FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
NSTAR/MA [ NST ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 01/27/2011 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Shares | 01/27/2011 | A | 8,300(1) | A | $43.26 | 113,263(2) | I | Deferrred Compensation Trust | ||
Common Shares | 01/28/2011 | F | 3,237(3) | D | $43.27 | 110,026 | I | Deferred Compensation Trust | ||
Common Shares | 01/27/2011 | A | 11,337 | A | (4) | 11,337 | D | |||
Common Shares | 01/28/2011 | F | 3,809(3) | D | $43.27 | 7,528 | D | |||
Common Shares | 9,414(5) | D | ||||||||
NSTAR 401(k) Shares | 2,233(6) | I | By 401(k) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to Purchase Common Shares | $36.89 | 05/03/2010 | 05/03/2017 | Common Shares | 36,000 | 36,000 | D | ||||||||
Option to Purchase Common Shares | $32.45 | 01/24/2011 | 01/24/2018 | Common Shares | 30,000 | 30,000 | D | ||||||||
Option to Purchase Common Shares | $34.02 | 01/22/2012 | 01/22/2019 | Common Shares | 37,000 | 37,000 | D | ||||||||
Option to Purchase Common Shares | $35.28 | 01/28/2013 | 01/28/2020 | Common Shares | 28,000 | 28,000 | D |
Explanation of Responses: |
1. Of the Award of 8,300 Deferred Shares awarded on 1/27/11, the award vests one-third each on 1/27/12, 1/27/13 and 1/27/14 |
2. Total includes 97,497 fully vested shares and shares accumulated through the dividend reinvestment plan and 15,766 unvested shares |
3. Total represents the surrender of shares to satisfy required tax obligations |
4. Total respresents the delivery of shares and dividend equivalent shares upon vesting of performance shares awarded in 2008 |
5. Total includes deferred compensation award that vested that participant elected not to defer once vested, transferred to direct registered account |
6. Includes shares acquired through NSTAR 401(k) Plan and through the dividend reinvestment plan |
Remarks: |
Richard J. Morrison - Attorney in Fact for Douglas S. Horan | 01/31/2011 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |