0000899243-21-036215.txt : 20210915 0000899243-21-036215.hdr.sgml : 20210915 20210915212650 ACCESSION NUMBER: 0000899243-21-036215 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210913 FILED AS OF DATE: 20210915 DATE AS OF CHANGE: 20210915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUMPHREYS STEVEN CENTRAL INDEX KEY: 0001229295 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29440 FILM NUMBER: 211256788 MAIL ADDRESS: STREET 1: 6623 DUMBARTON CIRCLE CITY: FREMONT STATE: CA ZIP: 94555 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Identiv, Inc. CENTRAL INDEX KEY: 0001036044 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 770444317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2201 WALNUT AVENUE STREET 2: SUITE 100 CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 949-250-8888 MAIL ADDRESS: STREET 1: 2201 WALNUT AVENUE STREET 2: SUITE 100 CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: IDENTIVE GROUP, INC. DATE OF NAME CHANGE: 20100616 FORMER COMPANY: FORMER CONFORMED NAME: SCM MICROSYSTEMS INC DATE OF NAME CHANGE: 19970319 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-09-13 0 0001036044 Identiv, Inc. INVE 0001229295 HUMPHREYS STEVEN 2201 WALNUT AVENUE, SUITE #100 FREMONT CA 94538 1 1 0 0 CEO Common Stock 2021-09-13 4 S 0 24500 19.66 D 255842 D Common Stock 2021-09-13 4 S 0 500 20.35 D 255342 D Common Stock 2021-09-14 4 S 0 25000 19.51 D 230342 D Common Stock 2021-09-15 4 S 0 21278 17.72 D 209064 D Common Stock 2021-09-15 4 S 0 3000 18.64 D 206064 D Common Stock 2021-09-15 4 S 0 722 19.63 D 205342 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2021. Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold. Represents a weighted average price. Actual sale prices ranged from $19.29 to $19.98. Represents a weighted average price. Actual sale prices ranged from $20.33 to $20.39. Represents a weighted average sale price. Actual sale prices ranged from $18.89 to $19.87. Represents a weighted average sale price. Actual sale prices ranged from $17.17 to $18.16. Represents a weighted average sale price. Actual sale prices ranged from $18.18 to $19.11. Represents a weighted average sale price. Actual sale prices ranged from $19.19 to $19.76. (1) In addition to the 205,342 shares referenced above, reporting person also holds 460,160 options to purchase Common Stock and, subject to certain conditions, is entitled to receive 365,000 restricted stock units in the event of a change in control, for a total remaining potential equity opportunity of 1,030,502 shares. /s/ Steven Humphreys 2021-09-15