-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B03oHiiyNtK6abe3Rwn7aWDDA5B2RNIkv0N8zkim1fR3K5G8pbV3TzW504oNHdsX poHv2EK4rXWr8tRrZBLmhA== 0001287286-05-000001.txt : 20050104 0001287286-05-000001.hdr.sgml : 20050104 20050104191709 ACCESSION NUMBER: 0001287286-05-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050103 FILED AS OF DATE: 20050104 DATE AS OF CHANGE: 20050104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLOYD KEVIN CENTRAL INDEX KEY: 0001283717 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22633 FILM NUMBER: 05509841 BUSINESS ADDRESS: BUSINESS PHONE: 9494407030 MAIL ADDRESS: STREET 1: 18400 VON KARMAN STE 1000 CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW CENTURY TRS HOLDINGS INC CENTRAL INDEX KEY: 0001036075 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 330683629 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18400 VON KARMAN STREET 2: SUITE 1000 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 9494407030 MAIL ADDRESS: STREET 1: 18400 VON KARMAN STREET 2: SUITE 1000 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: NEW CENTURY FINANCIAL CORP DATE OF NAME CHANGE: 19970320 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-01-03 0001036075 NEW CENTURY TRS HOLDINGS INC NCEN 0001283717 CLOYD KEVIN 18400 VON KARMAN, SUITE 1000 IRVINE CA 92612 0 1 0 0 Executive Vice President Common Stock 2005-01-03 4 M 0 2256 26.97 A 41020 D Common Stock 2005-01-03 4 M 0 1500 6.63 A 42520 D Common Stock 2005-01-03 4 M 0 1500 6.42 A 44020 D Common Stock 226 I By son Stock Option (Right to Buy) 26.97 2005-01-03 4 M 0 2256 D 2013-05-21 Common Stock 2256 35244 D Stock Option (Right to Buy) 6.63 2005-01-03 4 M 0 1500 D 2011-09-19 Common Stock 1500 5250 D Stock Option (Right to Buy) 6.42 2005-01-03 4 M 0 1500 D 2011-01-30 Common Stock 1500 3750 D Shares are held by reporting person as custodian for the benefit of his son under the California Uniform Transfers to Minor Act. This stock option grant vested 20% on May 21, 2004, the first anniversary of the grant date, with an additional 5% vesting on the last day of each succeeding quarter thereafter. The final 5% increment will vest on the fifth anniversary of the grant date. The portion of this stock option exercised by the reporting person on January 3, 2005 vested on May 21, 2004. This column is not applicable. This stock option grant vested 20% on September 19, 2002, the first anniversary of the grant date, with an additional 5% vesting on the last day of each succeeding quarter thereafter. The final 5% increment will vest on the fifth anniversary of the grant date. The portion of this stock option exercised by the reporting person on January 3, 2004 vested on September 30, 2004 and December 31, 2004. This stock option grant vested 20% on January 30, 2002, the first anniversary of the grant date, with an additional 5% vesting on the last day of each succeeding quarter thereafter. The final 5% increment will vest on the fifth anniversary of the grant date. The portion of this stock option exercised by the reporting person on January 3, 2004 vested on September 30, 2004 and December 31, 2004. Jennifer Jewett (Attorney-in-fact) 2005-01-04 -----END PRIVACY-ENHANCED MESSAGE-----