0001035463-23-000001.txt : 20230119
0001035463-23-000001.hdr.sgml : 20230119
20230119143812
ACCESSION NUMBER: 0001035463-23-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230119
DATE AS OF CHANGE: 20230119
EFFECTIVENESS DATE: 20230119
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BAR HARBOR WEALTH MANAGEMENT
CENTRAL INDEX KEY: 0001035463
IRS NUMBER: 020380471
STATE OF INCORPORATION: NH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06264
FILM NUMBER: 23537076
BUSINESS ADDRESS:
STREET 1: 90 NORTH MAIN STREET
CITY: CONCORD
STATE: NH
ZIP: 03301
BUSINESS PHONE: 6032241350
MAIL ADDRESS:
STREET 1: 90 NORTH MAIN STREET
CITY: CONCORD
STATE: NH
ZIP: 03301
FORMER COMPANY:
FORMER CONFORMED NAME: CHARTER TRUST CO
DATE OF NAME CHANGE: 20010319
FORMER COMPANY:
FORMER CONFORMED NAME: NEW LONDON TRUST FSB
DATE OF NAME CHANGE: 19990407
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001035463
XXXXXXXX
12-31-2022
12-31-2022
BAR HARBOR WEALTH MANAGEMENT
90 NORTH MAIN STREET
CONCORD
NH
03301
13F HOLDINGS REPORT
028-06264
N
Jason P Edgar
President
603-223-1880
Jason P Edgar
Concord
NH
01-19-2023
2
252
1249502
false
1
0000743367
028-14044
BAR HARBOR BANKSHARES
2
0001506242
028-14045
Bar Harbor Bank & Trust
INFORMATION TABLE
2
BHWMsec13fhr12302022.xml
22nd Century Group Inc
COM
90137F103
166
180000
SH
DFND
180000
0
0
3M Co
COM
88579Y101
6150
51279
SH
DFND
50899
0
380
ADVANCED MICRO DEV
COM
007903107
395
6091
SH
DFND
6091
0
0
ALPHABET INC
CAP STK CL A
02079K305
8941
101346
SH
DFND
99872
0
1474
AMER EXPRESS CO
COM
025816109
345
2335
SH
DFND
2035
0
300
AMETEK Inc
COM
031100100
1314
9406
SH
DFND
8986
0
420
ANALOG DEVICES INC
COM
032654105
270
1648
SH
DFND
1303
0
345
APPLIED MATERIALS
COM
038222105
880
9036
SH
DFND
7776
0
1260
ASML HOLDING NV
N Y REGISTRY SHS
N07059210
2471
4522
SH
DFND
4522
0
0
AT&T INC
COM
00206R102
1598
86829
SH
DFND
84375
0
2454
AUTOMATIC DATA PROCESSING
COM
053015103
13969
58481
SH
DFND
55981
0
2500
AVERY DENNISON CORP
COM
053611109
289
1596
SH
DFND
1596
0
0
AbbVie Inc
COM
00287Y109
13299
82288
SH
DFND
78888
0
3400
Abbott Laboratories
COM
002824100
17257
157183
SH
DFND
153396
0
3787
Accenture PLC
SHS CLASS A
G1151C101
4144
15531
SH
DFND
15324
0
207
Adobe Inc
COM
00724F101
3383
10054
SH
DFND
9798
0
256
Aflac Inc
COM
001055102
284
3950
SH
DFND
3100
0
850
Air Products and Chemicals Inc
COM
009158106
8846
28696
SH
DFND
26847
0
1849
Akamai Technologies Inc
COM
00971T101
971
11516
SH
DFND
11480
0
36
Allstate Corp/The
COM
020002101
245
1809
SH
DFND
1184
0
