-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NKZG4g1ZHzfs/hudlskx1TjZFXNNOWHZ3iBGWfFXtG5fn3c3CoeNT7sz1khs7ASg UptvSlbczgcVd4v1HIqb8A== 0001179110-10-005890.txt : 20100323 0001179110-10-005890.hdr.sgml : 20100323 20100323135137 ACCESSION NUMBER: 0001179110-10-005890 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100315 FILED AS OF DATE: 20100323 DATE AS OF CHANGE: 20100323 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCM MICROSYSTEMS INC CENTRAL INDEX KEY: 0001036044 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 770444317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 466 KATO TERRACE CITY: FREMONT STATE: CA ZIP: 94539 BUSINESS PHONE: 949-250-8888 MAIL ADDRESS: STREET 1: 1900 CARNEGIE AVENUE STREET 2: BUILDING B CITY: SANTA ANA STATE: CA ZIP: 92705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mountain Partners AG CENTRAL INDEX KEY: 0001480672 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-29440 FILM NUMBER: 10698746 BUSINESS ADDRESS: STREET 1: DUFOURSTRASSE 121 CITY: ST. GALLEN STATE: V8 ZIP: CH-9001 BUSINESS PHONE: 011 41 44 783 80 37 MAIL ADDRESS: STREET 1: DUFOURSTRASSE 121 CITY: ST. GALLEN STATE: V8 ZIP: CH-9001 4/A 1 edgar.xml FORM 4/A - X0303 4/A 2010-03-15 2010-03-18 0 0001036044 SCM MICROSYSTEMS INC INVE 0001480672 Mountain Partners AG DUFOURSTRASSE 121 ST. GALLEN V8 CH-9001 SWITZERLAND 0 0 1 0 Common Stock 2010-03-15 4 J 0 52000 1.8956 D 4674778 D Common Stock 2010-03-15 4 J 0 60999 1.7054 D 4613779 D Common Stock 2010-03-15 4 J 0 69680 1.7170 D 4544099 D Common Stock 2010-03-15 4 G 0 122400 0.00 D 3319721 I See footnote 5 Reflects distribution of 182,679 shares of common stock of the Issuer by the Reporting Person to certain individuals, including Lawrence W. Midland (52,000 shares)and Joseph Tassone (104,679 shares). These shares were held by the Reporting Person as custodian on behalf of Messrs. Midland and Tassone following the business combination of the Issuer and Bluehill ID AG, a stock corporation incorporated in Switzerland ("Bluehill ID"), which closed on January 4, 2010. Original cost basis of 1 CHF per share, or $1.8956, based on the average exchange rate for the month of March 2008 as reported on Oanda.com. Original cost basis of 1 CHF per share, or $1.7054, based on the average exchange rate for the month of November 2007 as reported on Oanda.com Reflects a bona fide gift of 240,000 shares of the Issuer's Common Stock, made to certain individuals including Joseph Tassone by BH Capital Management AG, a company controlled by the Issuer's CEO and Chairman, Ayman S. Ashour, and Mountain Partners AG. The closing price for the shares of Common Stock on such date, as reported by The NASDAQ Stock Market, was $1.84 per share. Reflects 100% of the shares held by BH Capital Management AG, of which the Reporting Person owns 51%. This Form 4 is being filed to correct an inadvertent error in the disclosures contained in footnote 4 of the Form 4/A for this Reporting Person filed on March 18, 2010. /s/ Daniel S. Wenzel for Mountain Partners 2010-03-23 -----END PRIVACY-ENHANCED MESSAGE-----