0001013594-19-000625.txt : 20191021 0001013594-19-000625.hdr.sgml : 20191021 20191021174247 ACCESSION NUMBER: 0001013594-19-000625 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191015 FILED AS OF DATE: 20191021 DATE AS OF CHANGE: 20191021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAULSON & CO. INC. CENTRAL INDEX KEY: 0001035674 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33522 FILM NUMBER: 191160266 BUSINESS ADDRESS: STREET 1: 1133 AVENUE OF THE AMERICAS STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-956-2221 MAIL ADDRESS: STREET 1: 1133 AVENUE OF THE AMERICAS STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER NAME: FORMER CONFORMED NAME: PAULSON & CO INC DATE OF NAME CHANGE: 19970313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYNTHESIS ENERGY SYSTEMS INC CENTRAL INDEX KEY: 0001375063 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRODUCTS OF PETROLEUM & COAL [2990] IRS NUMBER: 202110031 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ONE RIVERWAY, SUITE #1700 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-579-0600 MAIL ADDRESS: STREET 1: ONE RIVERWAY, SUITE #1700 CITY: HOUSTON STATE: TX ZIP: 77056 4 1 form4.xml OCTOBER 21, 2019 X0306 4 2019-10-15 0001375063 SYNTHESIS ENERGY SYSTEMS INC SYMX 0001035674 PAULSON & CO. INC. 1133 AVENUE OF THE AMERICAS 33RD FLOOR NEW YORK NY 10036 true Common Stock 2019-10-15 4 X 0 15625 6 A 171875 I (1) Common Stock 2019-10-15 4 S 0 6227 15.0534 D 165648 I (1) Warrants 6 2019-10-15 4 X 0 15625 0 D 2017-10-24 2022-10-24 Common Stock 15625 0 I (1) Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940, as amended. Paulson is the investment manager of an investment fund (the "Fund"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Fund. Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Fund. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form. On October 15, 2019, the reporting person exercised warrants to purchase 15,625 shares of the issuer's commons stock. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 6,227 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 9,398 shares of common stock. In October 2019, the exercise price of the warrant was adjusted to $6.00. /s/ Stuart L. Merzer, General Counsel & Chief Compliance Officer for Paulson & Co. Inc. 2019-10-21