625
Alphabet Inc
CAP STK CL C
02079K107
2678
30172
SH
DFND
28772
0
1400
Altria Group Inc
COM
02209S103
337
7370
SH
DFND
7370
0
0
Amazon.com Inc
COM
023135106
7192
85627
SH
DFND
84779
0
848
American Tower Corp
COM
03027X100
3008
14195
SH
DFND
13825
0
370
American Water Works Co Inc
COM
030420103
933
6118
SH
DFND
6018
0
100
Amgen Inc
COM
031162100
848
3231
SH
DFND
3031
0
200
Amphenol Corp
CL A
032095101
2400
31521
SH
DFND
31465
0
56
Aon PLC
SHS CL A
G0403H108
1102
3672
SH
DFND
3672
0
0
Apple Inc
COM
037833100
38470
296085
SH
DFND
281276
0
14809
AutoZone Inc
COM
053332102
2059
835
SH
DFND
835
0
0
AvalonBay Communities Inc
COM
053484101
1963
12154
SH
DFND
12128
0
26
BAKER HUGHES INC
CL A
05722G100
5017
169877
SH
DFND
168264
0
1613
BALL CORP
COM
058498106
3499
68428
SH
DFND
68228
0
200
BARRICK GOLD CORP
COM
067901108
7940
462218
SH
DFND
459718
0
2500
BECTON DICKINSON
COM
075887109
2202
8660
SH
DFND
8660
0
0
BERKSHIRE HATHAWAY
CL A
084670108
469
1
SH
DFND
1
0
0
BK OF AMERICA CORP
COM
060505104
3867
116747
SH
DFND
116556
0
191
BOEING CO
COM
097023105
301
1579
SH
DFND
1343
0
236
BP PLC
SPONSORED ADR
055622104
330
9428
SH
DFND
8986
0
442
BRISTOL-MYRS SQUIB
COM
110122108
2795
38838
SH
DFND
36938
0
1900
Bar Harbor Bankshares
COM
066849100
14965
467069
SH
DFND
14500
0
452569
Berkshire Hathaway Inc
CL B NEW
084670702
13223
42807
SH
DFND
42023
0
784
BlackRock Advisors LLC
RUS MID CAP ETF
464287499
434
6439
SH
DFND
6439
0
0
BlackRock Advisors LLC
S&P MC 400GR ETF
464287606
407
5964
SH
DFND
5784
0
180
BlackRock Advisors LLC
S&P MC 400VL ETF
464287705
247
2449
SH
DFND
2339
0
110
BlackRock Advisors LLC
CORE S&P SCP ETF
464287804
20204
213485
SH
DFND
211213
0
2272
BlackRock Fund Advisors
MSCI EAFE ETF
464287465
1684
25654
SH
DFND
25504
0
150
BlackRock Fund Advisors
MBS ETF
464288588
218
2344
SH
DFND
2344
0
0
BlackRock Fund Advisors
ISHS 5-10YR INVT
464288638
29895
603831
SH
DFND
597572
0
6259
BlackRock Fund Advisors
ISHS 1-5YR INVS
464288646
26046
522800
SH
DFND
519894
0
2906
BlackRock Fund Advisors
PFD AND INCM SEC
464288687
477
15646
SH
DFND
14146
0
1500
BlackRock Funds/Closed-End/USA
COM
09253X102
154
13625
SH
DFND
0
0
13625
BlackRock Funds/Closed-end/USA
COM
09254F100
143
12305
SH
DFND
0
0
12305
BlackRock Inc
COM
09247X101
936
1321
SH
DFND
1321
0
0
Blackstone Inc
COM
09260D107
403
5443
SH
DFND
5383
0
60
Booking Holdings Inc
COM
09857L108
2003
994
SH
DFND
993
0
1
Booz Allen Hamilton Holding Co
CL A
099502106
7585
72576
SH
DFND
72176
0
400
Broadcom Inc
COM
11135F101
395
705
SH
DFND
155
