-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FLZGOZIUAOoaV9Z8ClL6RtqAMil0AX07r63DIxSDrdcbTnk+NnTURjbsjFRAXJHb sVg7rYwwWlVNTQoAmN6MUA== 0000895345-09-000122.txt : 20090226 0000895345-09-000122.hdr.sgml : 20090226 20090226165104 ACCESSION NUMBER: 0000895345-09-000122 CONFORMED SUBMISSION TYPE: S-8 PUBLIC DOCUMENT COUNT: 6 FILED AS OF DATE: 20090226 DATE AS OF CHANGE: 20090226 EFFECTIVENESS DATE: 20090226 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COMMSCOPE INC CENTRAL INDEX KEY: 0001035884 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 364135495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-8 SEC ACT: 1933 Act SEC FILE NUMBER: 333-157551 FILM NUMBER: 09638414 BUSINESS ADDRESS: STREET 1: 1100 COMMSCOPE PLACE SE CITY: HICKORY STATE: NC ZIP: 28602 BUSINESS PHONE: 8283242200 MAIL ADDRESS: STREET 1: 1100 COMMSCOPE PLACE SE CITY: HICKORY STATE: NC ZIP: 28602 S-8 1 lhs8_commscope.htm lhs8_commscope.htm

 
As filed with the Securities and Exchange Commission on February 26, 2009
 
Registration No. 333-              
 

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_____________________
 
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
_____________________
 
COMMSCOPE, INC.
(Exact name of registrant as specified in its charter)

Delaware
(State or other jurisdiction of
incorporation or organization)
 
36-4135495
(I.R.S. Employer
Identification Number)
 
 
1100 CommScope Place, SE
P.O. Box 339
Hickory, North Carolina 28602
(828) 324-2200
(Address, including zip code and telephone number, including
area code, of registrant’s principal executive offices)
 


CommScope, Inc. Retirement Savings Plan

(Full title of the plan)
_____________________
 


Frank B. Wyatt, II
Senior Vice President, General Counsel and Secretary
1100 CommScope Place, SE
P.O. Box 339
Hickory, North Carolina 28602
(828) 324-2200
 
 (Name, address, including zip code, and telephone number, including area code, of agent for service)
 
 
 

 
 
 
CALCULATION OF REGISTRATION FEE
 
Title of Securities
to be Registered
Amount to be
Registered
(1)
Proposed Maximum
Offering Price Per Share
Proposed Maximum
Aggregate
Offering Price
Amount of
Registration Fee
(2)
 
Common Stock, par value $0.01 per share
10,000,000
  $13.11
$131,100,000
$5,153
Total
10,000,000
  $13.11
$131,100,000
$5,153

 
(1)  
In addition, pursuant to Rule 416(c) under the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement also covers an indeterminate amount of interests to be offered or sold pursuant to the employee benefit plan described herein.  Pursuant to Rule 457(h)(2), no registration fee is required with respect to the interests in the plan.
 
(2)  
Estimated solely for the purpose of calculating the registration fee in accordance with Rule 457(c) and 457(h) based upon the average of the high and low prices of the Common Stock reported on New York Stock Exchange on February 23, 2009.
 
 
 

 
EXPLANATORY NOTE
 
By a Registration Statement on Form S-8 filed with the Securities and Exchange Commission (the “SEC”) on June 20, 1997 (File No. 333-29725), CommScope, Inc. (the “Registrant”) registered 3,000,000 shares of Common Stock, reserved for issuance under the CommScope, Inc. Retirement Savings Plan (formerly known as the CommScope, Inc. Employees Profit Sharing and Savings Plan), which plan has been amended and restated effective as of December 31, 2008 (the “Plan”).

