-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J9CTiwCscsISaMnMuRPiPPJNTQ2yrvctd1xH3ymfYeBEw3zwyxjZrfIp3J/IMy6b tC6N3Ga87kSnPCJJRkb27A== 0000950123-10-114015.txt : 20101216 0000950123-10-114015.hdr.sgml : 20101216 20101216060540 ACCESSION NUMBER: 0000950123-10-114015 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20101216 DATE AS OF CHANGE: 20101216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-35013 FILM NUMBER: 101255018 BUSINESS ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 8055666000 MAIL ADDRESS: STREET 1: 100 INNOVATION PLACE CITY: SANTA BARBARA STATE: CA ZIP: 93108 8-A12B 1 v58154ore8va12b.htm FORM 8-A12B e8va12b
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
QAD Inc.
(Exact name of registrant as specified in its charter)
     
Delaware
(State of Incorporation or Organization) 		  77-0105288
(I.R.S. Employer Identification No.)
     
100 Innovation Place
Santa Barbara, California
(Address of Principal Executive Offices) 		 
93108
(Zip Code)
Securities to be registered pursuant to Section 12(b) of the Act:
     
Title of each class
to be so registered 		  Name of each exchange on which
each class is to be registered
     
Class A Common Stock
par value $0.001 per share 		  The NASDAQ Stock Market LLC
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. x
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. o
Securities Act registration statement file number to which this form relates:
Securities to be registered pursuant to Section 12(g) of the Act:
 
 

 

 

INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1.       Description of Registrant’s Securities to be Registered.
     The title of the stock of the Registrant being registered hereunder is Class A Common Stock, par value $0.001 per share (“Class A Common Stock”). The description of the Class A Common Stock is set forth under the caption “Description of the Class A Common Stock and the Class B Common Stock” in the Registrant’s Definitive Proxy with respect to QAD Inc.’s December 14, 2010 Special Meeting of Stockholders, as filed with the Securities and Exchange Commission on November 22, 2010, which description is incorporated herein by reference.
Item 2.       Exhibits.
     Instruments defining the rights of the holders of the securities being registered hereunder.
     
Exhibit No.   Description
 
    
3.1
  Amended and Restated Certificate of Incorporation of the Registrant (incorporated herein by reference from the Registrant’s Current Report on Form 8-K, as filed with the Securities and Exchange Commission on December 16, 2010).
 
    
3.2
  Bylaws of the Registrant (incorporated herein by reference to Exhibit 3.9 of the Registrant’s Registration Statement on Form S-1 (Commission File No. 333- 28441)).
 
    
4.1
  Form of stock certificate evidencing the Registrant’s Class A Common Stock, par value $.001 per share (incorporated herein by reference from the Registrant’s Current Report on Form 8-K, as filed with the Securities and Exchange Commission on December 16, 2010).

 

 

SIGNATURE
     Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: December 16, 2010
         
  QAD Inc.
 		  
  By:   /s/ Daniel Lender    
    Daniel Lender   
    Chief Financial Officer   
 

 

 

EXHIBIT INDEX
     
Exhibit No.   Description
 
    
3.1
  Amended and Restated Certificate of Incorporation of the Registrant (incorporated herein by reference from the Registrant’s Current Report on Form 8-K, as filed with the Securities and Exchange Commission on December 16, 2010).
 
    
3.2
  Bylaws of the Registrant (incorporated herein by reference to Exhibit 3.9 of the Registrant’s Registration Statement on Form S-1 (Commission File No. 333- 28441)).
 
    
4.1
  Form of stock certificate evidencing the Registrant’s Class A Common Stock, par value $.001 per share (incorporated herein by reference from the Registrant’s Current Report on Form 8-K, as filed with the Securities and Exchange Commission on December 16, 2010).

 

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