0
550
Brookfield Renewable Partners
CL A SUB VTG
11284V105
1107
40197
SH
DFND
37547
0
2650
Brookline Bancorp Inc
COM
11373M107
530
37430
SH
DFND
37430
0
0
Brown & Brown Inc
COM
115236101
9065
159116
SH
DFND
158216
0
900
CARRIER GLOBAL CORP
COM
14448C104
458
11114
SH
DFND
7620
0
3494
CDW Corp/DE
COM
12514G108
945
5292
SH
DFND
5292
0
0
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
US DIVIDEND EQ
808524797
604
8000
SH
DFND
8000
0
0
CHUBB LIMITED COM
COM
H1467J104
4764
21594
SH
DFND
20076
0
1518
CINTAS CORP
COM
172908105
1087
2407
SH
DFND
2407
0
0
CISCO SYSTEMS
COM
17275R102
5091
106862
SH
DFND
106596
0
266
COGNIZANT TECHNOLO
CL A
192446102
809
14139
SH
DFND
14090
0
49
COLGATE-PALMOLIVE
COM
194162103
12074
153252
SH
DFND
153252
0
0
CONOCOPHILLIPS
COM
20825C104
542
4588
SH
DFND
3444
0
1144
CORNING INC
COM
219350105
1940
60750
SH
DFND
59599
0
1151
CSX CORP
COM
126408103
2574
83083
SH
DFND
71083
0
12000
CVS Health Corp
COM
126650100
8317
89244
SH
DFND
88744
0
500
Capri Holdings Ltd
SHS
G1890L107
1171
20430
SH
DFND
20430
0
0
Caterpillar Inc
COM
149123101
13222
55194
SH
DFND
55144
0
50
Chevron Corp
COM
166764100
20167
112359
SH
DFND
111080
0
1279
Church & Dwight Co Inc
COM
171340102
234
2900
SH
DFND
2900
0
0
Clorox Co/The
COM
189054109
374
2669
SH
DFND
2669
0
0
Coca-Cola Co/The
COM
191216100
4253
66854
SH
DFND
65894
0
960
Comcast Corp
CL A
20030N101
2949
84318
SH
DFND
82048
0
2270
Consolidated Edison Inc
COM
209115104
401
4214
SH
DFND
4114
0
100
Constellation Brands Inc
CL A
21036P108
356
1536
SH
DFND
1536
0
0
Costco Wholesale Corp
COM
22160K105
17694
38760
SH
DFND
38570
0
190
DEERE & CO
COM
244199105
868
2024
SH
DFND
1974
0
50
DIAGEO
SPON ADR NEW
25243Q205
224
1255
SH
DFND
700
0
555
DOMINION RES(VIR)
COM
25746U109
2646
43144
SH
DFND
42935
0
209
DTE Energy Co
COM
233331107
234
1989
SH
DFND
1849
0
140
DUKE ENERGY CORP
COM NEW
26441C204
336
3267
SH
DFND
3267
0
0
Danaher Corp
COM
235851102
8924
33625
SH
DFND
33192
0
433
Dollar Tree Inc
COM
256746108
1244
8792
SH
DFND
8781
0
11
Dover Corp
COM
260003108
821
6060
SH
DFND
5780
0
280
Dow Inc
COM
260557103
970
19253
SH
DFND
18267
0
986
Dreyfus Funds/Closed-end/USA
COM SHS
09662W109
214
20400
SH
DFND
0
0
20400
DuPont de Nemours Inc
COM
26614N102
1351
19684
SH
DFND
18698
0
986
ECOLAB INC
COM
278865100
556
3816
SH
DFND
3816
0
0
EMERSON ELECTRIC
COM
291011104
6716
69912
SH
DFND
69912
0
0
EQUITY COMMONWEALTH
6.5% CNV PFD D
294628201
2138
85314
SH
DFND
83564
0
1750
Eaton Vance Management
SH BEN INT
27826U108
132
13413
SH
DFND
0
0
