0001781002-20-000028.txt : 20200318
0001781002-20-000028.hdr.sgml : 20200318
20200318174938
ACCESSION NUMBER: 0001781002-20-000028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200316
FILED AS OF DATE: 20200318
DATE AS OF CHANGE: 20200318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bleichroeder LP
CENTRAL INDEX KEY: 0001781002
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-29440
FILM NUMBER: 20725729
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
STREET 2: 47TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 917-769-2999
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
STREET 2: 47TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Identiv, Inc.
CENTRAL INDEX KEY: 0001036044
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 770444317
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2201 WALNUT AVENUE
STREET 2: SUITE 100
CITY: FREMONT
STATE: CA
ZIP: 94538
BUSINESS PHONE: 949-250-8888
MAIL ADDRESS:
STREET 1: 2201 WALNUT AVENUE
STREET 2: SUITE 100
CITY: FREMONT
STATE: CA
ZIP: 94538
FORMER COMPANY:
FORMER CONFORMED NAME: IDENTIVE GROUP, INC.
DATE OF NAME CHANGE: 20100616
FORMER COMPANY:
FORMER CONFORMED NAME: SCM MICROSYSTEMS INC
DATE OF NAME CHANGE: 19970319
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-03-16
0
0001036044
Identiv, Inc.
INVE
0001781002
Bleichroeder LP
1345 AVENUE OF THE AMERICAS
47TH FLOOR
NEW YORK
NY
10105
0
0
1
0
Common Stock
2020-03-16
4
P
0
29000
2.5459
A
2143989
I
See footnote
Common Stock
2020-03-17
4
P
0
18334
2.5483
A
2162323
I
See footnote
Common Stock
2020-03-18
4
P
0
34066
2.3421
A
2196389
I
See footnote
The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions. On 03/16/2020, prices ranged from $2.495 to $2.56 per share, inclusive. On 03/17/2020, prices ranged from $2.53 to $2.55 per share, inclusive. On 03/18/2020, prices ranged from $2.245 to $2.39 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote.
Total amount of securities reported in item 5 does not includes previously reported 5,000,000 of Series B Convertible Preferred shares.
This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts that directly hold these securities. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. 21 April Fund, Ltd. owns 1,561,404 shares and 21 April Fund, LP owns 439,985 shares respectively of these 2,196,389.00 shares reported in this form.
Michael M. Kellen, Chairman and CO-CEO of Bleichroeder LP
2020-03-18