-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H5xhIPl4O4wJd66QHO0Oy8LyqDQX5zL42ksLDAnr25ObKaeVanR316RLn8BZAA2N x7rnMkO2EtW56VCHwJaG3g== 0000912057-97-023803.txt : 19970711 0000912057-97-023803.hdr.sgml : 19970711 ACCESSION NUMBER: 0000912057-97-023803 CONFORMED SUBMISSION TYPE: 8-A12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970710 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: QAD INC CENTRAL INDEX KEY: 0001036188 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770105228 STATE OF INCORPORATION: CA FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 8-A12G SEC ACT: 1934 Act SEC FILE NUMBER: 000-22823 FILM NUMBER: 97638473 BUSINESS ADDRESS: STREET 1: 6450 VIA REAL CITY: CARPINTERIA STATE: CA ZIP: 93013 BUSINESS PHONE: 8056846614 MAIL ADDRESS: STREET 1: 6450 VIA REAL CITY: CARPINTERIA STATE: CA ZIP: 93013 8-A12G 1 FORM 8-A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------------ FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ------------------------------ QAD INC. (Exact name of registrant as specified in its charter) ------------------------------- DELAWARE 77-0105288 (State of Incorporation) (IRS Employer I.D. No.) 6450 VIA REAL CARPINTERIA, CALIFORNIA 93013 (Address of principal executive offices, including zip code) If this form relates to If this form relates to the the registration of a registration of a class of class of debt securities debt securities and is to and is effective upon become effective filing pursuant to simultaneously with the General Instruction effectiveness of a concurrent A(c)(1) please check the registration statement under following box. / / the Securities Act of 1933, effective upon filing pursuant to General Instruction A(c)(2) please check the following box. / / SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT: None. SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(g) OF THE ACT: Common Stock (Title of class) ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED. COMMON STOCK. The description of the common stock, par value $.001 (the "Common Stock"), of QAD Inc., a Delaware corporation (the "Registrant") is incorporated herein by reference to the information presented under the caption "Description of Capital Stock" in the Registrant's Registration Statement on Form S-1 (the "Form S-1"), Registration No. 333-28441, filed with the Securities and Exchange Commission (the "Commission") under the Securities Act of 1933, as amended (the "Securities Act"). In the event the Registrant subsequently files a prospectus pursuant to Rule 424(b) under the Securities Act with the Commission, the description of the Common Stock of the Registrant shall be deemed to be incorporated by reference to the information presented under the caption "Description of Capital Stock" in such prospectus and not be deemed to be incorporated by reference to the Form S-1. Such summary does not purport to be complete and is subject to, and qualified in its entirety by, the provisions of the Registrant's Certificate of Incorporation, as amended and the certificates representing the Registrant's Common Stock, which are exhibits to the Form S-1 and are incorporated herein by reference. ITEM 2. EXHIBITS. Exhibit Number Description - ------- ----------- 2.1 Certificate of Incorporation of the Registrant (filed as Exhibit 3.5 to the Form S-1).(1) 2.2 Certificate of Amendment of the Registrant (filed as Exhibit 3.7 to the Form S-1).(2) 2.3 Certificate of Merger of the Registrant (filed as Exhibit 3.8 to the Form S-1).(3) 2.4 Bylaws of the Registrant (filed as Exhibit 3.9 to the Form S-1).(4) 2.5 Specimen Certificate of Common Stock (filed as Exhibit 4.1 to the Form S-1).(5) - --------------------------- (1) Incorporated by reference to Exhibit 3.5 to the Form S-1 (File No. 333-28441). (2) Incorporated by reference to Exhibit 3.7 to the Form S-1 (File No. 333-28441). (3) Incorporated by reference to Exhibit 3.8 to the Form S-1 (File No. 333-28441). (4) Incorporated by reference to Exhibit 3.9 to the Form S-1 (File No. 333-28441). (5) Incorporated by reference to Exhibit 4.1 to the Form S-1 (File No. 333-28441). SIGNATURE --------- Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized. QAD INC., a Delaware corporation (Registrant) Date: July 10, 1997 By:/s/ KARL F. LOPKER ------------------------ Karl F. Lopker President EXHIBIT INDEX Exhibit Sequentially Number Description Numbered Page - ---------- --------------------------- --------------- 2.1 Certificate of Incorporation of the Registrant (filed as Exhibit 3.5 to the Form S-1, Commission File No. 333-28441) + 2.2 Certificate of Amendment of the Registrant (filed as Exhibit 3.7 to the Form S-1, Commission File No. 333-28441) + 2.3 Certificate of Merger of the Registrant (filed as Exhibit 3.8 to the Form S-1, Commission File No. 333-28441) 2.4 Bylaws of the Registrant (filed as Exhibit 3.9 to the Form S-1, Commission File No. 333-28441) + 2.5 Specimen Certificate of Common Stock (filed as Exhibit 4.1 to the Form S-1, Commission File No. 333-28441) + - ----------------- + Incorporated by reference pursuant to Rule 12b-32. -----END PRIVACY-ENHANCED MESSAGE-----