13413
Eaton Vance Management
COM
27828N102
151
13900
SH
DFND
13900
0
0
Eaton Vance Management
COM
27829F108
163
21520
SH
DFND
21520
0
0
Elevance Health Inc
COM
036752103
500
975
SH
DFND
975
0
0
Eli Lilly & Co
COM
532457108
29670
81101
SH
DFND
80706
0
395
Essential Utilities Inc
COM
29670G102
306
6414
SH
DFND
6414
0
0
Eversource Energy
COM
30040W108
397
4731
SH
DFND
4731
0
0
Exxon Mobil Corp
COM
30231G102
20529
186122
SH
DFND
176391
0
9731
FEDEX CORP
COM
31428X106
2200
12700
SH
DFND
12675
0
25
FMC Corp
COM NEW
302491303
541
4332
SH
DFND
4332
0
0
FNB Corp/PA
COM
302520101
339
25982
SH
DFND
25982
0
0
First Bancorp Inc/The
COM
31866P102
480
16023
SH
DFND
16023
0
0
GEN DYNAMICS CORP
COM
369550108
209
842
SH
DFND
842
0
0
GSK PLC
None
37733W204
2358
67092
SH
DFND
67092
0
0
General Electric Co
COM NEW
369604301
336
4012
SH
DFND
3424
0
588
General Mills Inc
COM
370334104
2003
23896
SH
DFND
22616
0
1280
Genuine Parts Co
COM
372460105
962
5545
SH
DFND
5545
0
0
Gilead Sciences Inc
COM
375558103
367
4273
SH
DFND
3773
0
500
Grupo Aeroportuario del Surest
SPON ADR SER B
40051E202
7042
30228
SH
DFND
30228
0
0
HORIZON THERAPEUTICS PLC
SHS
G46188101
3384
29735
SH
DFND
29141
0
594
Hewlett Packard Enterprise Co
COM
42824C109
162
10147
SH
DFND
10147
0
0
Home Depot Inc/The
COM
437076102
9016
28543
SH
DFND
27934
0
609
Honeywell International Inc
COM
438516106
1662
7758
SH
DFND
6713
0
1045
IBM
COM
459200101
8321
59066
SH
DFND
57206
0
1860
ILLINOIS TOOL WKS
COM
452308109
1172
5324
SH
DFND
5324
0
0
INTERCONTINENTAL EXCHANGE
COM
45866F104
4001
38999
SH
DFND
38373
0
626
ISHARES
MSCI STH AFR ETF
464286780
682
16065
SH
DFND
16065
0
0
ISHARES
SELECT DIVID ETF
464287168
891
7387
SH
DFND
7387
0
0
ISHARES
CHINA LG-CAP ETF
464287184
1021
36094
SH
DFND
36094
0
0
ISHARES
CORE S&P500 ETF
464287200
39627
103139
SH
DFND
102552
0
587
ISHARES
IBOXX INV CP ETF
464287242
9583
90896
SH
DFND
90330
0
566
ISHARES
S&P 500 GRWT ETF
464287309
658
11243
SH
DFND
10667
0
576
ISHARES
RUSSELL 2000 ETF
464287655
577
3307
SH
DFND
3307
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
1225
32336
SH
DFND
31586
0
750
ISHARES TRUST
TIPS BD ETF
464287176
9067
85187
SH
DFND
84202
0
985
ISHARES TRUST
1 3 YR TREAS BD
464287457
619
7627
SH
DFND
7627
0
0
ISHARES TRUST
GLOBAL 100 ETF
464287572
229
3570
SH
DFND
3570
0
0
ISHARES TRUST
IBOXX HI YD ETF
464288513
1545
20992
SH
DFND
20992
0
0
ISHARES/USA
S&P SML 600 GWT
464287887
223
2061
SH
DFND
2061
0
0
Intel Corp
COM
458140100
2597
98255
SH
DFND
96655
0
1600
Invesco Capital Management LLC
