0001781002-20-000028.txt : 20200318 0001781002-20-000028.hdr.sgml : 20200318 20200318174938 ACCESSION NUMBER: 0001781002-20-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200316 FILED AS OF DATE: 20200318 DATE AS OF CHANGE: 20200318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bleichroeder LP CENTRAL INDEX KEY: 0001781002 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29440 FILM NUMBER: 20725729 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 917-769-2999 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Identiv, Inc. CENTRAL INDEX KEY: 0001036044 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 770444317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2201 WALNUT AVENUE STREET 2: SUITE 100 CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 949-250-8888 MAIL ADDRESS: STREET 1: 2201 WALNUT AVENUE STREET 2: SUITE 100 CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: IDENTIVE GROUP, INC. DATE OF NAME CHANGE: 20100616 FORMER COMPANY: FORMER CONFORMED NAME: SCM MICROSYSTEMS INC DATE OF NAME CHANGE: 19970319 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-03-16 0 0001036044 Identiv, Inc. INVE 0001781002 Bleichroeder LP 1345 AVENUE OF THE AMERICAS 47TH FLOOR NEW YORK NY 10105 0 0 1 0 Common Stock 2020-03-16 4 P 0 29000 2.5459 A 2143989 I See footnote Common Stock 2020-03-17 4 P 0 18334 2.5483 A 2162323 I See footnote Common Stock 2020-03-18 4 P 0 34066 2.3421 A 2196389 I See footnote The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions. On 03/16/2020, prices ranged from $2.495 to $2.56 per share, inclusive. On 03/17/2020, prices ranged from $2.53 to $2.55 per share, inclusive. On 03/18/2020, prices ranged from $2.245 to $2.39 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. Total amount of securities reported in item 5 does not includes previously reported 5,000,000 of Series B Convertible Preferred shares. This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts that directly hold these securities. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. 21 April Fund, Ltd. owns 1,561,404 shares and 21 April Fund, LP owns 439,985 shares respectively of these 2,196,389.00 shares reported in this form. Michael M. Kellen, Chairman and CO-CEO of Bleichroeder LP 2020-03-18