This Form S-8 Registration Statement of the Registrant is being filed pursuant to General Instruction E to Form S-8 under the Securities Act to register 10,000,000 additional shares of the Company’s Common Stock, par value $0.01, for issuance under the Plan.  In addition to the information required pursuant to General Instruction E to Form S-8, certain items required by Form S-8 which were contained in the Registrant’s Form S-8 filed on June 20, 1997 have been updated in this Form S-8.

References to “us,” “our,” “we,” and “the Registrant” shall mean CommScope, Inc.


PART II

Item 3.    Incorporation of Documents by Reference
 
        This Registration Statement hereby incorporates by reference the contents of the Registrant’s Registration Statement on Form S-8 (File No. 333-29725) filed with the SEC on June 20, 1997.

Item 4.    Description of Securities
 
        Not applicable.
 
 Item 5.    Interests of Named Experts and Counsel
 
        Not applicable.
 
Item 6.    Indemnification of Directors and Officers
 
        Section 145 of the Delaware General Corporation Law (the “DGCL”) provides that a corporation may indemnify its directors and officers, as well as other employees and individuals (each an “Indemnified Party, and collectively, “Indemnified Parties”), against expenses (including attorneys’ fees), judgments, fines, and amounts paid in settlement in connection with specified actions, suits, or proceedings, whether civil, criminal, administrative, or investigative, other than in connection with actions by or in the right of the corporation (a “Derivative Action”), if an Indemnified Party acted in good faith and in a manner such Indemnified Party reasonably believed to be in or not opposed to the best interests of the corporation and, with respect to any criminal action or proceeding, had no reasonable cause to believe that his or her conduct was unlawful.  A similar standard is applicable in the case of Derivative Actions, except that a corporation may only indemnify an Indemnified Party for expenses (including attorneys’ fees) incurred in connection with the defense or settlement of such Derivative Action.  Additionally, in the context of a Derivative Action, DGCL Section 145 requires court approval before there can be any indemnification where an Indemnified Party has been found liable to the corporation.  The statute provides that it is not exclusive of other indemnification arrangements that may be granted pursuant to a corporation’s by-laws, agreement, vote of stockholders or disinterested directors, or otherwise.
 
        Section 102(b)(7) of the DGCL permits a corporation to provide in its certificate of incorporation that a director of the corporation shall not be personally liable to the corporation or its stockholders for monetary damages for breach of fiduciary duty as a director, except for liability for (i) any breach of the director’s duty of loyalty to the corporation or its stockholders, (ii) acts or omissions not in good faith or which involve intentional misconduct or a knowing violation of law, (iii) any willful or negligent declaration of an unlawful dividend, stock purchase or redemption, or (iv) any transaction from which the director derived an improper personal benefit.
 
        Our Certificate of Incorporation and By-Laws provide that our directors and officers shall not, to the fullest extent permitted by the DGCL, be liable to us or any of our stockholders for monetary damages for any breach of fiduciary duty as a director or officer, as the case may be.  Our Certificate of Incorporation and By-Laws also provide that if the DGCL is amended to permit further elimination or limitation of the personal liability of directors and officers, then the liability of our directors and officers shall be eliminated or limited to the fullest extent permitted by the DGCL, as so amended.
 
        We have entered into agreements to indemnify our directors and officers in addition to the indemnification provided for in our Certificate of Incorporation and By-Laws.  These agreements, among other things, indemnify our directors and officers to the fullest extent permitted by the DGCL or other applicable state law for certain losses and expenses, including attorney’s fees, liabilities, judgments, fines and settlement amounts incurred by such person arising out of or in connection with such person’s service as a director or officer of us or one of our affiliates.
 
        We maintain directors’ and officers’ liability insurance, under which our directors and officers are insured, within the limits and subject to the limitations of the policies, against certain expenses in connection with the defense of, and certain liabilities which might be imposed as a result of, actions, suits or proceedings to which our directors and officers are parties by reason of being or having been our directors or officers, as the case may be.
 