UNIT SER 1
46090E103
9214
34603
SH
DFND
34603
0
0
JPMorgan Chase & Co
COM
46625H100
12711
94781
SH
DFND
94015
0
766
Johnson & Johnson
COM
478160104
44545
252168
SH
DFND
244762
0
7406
KIMBERLY-CLARK CP
COM
494368103
1499
11038
SH
DFND
11038
0
0
Kellogg Co
COM
487836108
1436
20152
SH
DFND
19352
0
800
Kinder Morgan Inc
COM
49456B101
2608
144257
SH
DFND
143556
0
701
Kraft Foods Inc
CL A
609207105
437
6559
SH
DFND
6559
0
0
KraneShares ETFs/USA
QUADRTC INT RT
500767736
2361
104433
SH
DFND
99433
0
5000
L3Harris Technologies Inc
COM
502431109
3913
18793
SH
DFND
18736
0
57
LEGG MASON PARTNERS FUND ADVISOR LLC
COM
95766M105
191
18922
SH
DFND
0
0
18922
LOWE'S COS INC
COM
548661107
2340
11743
SH
DFND
11523
0
220
Lam Research Corp
COM
512807108
2792
6643
SH
DFND
6624
0
19
Linde PLC
SHS
G5494J103
1375
4215
SH
DFND
4100
0
115
Lockheed Martin Corp
COM
539830109
1037
2132
SH
DFND
2132
0
0
M&T Bank Corp
COM
55261F104
453
3118
SH
DFND
3059
0
59
MARSH & MCLENNAN
COM
571748102
955
5771
SH
DFND
5647
0
124
MASTERCARD INC
CL A
57636Q104
7023
20196
SH
DFND
20144
0
52
MCDONALD'S CORP
COM
580135101
5032
19096
SH
DFND
17006
0
2090
MICROSOFT CORP
COM
594918104
23879
99571
SH
DFND
95091
0
4480
MOODYS CORP
COM
615369105
415
1488
SH
DFND
1488
0
0
Marathon Petroleum Corp
COM
56585A102
644
5529
SH
DFND
5529
0
0
Merck & Co Inc
COM
58933Y105
15524
139917
SH
DFND
137712
0
2205
NEXTERA ENERGY
COM
65339F101
10185
121834
SH
DFND
118161
0
3673
NIKE INC
CL B
654106103
6727
57490
SH
DFND
56889
0
601
NVIDIA Corp
COM
67066G104
644
4411
SH
DFND
4331
0
80
Nelnet Inc
CL A
64031N108
9281
102263
SH
DFND
101863
0
400
Neuberger Berman Funds/Closed-
COM
64124P101
207
19865
SH
DFND
630
0
19235
Norfolk Southern Corp
COM
655844108
2172
8813
SH
DFND
8613
0
200
Novartis AG
SPONSORED ADR
66987V109
300
3307
SH
DFND
2907
0
400
Novo Holdings A/S
ADR
670100205
21666
160085
SH
DFND
157620
0
2465
Nuveen Closed-End Funds/USA
COM
670657105
201
17711
SH
DFND
3014
0
14697
Nuveen Closed-End Funds/USA
COM
67066V101
154
13025
SH
DFND
2550
0
10475
Nuveen Closed-End Funds/USA
COM
670928100
7827
910108
SH
DFND
891108
0
19000
OGE Energy Corp
COM
670837103
542
13704
SH
DFND
13704
0
0
ORACLE CORP
COM
68389X105
551
6749
SH
DFND
5979
0
770
Otis Worldwide Corp
COM
68902V107
406
5181
SH
DFND
3435
0
1746
PACCAR INC
COM
693718108
10665
107761
SH
DFND
107264
0
497
PARKER-HANNIFIN
COM
701094104
6439
22128
SH
DFND
22028
0
100
PEPSICO INC
COM
713448108
12616
69831
SH
DFND
65317
0
4514
PHILIP MORRIS INTL
COM
718172109
768
7580
SH
DFND
7580
0
0
