0001140361-15-034042.hdr.sgml : 20150901 20150901161827 ACCESSION NUMBER: 0001140361-15-034042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150831 FILED AS OF DATE: 20150901 DATE AS OF CHANGE: 20150901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chilton Anton CENTRAL INDEX KEY: 0001644597 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 151087534 BUSINESS ADDRESS: BUSINESS PHONE: 8055666100 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 FORMER NAME: FORMER CONFORMED NAME: Chilton Anton Weinert DATE OF NAME CHANGE: 20150609 4 1 doc1.xml FORM 4 X0306 4 2015-08-31 0 0001036188 QAD INC QADA/QADB 0001644597 Chilton Anton 100 INNOVATION PLACE SANTA BARBARA CA 93108 0 1 0 0 EVP, Global Services Class A Common Stock ($0.001 par value) 2015-08-31 4 M 0 4000 5.04 A 21677 D Class A Common Stock ($0.001 par value) 2015-08-31 4 D 0 801 25.17 D 20876 D Class A Common Stock ($0.001 par value) 2015-08-31 4 F 0 1202 25.17 D 19674 D Class A Common Stock ($0.001 par value) 2015-08-31 4 M 0 2000 9.80 A 21674 D Class A Common Stock ($0.001 par value) 2015-08-31 4 D 0 779 25.17 D 20895 D Class A Common Stock ($0.001 par value) 2015-08-31 4 F 0 458 25.17 D 20437 D Class B Common Stock ($0.001 par value) 2015-08-31 4 M 0 1000 5.04 A 1164 D Class B Common Stock ($0.001 par value) 2015-08-31 4 D 0 249 20.32 D 915 D Class B Common Stock ($0.001 par value) 2015-08-31 4 F 0 282 20.32 D 633 D Class B Common Stock ($0.001 par value) 2015-08-31 4 M 0 500 9.80 A 1133 D Class B Common Stock ($0.001 par value) 2015-08-31 4 D 0 242 20.32 D 891 D Class B Common Stock ($0.001 par value) 2015-08-31 4 F 0 97 20.32 D 794 D Stock Appreciation Right (Right to Buy) 5.04 2015-08-31 4 M 0 4000 0 D 2010-02-05 2017-02-05 Class A Common Stock 4000 0 D Stock Appreciation Right (Right to Buy) 9.80 2015-08-31 4 M 0 2000 0 D 2010-10-15 2017-10-15 Class A Common Stock 2000 0 D Stock Appreciation Right (Right to Buy) 5.04 2015-08-31 4 M 0 1000 0 D 2010-02-05 2017-02-05 Class B Common Stock 1000 0 D Stock Appreciation Right (Right to Buy) 9.80 2015-08-31 4 M 0 500 0 D 2010-10-15 2017-10-15 Class B Common Stock 500 0 D Betty Weinert, attorney in fact for Anton Chilton 2015-09-01