-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NolgBpYacKmOeEQo85nHSTDjh+G9VHBb8TBuwAS7FEUDOh2Dq8+n1CMPffeUFcHQ ZlhWYnWhJnn7AKB6OdJKpg== 0000891618-98-000717.txt : 19980218 0000891618-98-000717.hdr.sgml : 19980218 ACCESSION NUMBER: 0000891618-98-000717 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SCM MICROSYSTEMS INC CENTRAL INDEX KEY: 0001036044 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 770444317 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-53343 FILM NUMBER: 98539989 BUSINESS ADDRESS: STREET 1: 131 ALBRIGHT WAY CITY: LOS GATOS STATE: CA ZIP: 95030 BUSINESS PHONE: 4083704888 MAIL ADDRESS: STREET 1: 131 ALBRIGHT WAY CITY: LOS GATOS STATE: CA ZIP: 95030 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MEIER BERND CENTRAL INDEX KEY: 0001055670 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: SCM MICROSYSTEMS LUITPOLDSTRASSE 6 STREET 2: D-85276 PFAFFENHGFAN CITY: GERMANY BUSINESS PHONE: 011498441896100 MAIL ADDRESS: STREET 1: SCM MICROSYSTEMS LUITPOLDSTRASSE 6 STREET 2: D-85276 PFAFFENHGFAN CITY: GERMANY SC 13G 1 SCHEDULE 13G 1 OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response.............14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ______________)* SCM MICROSYSTEMS, INC. - -------------------------------------------------------------------------------- (NAME OF ISSUER) COMMON STOCK - -------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 784018 10 3 - -------------------------------------------------------------------------------- (CUSIP NUMBER) *The remainder of this cover page shall be filled out for a reporting person's initial filing of this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages 2 - ------------------------- ------------------------- CUSIP NO. 784018 10 3 13G PAGE 2 OF 5 PAGES - ------------------------- ------------------------- (1) NAMES OF REPORTING PERSON BERND MEIER S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON N/A --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* N/A (a) [ ] (b) [ ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION GERMAN --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 390,239 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 179,258 EACH REPORTING PERSON WITH -------------------------------------------------------- (7) SOLE DISPOSITIVE POWER 390,239 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 179,258 -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 569,497 --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.31% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* IN --------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT 3 CUSIP No. 784018 10 3 Page 3 of 5 Pages ------------ ITEM 1. (a) Name of Issuer SCM MICROSYSTEMS, INC. (b) Address of Issuer's Principal Executive Offices 131 ALBRIGHT WAY LOS ALTOS, CA 95032 ITEM 2. (a) Name of Person Filing BERND MEIER (b) Address of Principal Business Office SCM MICROSYSTEMS GMBH LUITPOLDSTRASSE 6 D-85276 PFAFFENHOFEN GERMANY (c) Citizenship GERMAN (d) Title of Class of Securities COMMON STOCK (e) CUSIP Number N/A ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON IS A: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund, see Section 240.13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) (Note: See Item 7) (h) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(H) 4 CUSIP No. 784018 10 3 Page 4 of 5 Pages ------------ ITEM 4. OWNERSHIP (a) Amount Beneficially Owned 569,497 (b) Percent of Class 5.31% (c) Number of shares as to which such person has: (i)sole power to vote or to direct the vote 390,239 (ii)shared power to vote or to direct the vote 179,258* (iii)sole power to dispose or direct the disposition of 390,239 (iv)shared power to dispose or direct the disposition of 179,258* ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more that five percent of the class of securities, check the following [ ]. N/A ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP N/A * Includes (i) 48,015 shares held pursuant to a voting trust agreement with Reiner Pohl, and (ii) 131,243 shares held pursuant to a voting trust agreement with Nicholas Efthymiou. 5 CUSIP No. 784018 10 3 Page 5 of 5 Pages ------------ ITEM 10. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 9, 1998 --------------------------------- Date /s/ BERND MEIER --------------------------------- Signature Bernd Meier --------------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----