Item 8.    Exhibits
 
     Exhibit
    Number
 
Description of Exhibit
    5.1*
 
Opinion of Fried, Frank, Harris, Shriver & Jacobson, LLP
  23.1*
 
Consent of Ernst & Young LLP
  23.2*
 
Consent of Deloitte & Touche LLP
  23.3*
 
Consent of Cherry, Bekaert & Holland, L.L.P.
  23.4*
 
Consent of Deloitte & Touche LLP
  23.5*
 
Consent of Fried, Frank, Harris, Shriver & Jacobson LLP (included in the opinion filed as Exhibit 5.1)
24.1
 
Power of Attorney (included on signature page)
_____________________
 
 
*    Filed herewith.

The Registrant will submit or has submitted the Plan and any amendments thereto to the Internal Revenue Service in a timely manner and has made or will make all changes required by the Internal Revenue Service in order to qualify the Plan under Section 401 of the Internal Revenue Code.

Item 9.    Undertakings
 
(a)           The undersigned Registrant hereby undertakes:
 
                               (1)  
To file, during any period in which offers or sales are being made, a post-effective amendment to this Registration Statement:
 
 
(i)
To include any prospectus required by Section 10(a)(3) of the Securities Act;
 
 
(ii)
To reflect in the prospectus any facts or events arising after the effective date of the Registration Statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the Registration Statement; and
 
 
(iii)
To include any material information with respect to the plan of distribution not previously disclosed in the Registration Statement or any material change to such information in the Registration Statement;
 
provided, however, that the undertakings set forth in paragraphs (a)(1)(i) and (a)(1)(ii) of this section do not apply if the information required to be included in a post-effective amendment by those paragraphs is contained in periodic reports filed with or furnished to the SEC by the Registrant pursuant to Section 13 or Section 15(d) of the Exchange Act of 1934 (the “Exchange Act”) that are incorporated by reference in the Registration Statement.
 
 
(2)
That, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.
 
 
(3)
To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering.
 
        (b)  
The undersigned Registrant hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of our annual report pursuant to Section 13(a) or Section 15(d) of the Exchange Act (and, where applicable, each filing of an employee benefit plan’s annual report pursuant to Section 15(d) of the Exchange Act) that is incorporated by reference in this Registration Statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of those securities at that time will be deemed to be the initial bona fide offering.
 
        (c)  
Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers and controlling persons of the Registrant pursuant to the provisions described in Item 6 of this Registration Statement, or otherwise, the Registrant has been advised that in the opinion of the SEC such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable.  In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether indemnification is against public policy as expressed in the Act and will be governed by the final adjudication of the issue.
 

 

 
SIGNATURES
 
 
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, hereunto duly authorized, in the city of Hickory, state of North Carolina, on February 26, 2009.
 
  COMMSCOPE, INC.  
       
 
By:
/s/ Frank M. Drendel  
    Name:  Frank M. Drendel  
    Title:    Chairman and Chief Executive Officer  
       
 
 

 
 
POWER OF ATTORNEY
 
 
        Each person whose signature appears below constitutes and appoints Frank M. Drendel, Brian D. Garrett, Jearld L. Leonhardt and Frank B. Wyatt, II, and each of them (with full power to act alone), as his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for such person and in his or her name, place and stead, in any and all capacities, to sign any or all further amendments (including post-effective amendments) to this Registration Statement (and any additional registration statement related hereto permitted by Rule 462(b) promulgated under the Securities Act of 1933 (and all further amendments, including post-effective amendments, thereto)), and to file the same, with all exhibits thereto, and other documents in connection therewith, with the U.S. Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent, or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
 
        Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated below.
 