PNC Financial Services Group I
COM
693475105
694
4393
SH
DFND
4393
0
0
Paychex Inc
COM
704326107
321
2779
SH
DFND
2779
0
0
Perrigo Co PLC
SHS
G97822103
6321
185425
SH
DFND
185425
0
0
Pfizer Inc
COM
717081103
12864
251055
SH
DFND
237555
0
13500
Pfizer Inc
CL A
98978V103
215
1464
SH
DFND
1464
0
0
Phillips 66
COM
718546104
623
5985
SH
DFND
5433
0
552
Procter & Gamble Co/The
COM
742718109
15007
99016
SH
DFND
92768
0
6248
QUALCOMM Inc
COM
747525103
2293
20860
SH
DFND
19809
0
1051
ROCKWELL AUTOMATION
COM
773903109
1673
6497
SH
DFND
5712
0
785
ROPER INDUSTRIES INC
COM
776696106
1786
4133
SH
DFND
3974
0
159
Raytheon Technologies Corp
COM
75513E101
2306
22854
SH
DFND
18902
0
3952
S&P Global Inc
COM
78409V104
634
1892
SH
DFND
1892
0
0
SANDSTORM GOLD LTD
COM NEW
80013R206
5898
1121340
SH
DFND
1103320
0
18020
SELECT SECTOR SPDR
SBI MATERIALS
81369Y100
2152
27709
SH
DFND
27667
0
42
SELECT SECTOR SPDR
SBI HEALTHCARE
81369Y209
20788
153024
SH
DFND
152832
0
192
SELECT SECTOR SPDR
SBI CONS STPLS
81369Y308
12336
165471
SH
DFND
165368
0
103
SELECT SECTOR SPDR
SBI CONS DISCR
81369Y407
17524
135671
SH
DFND
135515
0
156
SELECT SECTOR SPDR
ENERGY
81369Y506
7557
86395
SH
DFND
86337
0
58
SELECT SECTOR SPDR
FINANCIAL
81369Y605
14636
427967
SH
DFND
427094
0
873
SELECT SECTOR SPDR
TECHNOLOGY
81369Y803
63331
508929
SH
DFND
508296
0
633
SELECT SECTOR SPDR
SBI INT-UTILS
81369Y886
2686
38094
SH
DFND
38036
0
58
SSGA Funds Management Inc
S&P DIVID ETF
78464A763
1381
11039
SH
DFND
10729
0
310
SSgA Funds Management Inc
COMMUNICATION
81369Y852
3501
72958
SH
DFND
72784
0
174
STARBUCKS CORP
COM
855244109
3426
34540
SH
DFND
34500
0
40
STATE STREET ETF/USA
NUVEEN BLOOMBERG
78464A284
373
7624
SH
DFND
0
0
7624
STATE STREET ETF/USA
UTSER1 S&PDCRP
78467Y107
438
988
SH
DFND
988
0
0
Schlumberger Ltd
COM STK
806857108
505
9436
SH
DFND
8936
0
500
Sealed Air Corp
COM
81211K100
1552
31117
SH
DFND
31028
0
89
Southern Co/The
COM
842587107
522
7315
SH
DFND
7115
0
200
State Street ETF/USA
TR UNIT
78462F103
3655
9556
SH
DFND
9556
0
0
State Street Global Advisors Inc
SBI INT-INDS
81369Y704
15446
157271
SH
DFND
157176
0
95
State Street Global Advisors Inc
RL EST SEL SEC
81369Y860
2446
66235
SH
DFND
66139
0
96
Synopsys Inc
COM
871607107
2716
8505
SH
DFND
8448
0
57
Sysco Corp
COM
871829107
9866
129047
SH
DFND
127687
0
1360
TEXAS INSTRUMENTS
COM
882508104
1557
9422
SH
DFND
9362
0
60
TJX Cos Inc/The
COM
872540109
7450
93593
SH
DFND
93143
0
450
TRACTOR SUPPLY CO
COM
892356106
1569
6976
SH
DFND
6941
0
35
TRAVELERS CO INC
COM
89417E109
312
