0001013594-19-000625.txt : 20191021
0001013594-19-000625.hdr.sgml : 20191021
20191021174247
ACCESSION NUMBER: 0001013594-19-000625
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191015
FILED AS OF DATE: 20191021
DATE AS OF CHANGE: 20191021
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PAULSON & CO. INC.
CENTRAL INDEX KEY: 0001035674
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33522
FILM NUMBER: 191160266
BUSINESS ADDRESS:
STREET 1: 1133 AVENUE OF THE AMERICAS
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-956-2221
MAIL ADDRESS:
STREET 1: 1133 AVENUE OF THE AMERICAS
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER NAME:
FORMER CONFORMED NAME: PAULSON & CO INC
DATE OF NAME CHANGE: 19970313
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SYNTHESIS ENERGY SYSTEMS INC
CENTRAL INDEX KEY: 0001375063
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRODUCTS OF PETROLEUM & COAL [2990]
IRS NUMBER: 202110031
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: ONE RIVERWAY, SUITE #1700
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 713-579-0600
MAIL ADDRESS:
STREET 1: ONE RIVERWAY, SUITE #1700
CITY: HOUSTON
STATE: TX
ZIP: 77056
4
1
form4.xml
OCTOBER 21, 2019
X0306
4
2019-10-15
0001375063
SYNTHESIS ENERGY SYSTEMS INC
SYMX
0001035674
PAULSON & CO. INC.
1133 AVENUE OF THE AMERICAS
33RD FLOOR
NEW YORK
NY
10036
true
Common Stock
2019-10-15
4
X
0
15625
6
A
171875
I
(1)
Common Stock
2019-10-15
4
S
0
6227
15.0534
D
165648
I
(1)
Warrants
6
2019-10-15
4
X
0
15625
0
D
2017-10-24
2022-10-24
Common Stock
15625
0
I
(1)
Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940, as amended. Paulson is the investment manager of an investment fund (the "Fund"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Fund. Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Fund. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form.
On October 15, 2019, the reporting person exercised warrants to purchase 15,625 shares of the issuer's commons stock. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 6,227 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 9,398 shares of common stock.
In October 2019, the exercise price of the warrant was adjusted to $6.00.
/s/ Stuart L. Merzer, General Counsel & Chief Compliance Officer for Paulson & Co. Inc.
2019-10-21