 
Signature
Title
Date
 
/s/ Frank M. Drendel
Frank M. Drendel
Chairman and Chief Executive Officer
(Principal Executive Officer)
 
February 26, 2009
/s/ Jearld L. Leonhardt
Jearld L. Leonhardt
Executive Vice President and Chief Financial Officer
(Principal Financial Officer)
 
February 26, 2009
/s/ William R. Gooden
William R. Gooden
Senior Vice President and Controller
(Principal Accounting Officer)
 
February 26, 2009
/s/ Boyd L. George
Boyd L. George
 
Director
February 26, 2009
/s/ George N. Hutton, Jr.
George N. Hutton, Jr.
 
Director
February 26, 2009
/s/ June E. Travis
June E. Travis
 
Director
February 26, 2009
/s/ James N. Whitson
James N. Whitson
 
Director
February 26, 2009
/s/ Katsuhiko Okubo
Katsuhiko Okubo
 
Director
February 26, 2009
/s/ Richard C. Smith
Richard C. Smith
Director
February 26, 2009






INDEX TO EXHIBITS
 
 
     Exhibit
    Number
 
Description of Exhibit
  5.1
 
Opinion of Fried, Frank, Harris, Shriver & Jacobson, LLP
23.1
 
Consent of Ernst & Young LLP
23.2
 
Consent of Deloitte & Touche LLP
23.3
 
Consent of Cherry, Bekaert & Holland, L.L.P.
23.4
 
Consent of Deloitte & Touche LLP
23.5
 
Consent of Fried, Frank, Harris, Shriver & Jacobson LLP (included in the opinion filed as Exhibit 5.1)
24.1
 
Power of Attorney (included on signature page)
 
 

 
EX-5.1 2 lhs8ex5_1.htm lhs8ex5_1.htm

EXHIBIT 5.1
 
[Letterhead of Fried, Frank, Harris, Shriver & Jacobson LLP]
 
 
Direct Line:  212-859-8000
Fax:  212-859-4000
 
 
February 26, 2009

 
CommScope, Inc.
1100 CommScope Place, S.E.
P.O. Box 339
Hickory, North Carolina 28602

 
RE:  Registration Statement on Form S-8

Dear Ladies and Gentlemen:

 
We have acted as special counsel for CommScope, Inc., a Delaware corporation (the “Company”), in connection with the registration, pursuant to a Registration Statement on Form S-8 (the “Form S-8”), of 10,000,000 shares of common stock, par value $0.01 per share, of the Company (the “Shares”), issuable under the CommScope, Inc. Retirement Savings Plan, as amended and restated as of December 31, 2008 (formerly known as the CommScope, Inc. Employees Profit Sharing and Savings Plan (the “Plan”).

With your permission, all assumptions and statements of reliance herein have been made without any independent investigation or verification on our part except to the extent otherwise expressly stated, and we express no opinion with respect to the subject matter or accuracy of such assumptions or items relied upon.

In connection with this opinion, we have (i) investigated such questions of law, (ii) examined originals or certified, conformed or reproduction copies of such agreements, instruments, documents and records of the Company, such certificates of public officials and such other documents, and (iii) received such information from officers and representatives of the Company as we have deemed necessary or appropriate for the purposes of this opinion.

In all such examinations, we have assumed the legal capacity of all natural persons executing documents, the genuineness of all signatures, the authenticity of original and certified documents and the conformity to original or certified documents of all copies submitted to us as conformed or reproduction copies.  As to various questions of fact relevant to the opinions expressed herein, we have relied upon, and assume the accuracy of, representations and warranties contained in the documents and certificates and oral or written statements and other information of or from representatives of the Company and others and assume compliance on the part of all parties to the documents with their covenants and agreements contained therein.  We also have assumed that any future changes to the terms and conditions of the Plan will be duly authorized by the Company and will comply with all applicable laws.

Based upon the foregoing and subject to the limitations, qualifications and assumptions set forth herein, we are of the opinion that the issuance of the Shares pursuant to the Plan has been duly authorized and that such Shares, when issued, paid for and delivered as authorized in accordance with the Plan, will be validly issued, fully paid and non-assessable.