1666
SH
DFND
1666
0
0
Target Corp
COM
87612E106
876
5875
SH
DFND
5813
0
62
Texas Pacific Land Corp
COM
88262P102
17697
7549
SH
DFND
7504
0
45
Thermo Fisher Scientific Inc
COM
883556102
6220
11295
SH
DFND
11088
0
207
Timken Co/The
COM
887389104
2544
36005
SH
DFND
36005
0
0
UTD PARCEL SERV
CL B
911312106
15131
87038
SH
DFND
86688
0
350
Unilever PLC
SPON ADR NEW
904767704
1900
37744
SH
DFND
37744
0
0
Union Pacific Corp
COM
907818108
1538
7427
SH
DFND
6647
0
780
UnitedHealth Group Inc
COM
91324P102
6849
12918
SH
DFND
12795
0
123
VANGUARD
S&P 500 ETF SHS
922908363
669
1904
SH
DFND
1904
0
0
VANGUARD ETF/USA
SHRT TRM CORP BD
92206C409
3712
49368
SH
DFND
49368
0
0
VANGUARD ETF/USA
TOTAL STK MKT
922908769
353
1848
SH
DFND
1848
0
0
VERIZON COMMUN
COM
92343V104
5802
147266
SH
DFND
142805
0
4461
VISA INC
COM CL A
92826C839
3041
14637
SH
DFND
14597
0
40
Valero Energy Corp
COM
91913Y100
1734
13668
SH
DFND
13668
0
0
Van Kampen Funds/Closed-end/US
COM
46132C107
196
19795
SH
DFND
0
0
19795
Van Kampen Funds/Closed-end/US
COM
46133G107
126
13348
SH
DFND
0
0
13348
Vanguard ETF/USA
VAN FTSE DEV MKT
921943858
10935
260554
SH
DFND
259081
0
1473
Vanguard ETF/USA
FTSE EMR MKT ETF
922042858
5686
145857
SH
DFND
142276
0
3581
Vanguard ETF/USA
REAL ESTATE ETF
922908553
339
4110
SH
DFND
4110
0
0
Vanguard ETF/USA
MID CAP ETF
922908629
1985
9743
SH
DFND
9743
0
0
Vanguard ETF/USA
SMALL CP ETF
922908751
446
2428
SH
DFND
2428
0
0
Voya Investments LLC
CORE S&P TTL STK
464287150
4598
54225
SH
DFND
54225
0
0
Voya Investments LLC
CORE S&P MCP ETF
464287507
22267
92053
SH
DFND
91522
0
531
WASTE MANAGEMENT
COM
94106L109
4432
28248
SH
DFND
28135
0
113
WEYERHAEUSER CO
COM NEW
962166104
1076
34692
SH
DFND
34094
0
598
WISDOMTREE ASSET MANAGEMENT INC
US LARGECAP FUND
97717W588
428
10296
SH
DFND
10296
0
0
Walgreens Boots Alliance Inc
COM
931427108
3394
90842
SH
DFND
90842
0
0
Walmart Inc
COM
931142103
7618
53733
SH
DFND
53607
0
126
Walt Disney Co/The
COM
254687106
3579
41199
SH
DFND
39462
0
1737
Western Asset Trust Closed End
COM
95766P108
226
19405
SH
DFND
0
0
19405
Western Asset Trust Closed End
COM
958435109
115
15110
SH
DFND
0
0
15110
Xcel Energy Inc
COM
98389B100
479
6835
SH
DFND
6835
0
0
YUM BRANDS INC
COM
988498101
667
5205
SH
DFND
5205
0
0
Yum China Holdings Inc
COM
98850P109
201
3684
SH
DFND
3684
0
0
ZIMMER HLDGS INC
COM
98956P102
3469
27206
SH
DFND
27153
0
53
iShares ETFs/USA
CORE US AGGBD ET
464287226
33908
349610
SH
DFND
347030
0
2580
iShares ETFs/USA
7-10 YR TRSY BD
464287440
208
2176
SH
DFND
2176
0
0