The opinion expressed herein is limited to the General Corporation Law of the State of Delaware (the “GCLD”) and applicable provisions of the Delaware Constitution, in each case as currently in effect, and reported judicial decisions interpreting the GCLD and the Delaware Constitution.  The opinions expressed herein are given as of the date hereof, and we undertake no obligation to supplement this letter if any applicable laws change after the date hereof or if we become aware of any facts that might change the opinions expressed herein after the date hereof or for any other reason.

We hereby consent to the filing of this opinion as an exhibit to the Form S-8 relating to the registration of the Shares.  In giving such consent, we do not hereby admit that we are in the category of such persons whose consent is required under Section 7 of the Securities Act of 1933, as amended.

The opinions expressed herein are solely for your benefit in connection with the Form S-8 and may not be relied on in any manner or for any purpose by any other person or entity.

 
                                    Very truly yours,
 
                                     /s/ Fried, Frank, Harris, Shriver & Jacobson LLP
 
                                    FRIED, FRANK, HARRIS, SHRIVER & JACOBSON LLP
 

EX-23.1 3 lhs8ex23_1.htm lhs8ex23_1.htm
 
EXHIBIT 23.1
 
Consent of Independent Registered Public Accounting Firm
 
We consent to the incorporation by reference in this Registration Statement on Form S-8 pertaining to the CommScope, Inc. Retirement Savings Plan of our reports dated February 26, 2009, with respect to the consolidated financial statements and schedule of CommScope, Inc. (the “Company”), and the effectiveness of internal control over financial reporting of the Company, included in its Annual Report (Form 10-K) for the year ended December 31, 2008, filed with the Securities and Exchange Commission.
 
/s/ Ernst & Young LLP
 
Charlotte, North Carolina
February 26, 2009

 

EX-23.2 4 lhs8ex23_2.htm lhs8ex23_2.htm
EXHIBIT 23.2
 
Consent of Independent Registered Public Accounting Firm
 
 
We consent to the incorporation by reference in this Registration Statement on Form S-8 of our report dated February 28, 2008 (February 20, 2009 as to Note 16), relating to the 2007 and 2006 consolidated financial statements and financial statement schedule of CommScope, Inc. (which report expresses an unqualified opinion and includes explanatory paragraphs (1) relating to the effects of the adoption of Statement of Financial Accounting Standards No. 123(R)  and FASB Interpretation No. 48 and (2) regarding a change in the composition of the Company’s reportable segments), appearing in the Annual Report on Form 10-K of CommScope, Inc. and subsidiaries for the year ended December 31, 2008.
 
 
 
/s/ Deloitte & Touche LLP
 
Charlotte, North Carolina
February 26, 2009
 
EX-23.3 5 lhs8ex23_3.htm lhs8ex23_3.htm
EXHIBIT 23.3
 
Consent of Independent Registered Public Accounting Firm
 
We consent to the incorporation by reference in this Form S-8 Registration Statement under The Securities Act of 1933 of CommScope, Inc. of our report dated June 25, 2008, appearing in the Annual Report on Form 11-K of CommScope, Inc. Retirement Saving Plan (the Plan), related to the audit of the statement of net assets available for benefits of the Plan as of December 31, 2007, and the related statement of changes in net assets available for benefits for the year then ended.
 

 
/s/ Cherry, Bekaert & Holland, L.L.P.

Charlotte, North Carolina
February 26, 2009

 
EX-23.4 6 lhs8ex23_4.htm lhs8ex23_4.htm

 
EXHIBIT 23.4
 
Consent of Independent Registered Public Accounting Firm
 
 
We consent to the incorporation by reference in this Registration Statement on Form S-8 of our report dated June 25, 2007, appearing in the Annual Report on Form 11-K of CommScope, Inc. Retirement Savings Plan for the year ended December 31, 2007.
 
 
 
/s/ Deloitte & Touche LLP
 
Charlotte, North Carolina
February 26, 2009
 
 
 
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